Covered Issuer

Covered Issuer. Means any issuer that (i) is organized in the U.S., (ii) is not a registered or an unregistered investment company (other than any particular registered closed-end investment company with respect to which Wit Group is acting as an Underwriter or dealer *****, it being understood that the foregoing exception is designed to provide exclusivity for registered closed-end funds only on a case-by case-basis) or an investment fund, pooled investment vehicle or trust; and (iii) is not a registered... investment company or is not an investment fund or a pooled investment vehicle managed by E Group or Wit Group as a proprietary securities product. View More