Financial Advisor

Financial Advisor. Or "FA" means an employee who devotes full time to the generation of commission and fee revenues through the sale of investment products and services to the public and is compensated on a commission basis. This definition excludes any executive office/departmental personnel unless specifically included by separate agreement. A Branch Manager who receives some compensation in addition to commissions shall be eligible to participate in the Plan solely on the basis of personal Gross Production.

Financial Advisor. Means H.C. Wainwright & Co., LLC.

Financial Advisor. Such financial advisor, or any successor or replacement thereof, the "Financial Advisor"

Financial Advisor. Means a financial advisor to assist in the projections, financial and operating plans of the Borrowers, and any successor financial advisors that may be appointed from time to time by the Borrowers, in each case as shall be acceptable to the Administrative Agent.

Financial Advisor. Means Trout Capital LLC.

Financial Advisor. Means Crossroads, LLC, the financial advisor to the Noteholders' special counsel.

Financial Advisor. With respect to Buyer or Seller (as the case may be), any employee thereof who is a (a) registered financial advisor, investment associate, or other equivalent employee of the relevant employer (i) to whom production is credited for compensation purposes by the relevant employer, and (ii) whose primary duties involve servicing retail brokerage customers, or (b) retail branch manager of the relevant employer; provided, however, that asset management and investment banking personnel shall not be... deemed to be Financial Advisors. View More

Financial Advisor. Means A.G.P./Alliance Global Partners.

Financial Advisor. Piper Sandler & Co., independent financial advisor to Company in connection with the transactions contemplated by this Agreement.