Marketable Securities

Marketable Securities. Means securities meeting all of the following requirements: (i) the issuer thereof is then subject to the reporting requirements of Section 13 or Section 15(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and is then current in its filing of all required reports and other information under the Securities Act and the Exchange Act; (ii) the class and series of shares or other security of the issuer that would be received by Holder in connection with the Fundamental... Transaction (as defined below) were Holder to exercise this Warrant on or prior to the closing thereof is then traded or quoted on a nationally recognized securities exchange, inter-dealer quotation system or over-the-counter market, and (iii) following the closing of such Fundamental Transaction, the Holder would not be restricted from publicly re-selling all of the issuer's shares and/or other securities that would be received by the Holder in such Fundamental Transaction were the Holder to exercise or convert this Warrant in full on or prior to the closing of such Fundamental Transaction, except to the extent that any such restriction (x) arises solely under federal or state securities laws, rules or regulations, and (y) does not extend beyond six (6) months from the closing of such Fundamental Transaction. View More

Marketable Securities. Means securities which (a) are of a class listed on either a national securities exchange or the Nasdaq Stock Market, and (b) (i) may be sold by the Holders immediately to the public without registration under the 1933 Act, (ii) have been registered for sale under the 1933 Act pursuant to an effective registration statement and may be immediately sold by the Holders to the public, or (iii) shall be registered for sale by the Holders under the 1933 Act within 120 days after consummation of an... Approved Sale and may be immediately sold by the Holders to the public at such time and (c) together with all other securities received by the Holders in such Approved Sale constitute less than the aggregate trading volume for securities of such class for the 30 trading days immediately preceding the date of the consummation of such Approved Sale. View More

Marketable Securities. Shall mean securities (i) of a class or series listed or traded on the New York Stock Exchange, American Stock Exchange, or Nasdaq National Market -17- System and (ii) which, as a matter of law, shall at the time of acquisition be (or which at the date of acquisition are legally committed to become within six months after the date of acquisition) freely saleable in unlimited quantities by the HMC Group to the public, either pursuant to an effective... registration statement under the Securities Act (including a current prospectus which is available for delivery) or without the necessity of such registration. View More

Marketable Securities. Shall mean "margin stock" as defined in Regulation U of the Federal Reserve Board; mutual funds; and bonds and other debt securities of United States corporations not falling within the definition of "margin stock" with a credit quality rating of at least A by Standard & Poors or A-2 by Moody's; commercial paper with a credit quality rating of at least A-2 by Standard & Poors or P-2 by Moody's; obligations issued by or guaranteed by the United States government or agencies thereof; and... obligations of any state, territory, municipality or other local governmental subdivision or entity of the United States, with a credit quality rating of at least A by Standard & Poors or A-2 by Moody's. View More

Marketable Securities. Means securities that are publicly-tradable (including, for the avoidance of doubt, securities that may be subject to the resale provisions of Rule 145 adopted under the Securities Act) or securities that are subject to registration rights exercisable (whether pursuant to a shelf registration, a contractual obligation with a third party or otherwise) by the PFDC Stockholders, collectively, within three (3) months following the issuance of such securities pursuant to a registration agreement.

Marketable Securities. Means securities that are traded on an established United States securities exchange or reported through the NASDAQ, or otherwise traded over- 4 the-counter or traded on PORTAL (in the case of securities eligible for trading pursuant to Rule 144A under the Securities Act of 1933, as amended).

Marketable Securities. Shall mean securities which are (i) freely tradable on a major stock exchange (including without limitation NASDAQ and the Tokyo Stock Exchange), or (ii) restricted securities with respect to which the issuing corporation undertakes to file a registration statement at its expense that will enable the holder of the securities to sell the securities, - in either case subject to agree-upon volume restrictions to prevent a material adverse effect on the price of the stock.

Marketable Securities. Any securities that are (i) listed or traded on a any established trading market or quotation system for the trading of securities, including any established electronic securities market and have an average daily trading volume of over $20 million (calculated on 30-day weighted average (by dollar volume) basis) and (ii) tradable in the United States without any further registration under applicable securities laws.

Marketable Securities. Shall mean the following types of securities: U.S. Treasury obligations; municipal bonds; stocks and bonds listed on the New York Stock Exchange; stocks and bonds listed on the American Stock Exchange; over the counter listed stocks and bonds and securities maturing more than ninety (90) days from the date of issuance; provided, however, that (a) a bond will not be deemed marketable unless it is investment grade, which shall mean such bond has a BBB... or better rating from S&P or a BAA or better rating from Moody's; and (b) stock shall not be deemed marketable unless such stock is publicly traded and has a publicly reported fair market value of at least $ 10 per share. View More

Marketable Securities. Shall mean securities of a corporation subject to the informational and reporting requirements of the Securities Exchange Act of 1934, as amended, that are listed and actively traded on a nationally-recognized stock exchange or inter-dealer quotation system in the United States.