Participating Broker-Dealer

Example Definitions of "Participating Broker-Dealer"
Participating Broker-Dealer. Merrill Lynch, Pierce, Fenner & Smith Incorporated and any other broker-dealer which makes a market in the Initial Securities and exchanges Registrable Securities in the Exchange Offer for Exchange Securities
Found in WINDSTREAM HOLDINGS, INC. contract
Participating Broker-Dealer. Merrill Lynch, Pierce, Fenner & Smith Incorporated Incorporated, J.P. Morgan Securities LLC and any other broker-dealer which makes a market in the Initial Securities and exchanges Registrable Securities in the Exchange Offer for Exchange Securities
Found in Uniti Group contract
Participating Broker-Dealer. Any of Banc of America, J.P. Morgan Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated and any other broker-dealer which makes a market in the Initial Securities and exchanges Registrable Securities in the Exchange Offer for Exchange Securities
Found in Sonic Automotive, Inc. contract
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Participating Broker-Dealer. Any of the Initial Purchasers and any other broker-dealer which makes a market in the Securities and exchanges Registrable Securities in the Exchange Offer for Exchange Securities
Found in Dycom Industries Inc contract
Participating Broker-Dealer. Any of the Initial Purchasers J.P. Morgan Securities LLC and any other broker-dealer which makes a market in the Securities and exchanges Registrable Transfer Restricted Securities in the Exchange Offer for Exchange Securities Notes
Found in NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP contract
Participating Broker-Dealer. Any of the Initial Purchasers and any other broker-dealer which makes a market in the Securities and exchanges Registrable Transfer Restricted Securities in the Exchange Offer for Exchange Securities
Found in Royal Plastics Group (USA) Ltd contract
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Participating Broker-Dealer. Shall mean any Dealer Manager and any other broker-dealer which makes a market in the New Notes and exchanges Registrable Securities in the Exchange Offer for Exchange Securities.
Found in Conagra Brands contract
Participating Broker-Dealer. Shall mean any the Dealer Manager Managers and any other broker-dealer which makes a market in the New CVS Notes and exchanges Registrable Securities in the Exchange Offer for Exchange Securities.
Found in CVS contract
Participating Broker-Dealer. Shall mean any Any Dealer Manager and any other broker-dealer which makes a market in the New Notes and exchanges Registrable Securities in the Exchange Offer for Exchange Securities. Securities
Found in Republic Services Inc contract
Participating Broker-Dealer. Shall mean any Any Dealer Manager and any other broker-dealer which makes a market in the New Notes and exchanges Registrable Securities in the Exchange Offer for Exchange Securities. Securities
Found in Xcel Energy Inc contract
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Participating Broker-Dealer. The Dealer-Managers, and any other broker-dealer who acquired Registrable Securities for its own account as a result of market-making or other trading activities and exchanges Registrable Securities in the Exchange Offer for Exchange Securities
Found in Exelon Corp. contract
Participating Broker-Dealer. The Dealer-Managers, Any of the Initial Purchasers and any other broker-dealer who acquired Registrable the Initial Securities for its own account as a result of market-making market making activities or other trading activities and exchanges Registrable Securities in the Exchange Offer for Exchange Securities
Found in American Axle & Manufacturing Holdings, Inc. contract
Participating Broker-Dealer. The Dealer-Managers, Any Initial Purchaser, and any other broker-dealer who acquired Registrable Securities for its own account as a result of market-making or other trading activities and exchanges Registrable Securities in the Exchange Offer for Exchange Securities
Found in Exelon Corp. contract
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Participating Broker-Dealer. Means a broker-dealer that receives Exchange Securities for its own account in the Exchange Offer in exchange for Securities that were acquired by such broker-dealer as a result of market-making or other trading activities
Found in FIRST DATA CORP contract
Participating Broker-Dealer. Means a Any of the Dealer Managers and any other broker-dealer that receives Exchange Securities Notes for its own account in the Registered Exchange Offer in exchange for Transfer Restricted Securities that were acquired by such broker-dealer as a result of market-making activities or other trading activities
Found in Norfolk Southern Corp. contract
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Participating Broker-Dealer. Any of Banc of America Securities LLC, J.P. Morgan Securities Inc. and Comerica Securities, Inc. and any other broker-dealer which makes a market in the Securities and exchanges Registrable Securities in the Exchange Offer for Exchange Securities
Found in Sonic Automotive, Inc. contract
Participating Broker-Dealer. Any of Banc of America Securities LLC, J.P. Morgan Securities Inc. and Comerica Securities, Inc. and any other broker-dealer which makes a market in the Securities and exchanges Registrable Securities in the Exchange Offer for Exchange Securities
Found in TALOS PETROLEUM LLC contract
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Participating Broker-Dealer. Any of Banc of America Securities LLC, Barclays Capital Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Greenwich Capital Markets, Inc., Mitsubishi UFJ Securities International plc, Scotia Capital (USA) Inc., UBS Securities LLC, Wachovia Capital Markets, LLC, BNY Capital Markets, Inc., Goldman, Sachs & Co., Banca IMI S.p.A, BNP Paribas Securities Corp., Daiwa Securities America Inc., Danske Markets Inc., Lloyds TSB Bank plc, Standard Chartered Bank and... Wells Fargo Securities, LLC and any other broker-dealer which makes a market in the Securities and exchanges Transfer Restricted Securities in the Exchange Offer for Exchange Notes View More
Found in COMPUTER SCIENCES CORP contract
Participating Broker-Dealer. Any of Merrill Lynch, Pierce, Fenner & Smith Incorporated, BNY Capital Markets, Inc., KeyBanc Capital Markets, a Division of McDonald Investments Inc., PNC Capital Markets, Inc. and Sun Trust Capital Markets, Inc. and any other broker-dealer which makes a market in the Securities and exchanges Registrable Securities in the Exchange Offer for Exchange Securities
Found in MYLAN INC. contract
Participating Broker-Dealer. Any of Barclays Capital Inc. and RBC Capital Markets, LLC and any other broker-dealer which makes a market in the Securities and exchanges Transfer Restricted Securities in the Exchange Offer for Exchange Securities
Found in Agiliti Health, Inc. contract
Participating Broker-Dealer. Any of Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities Inc., Banc of America Securities LLC, Citigroup Global Markets, Inc., Wachovia Capital Markets, LLC and Barclays Capital Inc. and any other broker-dealer which makes a market in the Initial Securities and exchanges Registrable Securities in the Exchange Offer for Exchange Securities
Found in WINDSTREAM HOLDINGS, INC. contract
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