Effective Date Definition Example

COVENTRY HEALTH CARE, INC. (Filed With SEC on June 7, 2011)

Ex-1.1 Underwriting Agreement (Filed With SEC on March 20, 2007)

EX-1.1: UNDERWRITING AGREEMENT (Filed With SEC on August 11, 2006)

Underwriting Agreement, dated March 5, 2024, among BlackRock Funding, Inc., BlackRock, Inc. and Morgan Stanley & Co. LLC, BofA Securities, Inc., Citigroup Global Markets Inc. and... (Filed With SEC on March 6, 2024)

At the Market Offering Agreement, dated May 7, 2024 by and between Inuvo, Inc. and H.C. Wainwright & Co., LLC (Filed With SEC on May 7, 2024)

At The Market Offering Agreement, dated May 3, 2024, by and between Blue Star Foods Corp. and H.C. Wainwright & Co., LLC (Filed With SEC on May 8, 2024)

At The Market Offering Agreement, dated as of May 15, 2024, by and between VBI Vaccines Inc. and H.C. Wainwright & Co., LLC (Filed With SEC on May 15, 2024)

At The Market Offering Agreement dated as of May 17, 2024 between the Company and H.C. Wainwright & Co., LLC (Filed With SEC on May 17, 2024)

ATM Agreement between the Company and Rodman & Renshaw dated June 7, 2024 (Filed With SEC on June 7, 2024)

At The Market Offering Agreement by and between JanOne Inc. and H.C. Wainwright & Co., LLC dated June 21, 2024 (Filed With SEC on June 21, 2024)

At The Market Offering Agreement, dated July 3, 2024, by and between the Company and Craig-Hallum Capital Group LLC (Filed With SEC on July 3, 2024)

At the Market Offering Agreement, dated as of August 12, 2024, between Citius Pharmaceuticals, Inc. and H.C. Wainwright & Co., LLC (Filed With SEC on August 12, 2024)

Underwriting Agreement, dated as of August 8, 2024, among Zimmer Biomet Holdings, Inc., Barclays Capital Inc., BNP Paribas Securities Corp., BofA Securities, Inc., Citigroup... (Filed With SEC on August 14, 2024)

Underwriting Agreement, dated as of November 13, 2024, among Zimmer Biomet Holdings, Inc., Barclays Bank PLC, Goldman Sachs & Co. LLC, HSBC Bank plc and RBC Europe Limited (Filed With SEC on November 19, 2024)

At The Market Offering Agreement between Netcapital Inc. and H.C. Wainwright & Co., LLC (Filed With SEC on August 23, 2024)

Underwriting Agreement, dated September 3, 2024, among the Company, the Manager and the Underwriters (Filed With SEC on September 5, 2024)

Underwriting Agreement, dated July 16, 2025, among the Company, the Manager and the Underwriters (Filed With SEC on July 18, 2025)

Equity Distribution Agreement, among AST SpaceMobile, Inc., AST & Science, LLC and B. Riley Securities, Inc., Barclays Capital Inc., BofA Securities, Inc., Cantor Fitzgerald &... (Filed With SEC on September 5, 2024)

Equity Distribution Agreement, among AST SpaceMobile, Inc., AST & Science, LLC and B. Riley Securities, Inc., Barclays Capital Inc., BofA Securities, Inc., Cantor Fitzgerald &... (Filed With SEC on October 7, 2025)

At The Market Offering Agreement, dated September 18, 2024, by and between Intelligent Bio Solutions Inc. and Ladenburg Thalmann & Co. Inc (Filed With SEC on September 18, 2024)

At the Market Offering Agreement, dated September 25, 2024, between the Company and H.C. Wainwright & Co., LLC (Filed With SEC on September 25, 2024)

At The Market Offering Agreement, dated September 27, 2024, by and between Bone Biologics Corporation and H.C. Wainwright & Co., LLC (Filed With SEC on September 27, 2024)

At The Market Offering Agreement, dated October 4, 2024, by and between Edesa Biotech, Inc. and H.C. Wainwright & Co., LLC (Filed With SEC on October 4, 2024)

At the Market Offering Agreement dated October 11, 2024, by and between the Company and Ladenburg Thalmann & Co. Inc (Filed With SEC on October 11, 2024)

At the Market Offering Agreement by and between the Company and H.C. Wainwright & Co., LLC dated November 8, 2024 (Filed With SEC on November 8, 2024)

At the Market Offering Agreement dated November 8, 2024 (Filed With SEC on November 8, 2024)

At The Market Offering Agreement, dated as of November 18, 2024, between Bionomics Limited and H.C. Wainwright & Co., LLC (Filed With SEC on November 21, 2024)

ATM Agreement dated November 22, 2024, by and between Atlas Lithium Corporation and H.C. Wainwright & Co., LLC (Filed With SEC on November 22, 2024)

ATM Agreement, dated November 26, 2024, by and between Pasithea Therapeutics Corp. and H.C. Wainwright & Co., LLC (Filed With SEC on November 26, 2024)

At The Market Offering Agreement, dated as of November 29, 2024, between H.C. Wainwright & Co., LLC and electroCore, Inc (Filed With SEC on November 29, 2024)

At The Market Offering Agreement, dated December 20, 2024, by and between Uranium Energy Corp., Goldman Sachs & Co. LLC, H.C. Wainwright & Co., LLC, BMO Capital Markets Corp. TD... (Filed With SEC on December 20, 2024)

At the Market Offering Agreement, dated January 21, 2025, between the Company and H.C. Wainwright & Co., LLC (Filed With SEC on January 21, 2025)

