Exchange Act Person Definition Example with 11 Variations

This page contains an example definition of Exchange Act Person, followed by definitions with minor variations. You can view the differences between the example and variations by selecting the "Show Differences" option.
Exchange Act Person. Any natural person, Entity or group (within the meaning of Section 13(d) or 14(d) of the Exchange Act), except that Exchange Act Person shall not include (A) the Company or any Subsidiary of the Company, (B) any employee benefit plan of the Company or any Subsidiary of the Company or any trustee or other fiduciary holding securities under an employee benefit plan of the Company or any Subsidiary of the Company, (C) an underwriter temporarily holding securities pursuant to an offering of such... securities, or (D) an Entity Owned, directly or indirectly, by the stockholders of the Company in substantially the same proportions as their Ownership of stock of the Company View More
Found in Vuzix Corp contract

Variations

Exchange Act Person. Any any natural person, Entity or group "group" (within the meaning of Section 13(d) or 14(d) of the Exchange Act), except that Exchange "Exchange Act Person Person" shall not include (A) (i) the Company or any Subsidiary of the Company, (B) (ii) any employee benefit plan of the Company or any Subsidiary of the Company or any trustee or other fiduciary holding securities under an employee benefit plan of the Company or any Subsidiary of the Company, (C) (iii) an underwriter temporarily holding... securities pursuant to an offering of such securities, or (D) (iv) an Entity Owned, directly or indirectly, by the stockholders of the Company in substantially the same proportions as their Ownership of stock of the Company; or (v) any natural person, Entity or "group" (within the meaning of Section 13(d) or 14(d) of the Exchange Act) that, as of the effective date of the Plan as set forth in Section 14, is the Owner, directly or indirectly, of securities of the Company representing more than fifty percent (50%) of the combined voting power of the Company's then outstanding securities. View More
Found in Alexza Pharmaceuticals Inc. contract
All Definitions