Registrable Securities

Example Definitions of "Registrable Securities"
Registrable Securities. Means, as of any date of determination, (a) all Shares, (b) all Warrant Shares then issued and issuable upon exercise of the Warrants (assuming on such date the Warrants are exercised in full without regard to any exercise limitations therein), (c) any additional shares of Common Stock issued and issuable in connection with any anti-dilution provisions in the Warrants (without giving effect to any limitations on exercise set forth in the Warrants) and (d) any securities issued or then issuable... upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing; provided, however, that any such Registrable Securities shall cease to be Registrable Securities (and the Company shall not be required to maintain the effectiveness of any, or file another, Registration Statement hereunder with respect thereto) for so long as (a) a Registration Statement with respect to the sale of such Registrable Securities is declared effective by the Commission under the Securities Act and such Registrable Securities have been disposed of by the Holder in accordance with such effective Registration Statement, (b) such Registrable Securities have been previously sold in accordance with Rule 144, or (c) such securities become eligible for resale without volume or manner-of-sale restrictions and without current public information pursuant to Rule 144 as set forth in a written opinion letter to such effect, addressed, delivered and acceptable to the Transfer Agent and the affected Holders (assuming that such securities and any securities issuable upon exercise, conversion or exchange of which, or as a dividend upon which, such securities were issued or are issuable, were at no time held by any Affiliate of the Company), as reasonably determined by the Company, upon the advice of counsel to the Company View More
Found in CTD HOLDINGS INC contract
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Registrable Securities. Means, as of any date of determination, (a) all Shares, shares of Common Stock issued pursuant to that certain Securities Purchase Agreement, dated as of October 21, 2020, by and among the Company and the purchasers party thereto ("October SPA"), (b) all Warrant Shares then issued and issuable upon exercise outstanding and all shares of Common Stock underlying Common Stock purchase warrants then outstanding and issued pursuant to the Warrants (assuming on such date October SPA (together with... the Warrants are exercised in full without regard to any exercise limitations therein), (c) any additional shares of Common Stock issued pursuant to the October SPA, the "October Securities"), (c) all shares of Common Stock issued pursuant to the Purchase Agreement, (d) all Warrant Shares then issued and issuable in connection outstanding and all shares of Common Stock underlying Common Stock purchase warrants then outstanding and issued pursuant to the Purchase Agreement (together with any anti-dilution provisions in the Warrants (without giving effect shares of Common Stock issued pursuant to any limitations on exercise set forth in the Warrants) Purchase Agreement, the "December 2 Securities"), and (d) (e) any securities issued or then issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing; provided, however, that any such Registrable Securities shall cease to be Registrable Securities (and the Company shall not be required to maintain the effectiveness of any, or file another, Registration Statement hereunder with respect thereto) for so long as (a) a Registration Statement with respect to the sale of such Registrable Securities is declared effective by the Commission under the Securities Act and such Registrable Securities have been disposed of by the Holder in accordance with such effective Registration Statement, (b) such Registrable Securities have been previously sold in accordance with Rule 144, or (c) such securities become eligible for resale without volume or manner-of-sale restrictions and without current public information pursuant to Rule 144 as set forth in a written opinion letter to such effect, addressed, delivered and acceptable to the Transfer Agent and the affected Holders (assuming that such securities and any securities issuable upon exercise, conversion or exchange of which, or as a dividend upon which, such securities were issued or are issuable, were at no time held by any Affiliate of the Company), Company, and all Warrants are exercised by "cashless exercise" as provided in Section 2(c) of each of the Warrants), as reasonably determined by the Company, upon the advice of counsel to the Company Company. View More
Found in GLOWPOINT, INC. contract
Registrable Securities. Means, as of any date of determination, Shall mean (a) all Shares, (b) all Warrant Shares then issued and issuable upon exercise of the Warrants Warrant delivered to Investor in connection with the Offering (assuming on such date the Warrants are exercised in full without regard to any exercise limitations therein), and (c) any additional shares of Common Stock issued and issuable in connection with any anti-dilution provisions in the Warrants (without giving effect to any limitations on... exercise set forth in the Warrants) and (d) any securities issued or then issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing; foregoing provided, however, that any such Registrable Securities shall cease to be Registrable Securities (and the Company shall not be required (i) when subject to maintain the effectiveness of any, or file another, an effective Registration Statement hereunder with respect thereto) for so long as (a) a Registration Statement with respect to the sale of such Registrable Securities is declared effective by the Commission under the Securities Act and as provided for hereunder, (ii) upon any sale pursuant to a Registration Statement or Rule 144 under the Securities Act or (iii) at such Registrable Securities have been disposed of by the Holder in accordance with such effective Registration Statement, (b) such Registrable Securities have been previously sold in accordance with Rule 144, or (c) time such securities become eligible for resale without volume or manner-of-sale restrictions and without current public information pursuant to Rule 144 as set forth in a written opinion letter to such effect, addressed, delivered and acceptable to the Transfer Agent and the affected Holders (assuming that such securities and any securities issuable upon exercise, conversion or exchange of which, or as a dividend upon which, such securities were issued or are issuable, were at no time held by any Affiliate of the Company), as reasonably determined by the Company, upon the advice of counsel to the Company Investors. View More
Found in Pershing Gold Corp. contract
