Access Person
Access Person. Any (a) Board Member, (b) Advisory Person, or (c) officer of the Fund. A person does not become an Access Person solely by reason of (a) normally assisting in the preparation of public reports or receiving public reports, but not receiving information about current recommendations or trading activity or (b) a single instance of obtaining knowledge of current recommendations or trading activity, or infrequently and inadvertently obtaining such knowledge.
Found in
EQUUS TOTAL RETURN, INC. contract
Access Person. (a) the Adviser, (b) any Board Member or Advisory Person, and (c) any director, partner, or officer of the Fund or the Adviser who, with respect to the Fund, makes any recommendation, participates in the determination of which recommendation will be made, or whose principal functions or duties relate to the determination of which recommendation will be made, or who, in connection with his or her duties, obtains any information concerning recommendations of securities being made by the Adviser...
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Found in
EQUUS TOTAL RETURN, INC. contract