FOCUS Report

FOCUS Report. Shall mean, for PFS, the Financial and Operational Combined Uniform Single Report required to be filed on a monthly or quarterly basis, as the case may be, with the Securities and Commission or the New York Stock Exchange, or, if PFS is registered as a futures commission merchant, with the 2 Commodities Futures Trading Commission ("CFTC"), the designated self-regulatory organization of PFS pursuant to a plan filed with the CFTC pursuant to Regulation... 1.52 under the Commodities Exchange Act, as amended, or the National Futures Association or any successor thereto, or any report that is required in lieu of such report. View More

FOCUS Report. Each of Lazard Frères & Co. LLC, Lazard Asset Management LLC, Lazard & Co., Limited and Compagnie Financiere Lazard Frères and each of their respective successors.