1933 Act Definition Example

This example 1933 Act definition appears in 5 contracts from 2 companies

1933 Act. The Securities Act of 1933, as amended, and the rules and regulations of the Commission promulgated thereunder.
GLADSTONE INVESTMENT CORPORATION Contracts

Sales Agreement, dated as of May 14, 2024, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Oppenheimer & Co. Inc (Filed With SEC on May 14, 2024)

Sales Agreement, dated as of May 14, 2024, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Virtu Americas LLC (Filed With SEC on May 14, 2024)

Sales Agreement, dated as of May 14, 2024, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and B. Riley Securities, Inc (Filed With SEC on May 14, 2024)

Sales Agreement, dated as of June 2, 2025, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and M&T Securities, Inc (Filed With SEC on June 3, 2025)

Capital One Financial Contracts

(Filed With SEC on April 23, 2002)

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