Broker-dealer

Example Definitions of "Broker-dealer"
Broker-dealer. Any broker or dealer registered with the Commission under the Exchange Act
Found in Northern Tier Energy LP contract
Broker-dealer. Any Shall mean any broker or dealer registered with the Commission under the Exchange Act Act.
Found in OGLETHORPE POWER CORP contract
Broker-dealer. Any Shall mean any broker or dealer registered with the Commission under the Exchange Act
Found in FIRST DATA CORP contract
Broker-dealer. Any Shall mean any broker or dealer registered with the Commission under the Exchange Act
Found in FIRST DATA CORP contract
View Variations (2)
Broker-dealer. Any broker or dealer registered as such under the Exchange Act
Found in Hannon Armstrong Sustainable Infrastructure Capital, Inc. contract
Broker-dealer. Any broker or dealer registered as such under the Exchange Act (as defined below)
Found in CNH Industrial Capital LLC contract
Broker-dealer. Shall mean any broker or dealer registered as such under the Exchange Act.
Found in OUTFRONT Media Inc. contract
Broker-dealer. Any broker or dealer registered with the SEC under the Exchange Act.
Found in Agilent Technologies Inc contract
Broker-dealer. Any broker or dealer registered under the Exchange Act.
Found in NEKTAR THERAPEUTICS contract
All Definitions