Financial Advisor

Example Definitions of "Financial Advisor"
Financial Advisor. With respect to Buyer or Seller (as the case may be), any employee thereof who is a (a) registered financial advisor, investment associate, or other equivalent employee of the relevant employer (i) to whom production is credited for compensation purposes by the relevant employer, and (ii) whose primary duties involve servicing retail brokerage customers, or (b) retail branch manager of the relevant employer; provided, however, that asset management and investment banking personnel shall not be... deemed to be Financial Advisors. View More
Financial Advisor. Means A.G.P./Alliance Global Partners.
Financial Advisor. Piper Sandler & Co., independent financial advisor to Company in connection with the transactions contemplated by this Agreement.
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