At The Market Offering Agreement dated as of January 17, 2025, between Envoy Medical, Inc and Roth Capital Partners, LLC (Filed With SEC on January 21, 2025)

At the Market Offering Agreement, dated February 14 2025, between the Company and H.C. Wainwright & Co., LLC (Filed With SEC on February 14, 2025)

At the Market Offering Agreement, dated February 21, 2025, by and between the Company and H.C. Wainwright, LLC (Filed With SEC on February 21, 2025)

Equity Distribution Agreement, dated February 27, 2025 (Filed With SEC on February 27, 2025)

Underwriting Agreement relating to the Mandatory Convertible Preferred Stock, dated March 4, 2025 among KKR & Co. Inc. and Morgan Stanley & Co. LLC and KKR Capital Markets LLC, as... (Filed With SEC on March 7, 2025)

At The Market Offering Agreement, dated March 28, 2025 (Filed With SEC on March 28, 2025)

At The Market Offering Agreement by and between reAlpha Tech Corp. and H.C. Wainwright & Co., LLC, dated April 2, 2025 (Filed With SEC on April 2, 2025)

At The Market Offering Agreement, dated April 4, 2025, by and between the Company and H.C. Wainwright & Co., LLC (Filed With SEC on April 7, 2025)

Offering Agreement, dated April 23, 2025, by and between Airship AI Holdings, Inc. and Roth Capital Partners, LLC, as sales agent (Filed With SEC on April 23, 2025)

At the Market Offering Agreement, dated April 29, 2025, by and between Soluna Holdings, Inc. and H.C. Wainwright & Co., LLC (Filed With SEC on April 29, 2025)

Underwriting Agreement, dated April 29, 2025, among the Company, BofA Securities, Inc., BNP Paribas Securities Corp., Goldman Sachs & Co. LLC, and J.P. Morgan Securities LLC for... (Filed With SEC on April 30, 2025)

Underwriting Agreement, dated October 15, 2025, among the Company, BofA Securities, Inc., BBVA Securities Inc., J.P. Morgan Securities LLC, and Wells Fargo Securities, LLC for... (Filed With SEC on October 16, 2025)

At The Market Offering Agreement, dated April 30, 2025, by and between Beeline Holdings, Inc. and Ladenburg Thalmann & Co., Inc (Filed With SEC on May 1, 2025)

At The Market Offering Agreement, dated May 1, 2025, by and between the Company and H.C. Wainwright & Co., LLC (Filed With SEC on May 1, 2025)

At the Market Offering Agreement by and between the Company and Ladenburg Thalmann & Co. Inc (Filed With SEC on May 19, 2025)

Underwriting Agreement, dated as of May 19, 2025, between FMC Corporation and BofA Securities, Inc., Citigroup Global Markets Inc., J.P. Morgan Securities LLC and Santander US... (Filed With SEC on May 21, 2025)

(Filed With SEC on May 22, 2009)

Sales Agreement, dated May 23, 2025, between PSQ Holdings, Inc., Roth Capital Partners, LLC and TCBI Securities, Inc., doing business as Texas Capital Securities (Filed With SEC on May 23, 2025)

At the Market Offering Agreement, dated May 28, 2025, by and between Intellinetics, Inc. and Lucid Capital Markets, LLC (Filed With SEC on May 28, 2025)

Equity Distribution Agreement dated as of May 30, 2025 (Filed With SEC on May 30, 2025)

At The Market Offering Agreement dated as of June 3, 2025 between the Company and Citizens JMP Securities, LLC (Filed With SEC on June 3, 2025)

At The Market Offering Agreement, dated June 12, 2025, by and between Intrusion, Inc. and H.C. Wainwright & Co., LLC (Filed With SEC on June 12, 2025)

At the Market Offering Agreement, dated July 3, 2025, between the Company and Roth Capital Partners, LLC (Filed With SEC on July 3, 2025)

At-The-Market Offering Agreement by and among the Company and R.F. Lafferty & Co., Inc., dated as of July 18, 2025 (Filed With SEC on July 18, 2025)

At The Market Offering Agreement dated as of August 13, 2025 between the Company and H.C. Wainwright & Co., LLC (Filed With SEC on August 14, 2025)

At The Market Offering Agreement, dated August 27, 2025, by and between Banzai International, Inc. and H.C. Wainwright & Co., LLC (Filed With SEC on August 28, 2025)

At The Market Offering Agreement, dated August 29, 2025, by and between Neuraxis, Inc. and Craig-Hallum Capital Group LLC (Filed With SEC on September 2, 2025)

Sales Agreement, dated as of September 5, 2025, by and among the 60 Degree Pharmaceuticals, Inc. and H.C. Wainwright & Co., LLC (Filed With SEC on September 5, 2025)

At-The-Market Offering Agreement by and among the Company and R.F. Lafferty & Co., Inc., dated as of September 17, 2025 (Filed With SEC on September 17, 2025)

ATM Agreement dated September 19, 2025, by and between Longeveron Inc. and H.C. Wainwright & Co., LLC (Filed With SEC on September 19, 2025)

At The Market Offering Agreement, dated October 3, 2025, by and between the Company and H.C. Wainwright & Co., LLC (Filed With SEC on October 3, 2025)

At The Market Offering Agreement, dated October 15, 2025, between Amaze Holdings, Inc. and Ladenburg Thalmann & Co. Inc (Filed With SEC on October 15, 2025)

At The Market Offering Agreement dated as of October 21, 2025 between the Company and Roth Capital Partners, LLC (Filed With SEC on October 21, 2025)

At-the-Market Offering Agreement, dated October 30, 2025 (Filed With SEC on October 30, 2025)