Exempt Issuance Definition Example with 24 Variations

Exempt Issuance. The the issuance of (i) shares of Common Stock or options to employees, officers, or directors of the Company pursuant to any stock or option plan duly adopted by a majority of the non-employee members of the Board of Directors of the Company or a majority of the members of a committee of non-employee directors established for such purpose, and (ii) shares of Common Stock issued pursuant to real property leasing arrangement from a bank approved by the Board of Directors of the Company. Company;... (iv) shares sold to Kodiak under current equity line; (v) shares sold to repay the Note in its entirety. View More

Exempt Issuance. The the issuance of (i) shares of Common Stock or options to employees, officers, or directors of the Company pursuant to any stock or option plan duly adopted by a majority of the non-employee members of the Board of Directors of the Company or a majority of the members of a committee of non-employee directors established for such purpose, (ii) securities issued pursuant to acquisitions approved by a majority of the disinterested directors of the Company, and (ii) (iii) shares of Common Stock... issued pursuant to real property any leasing arrangement or financing from a national bank approved by the Board of Directors of the Company. View More

Exempt Issuance. The the issuance of (i) shares of Common Stock or options to employees, officers, directors, or directors consultants of the Company pursuant to any stock or option plan duly adopted by a majority of the non-employee members of the Board of Directors of the Company or a majority of the members of a committee of non-employee directors established for such purpose, and (ii) securities issued pursuant to strategic acquisitions approved by a majority of the disinterested directors of the Company,... (iii) shares of Common Stock issued in connection with regularly scheduled dividend payments on any preferred stock of the Company, (iv) shares of Common Stock issued pursuant to any real property leasing arrangement or financing from a national bank approved by the Board of Directors of the Company. Company, (v) shares of Common Stock issued pursuant to the conversion or exchange of any security issued by the Company prior to the Issuance Date, and (vi) sales under the Purchase Agreement. View More

Exempt Issuance. The the issuance of (i) shares of Common Stock or options to employees, officers, directors or directors consultants of the Company pursuant to any stock or option plan duly adopted by a majority of the non-employee members of the Board of Directors of the Company or a majority of the members of a committee of non-employee directors established for such purpose, purpose (for the avoidance of doubt, including the Company's 2014 Associate Stock Purchase Plan intended to qualify under Section 422... of the Internal Revenue Code of 1986), (ii) any Common Stock upon the exercise or conversion of securities that are issued and (ii) outstanding as of the date hereof, (iii) securities issued pursuant to acquisitions or strategic transactions approved by a majority of the disinterested directors of the Company, (iv) shares of Common Stock issued in connection with regularly scheduled dividend payments on the Series C Preferred Stock, and (v) shares of Common Stock issued pursuant to any loan or leasing arrangement, real property leasing arrangement arrangement, or debt financing from a bank approved by the Board of Directors of the Company. Company View More

Exempt Issuance. The the issuance of (i) shares of Common Stock or options to employees, officers, directors or directors unaffiliated consultants of the Company pursuant to any stock or option plan duly adopted by a majority of the non-employee members of the Board of Directors of the Company or a majority of the members of a committee of non-employee directors established for such purpose, (ii) any securities upon the exercise or conversion of any securities issued pursuant to the Securities Purchase... Agreement or agreements in substantially similar form pursuant to which Notes and (ii) Warrants were or are sold, (iii) any Common Stock upon the exercise or conversion of securities that are issued and outstanding as of the date of the Securities Purchase Agreement, (iv) securities issued pursuant to or in connection with acquisitions or strategic transactions approved by a majority of the disinterested directors of the Company, (v) shares of Common Stock issued or issuable in connection with regularly scheduled dividend payments on the Company's Series A Preferred Stock, and (vi) shares of Common Stock issued pursuant to any loan or leasing arrangement, real property leasing arrangement arrangement, or debt financing from a bank approved by the Board of Directors of the Company. View More

