Commission Comments Definition Example

Commission Comments. Means written comments pertaining solely to Rule 415 which are received by the Company from the Commission to a filed Registration Statement, a copy of which shall have been provided by the Company to the Investors, which either (i) requires the Company to limit the number of Registrable Securities which may be included therein to a number which is less than the number sought to be included thereon as filed with the Commission or (ii) requires the Company to either exclude Registrable... Securities held by specified Investors or deem such Investors to be underwriters with respect to Registrable Securities they seek to include in such Registration Statement. View More