Broker-dealer

Example Definitions of "Broker-dealer"
Broker-dealer. Any broker or dealer registered as such under the Exchange Act (as defined below)
Broker-dealer. Any broker or dealer registered with the Commission under the Exchange Act
Broker-dealer. Shall mean any broker or dealer registered as such under the Exchange Act.
Broker-dealer. Any broker or dealer registered with the SEC under the Exchange Act.
Broker-dealer. Shall mean any broker or dealer registered with the Commission under the Exchange Act.
Broker-dealer. Any broker or dealer registered as such under the Exchange Act
Broker-dealer. Any broker or dealer registered under the Exchange Act.
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