Exempt Issuance. The the issuance of (i) shares of Common Stock or options to employees, officers, directors or directors consultants of the Company pursuant to any stock or option plan duly adopted by a majority of the non-employee members of the Board of Directors of the Company or a majority of the members of a committee of non-employee directors established for such purpose, (ii) any securities issued upon the conversion of the Convertible Promissory Note, (iii) any Common Stock upon the exercise or... conversion of securities that are issued and (ii) outstanding as of the date of the Convertible Promissory Note, (iv) securities issued pursuant to acquisitions or strategic transactions approved by a majority of the disinterested directors of the Company, (v) shares of Common Stock issued in connection with regularly scheduled dividend payments on the Series C Preferred Stock, and (vi) shares of Common Stock issued pursuant to any loan or leasing arrangement, real property leasing arrangement arrangement, or debt financing from a bank approved by the Board of Directors of the Company. View More

Exempt Issuance. The the issuance of (i) shares of Common Stock or options to employees, officers, directors or directors consultants of the Company pursuant to any stock or option plan duly adopted by a majority of the non-employee members of the Board of Directors of the Company or a majority of the members of a committee of non-employee directors established for such purpose, purpose (for the avoidance of doubt, including the Company's 2014 Associate Stock Purchase Plan intended to qualify under Section 422... of the Internal Revenue Code of 1986), (ii) any securities upon the exercise or conversion of any securities issued pursuant to the Purchase Agreement, (iii) any Common Stock upon the exercise or conversion of securities that are issued and (ii) outstanding as of the date of the Purchase Agreement, (iv) securities issued pursuant to acquisitions or strategic transactions approved by a majority of the disinterested directors of the Company, (v) shares of Common Stock issued in connection with regularly scheduled dividend payments on the Series C Preferred Stock, and (vi) shares of Common Stock issued pursuant to any loan or leasing arrangement, real property leasing arrangement arrangement, or debt financing from a bank approved by the Board of Directors of the Company. View More

Exempt Issuance. The the issuance of (i) shares of Common Stock or options to employees, officers, officers or directors of the Company pursuant to any stock or option plan duly adopted by a majority of the non-employee members of the Board of Directors of the Company or a majority of the members of a committee of non-employee directors established for such purpose, (ii) securities issued pursuant to acquisitions or strategic transactions approved by a majority of the disinterested directors of the Company,... (iii) shares of Common Stock issued in connection with regularly scheduled dividend payments on any preferred stock of the Company, and (ii) (iv) shares of Common Stock issued pursuant to any loan or leasing arrangement, real property leasing arrangement arrangement, or financing from a national bank approved by the Board of Directors of the Company. View More

Exempt Issuance. The the issuance of (i) shares of Common Stock or options to employees, officers, directors or directors consultants of the Company pursuant to any stock or option plan duly adopted by a majority of the non-employee members of the Board of Directors of the Company or a majority of the members of a committee of non-employee directors established for such purpose, (ii) any securities upon the exercise or conversion of any securities issued pursuant to the Purchase Agreement, (iii) any Common... Stock upon the exercise or conversion of securities that are issued and (ii) outstanding as of the date of the Purchase Agreement, (iv) securities issued pursuant to acquisitions or strategic transactions approved by a majority of the disinterested directors of the Company, including without limitation all securities issued in connection with the merger transaction pursuant to which the Company will obtain ownership of the business of Creative Realities, LLC, (v) shares of Common Stock issued in connection with regularly scheduled dividend payments on the Series A Preferred Stock, and (vi) shares of Common Stock issued pursuant to any loan or leasing arrangement, real property leasing arrangement arrangement, or debt financing from a bank approved by the Board of Directors of the Company. View More

Exempt Issuance. The the issuance of (i) shares of Common Stock or options to employees, officers, directors or directors consultants of the Company pursuant to any stock or option plan duly adopted by a majority of the non-employee members of the Board of Directors of the Company or a majority of the members of a committee of non-employee directors established for such purpose, purpose (for the avoidance of doubt, including the Company's 2014 Associate Stock Purchase Plan intended to qualify under Section 422... of the Internal Revenue Code of 1986), (ii) any securities upon the exercise or conversion of any securities issued pursuant to the Purchase Agreement, (iii) any Common Stock upon the exercise or conversion of securities that are issued and (ii) outstanding as of the date of the Purchase Agreement, (iv) securities issued pursuant to acquisitions or strategic transactions approved by a majority of the disinterested directors of the Company, (v) shares of Common Stock issued in connection with regularly scheduled dividend payments on the Series A Preferred Stock, and (vi) shares of Common Stock issued pursuant to any loan or leasing arrangement, real property leasing arrangement arrangement, or debt financing from a bank approved by the Board of Directors of the Company. View More