Registrable Securities. Means, as of any date of determination, (a) all Shares, Shares of the shares of Common Stock then issued and issuable upon conversion in full of the Debentures (assuming on such date the Debentures are converted in full without regard to any conversion limitations therein), (b) all Warrant Shares then issued and issuable upon exercise of the Warrants (assuming on such date the Warrants are exercised in full without regard to any exercise limitations therein), (c) any additional shares of Common... Stock issued and issuable in connection with any anti-dilution provisions in the Debentures or the Warrants (without (in each case, without giving effect to any limitations on conversion set forth in the Debentures or limitations on exercise set forth in the Warrants) and (d) any securities issued or then issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing; provided, however, that any such Registrable Securities shall cease to be Registrable Securities (and the Company shall not be required to maintain the effectiveness of any, or file another, Registration Statement hereunder with respect thereto) for so long as (a) a Registration Statement with respect to the sale of such Registrable Securities is declared effective by the Commission under the Securities Act and such Registrable Securities have been disposed of by the Holder in accordance with such effective Registration Statement, (b) such Registrable Securities have been previously sold in accordance with Rule 144, or (c) such securities become eligible for resale without volume or manner-of-sale restrictions and without current public information pursuant to Rule 144 as set forth in a written opinion letter to such effect, addressed, delivered and acceptable to the Transfer Agent and the affected Holders (assuming that such securities and any securities issuable upon exercise, conversion or exchange of which, or as a dividend upon which, such securities were issued or are issuable, were at no time held by any Affiliate of the Company), as reasonably determined by the Company, upon the advice of counsel to the Company View More
Found in NovaBay Pharmaceuticals, Inc. contract
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Registrable Securities. The Securities; provided that the Securities shall cease to be Registrable Securities (i) when a Registration Statement with respect to such Securities has become effective under the Securities Act and such Securities have been exchanged or disposed of pursuant to such Registration Statement or (ii) when such Securities cease to be outstanding
Found in CLAYTON WILLIAMS ENERGY INC contract
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Registrable Securities. The Shall mean the Securities; provided that the Securities shall cease to be Registrable Securities (i) when a Registration Statement with respect to such Securities has become been declared effective under the Securities Act and such Securities have been exchanged or disposed of pursuant to such Registration Statement Statement, (ii) when such Securities are eligible to be sold pursuant to Rule 144 (or any similar provision then in force, but not Rule 144A) under the Securities Act or (ii) (iii) when such Securities cease to be outstanding outstanding. View More
Found in Essex Property Trust, Inc. contract
Registrable Securities. The Securities; provided that the Securities shall cease to be Registrable Securities (i) when a Registration Statement with respect to such Securities has become effective under the Securities Act and such Securities have been exchanged or disposed of pursuant to such Registration Statement or Statement, (ii) when such Securities cease to be outstanding or (iii) except in the case of Securities held by an Initial Purchaser that otherwise remain Registrable Securities and that are ineligible to... be exchanged in the Exchange Offer, when the Exchange Offer is consummated View More
Found in FORUM ENERGY TECHNOLOGIES, INC. contract
Registrable Securities. The Securities; provided that the Securities shall cease to be Registrable Securities upon the earliest to occur of the following: (i) when a Registration Statement with respect to such Securities has become effective under the Securities Act and such Securities have been exchanged or disposed of pursuant to such Registration Statement or Statement, (ii) when such Securities cease to be outstanding outstanding, (iii) when such Securities are sold pursuant to Rule 144 under the Securities Act or... any successor rule or regulation thereto that may be adopted by the SEC, or (iv) except in the case of Securities that otherwise remain Registrable Securities and that are held by the Initial Purchaser and that are ineligible to be exchanged in the Exchange Offer, when the Exchange Offer is consummated View More
Found in AIR LEASE CORP contract
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Registrable Securities. (i) the Shares, (ii) the Warrant Shares and (iii) any other securities issued or issuable with respect to or in exchange for Registrable Securities, whether by merger, charter amendment or otherwise; provided, that, a security shall cease to be a Registrable Security upon (A) sale pursuant to a Registration Statement or Rule 144 under the 1933 Act, or (B) such security becoming eligible for sale without restriction by the Investors pursuant to Rule 144
Found in Turtle Beach Corp contract
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Registrable Securities. Means the (i) the Shares, (ii) the Warrant Conversion Shares and (iii) any other securities issued or issuable with respect to or in exchange for Registrable Securities, whether by merger, charter amendment or otherwise; otherwise, and (ii) shares of Common Stock issuable as dividends payable with respect to the Preferred Stock; provided, that, a security shall cease to be a Registrable Security upon (A) sale pursuant to a Registration Statement or Rule 144 under the 1933 Act, or (B) such... security becoming eligible for sale without restriction by the Investors pursuant to Rule 144 Act. View More
Found in IMAGEWARE SYSTEMS INC contract
Registrable Securities. (i) the Common Shares, (ii) the Warrant Shares Underlying Shares, and (iii) any other securities issued or issuable with respect to or in exchange for Registrable Securities, the Common Shares and Underlying Shares, whether by merger, charter amendment or otherwise; otherwise, provided, that the Purchaser has completed and delivered to the Company a Selling Stockholder Questionnaire; provided, further, that, a security shall cease to be a Registrable Security upon (A) sale pursuant to a... Registration Statement or Rule 144 under the 1933 Act, or (B) such security becoming eligible for sale without restriction by the Investors Purchasers pursuant to Rule 144 View More
Found in IOVANCE BIOTHERAPEUTICS, INC. contract
Registrable Securities. Shall mean (i) the Shares, (ii) the Warrant Shares and (iii) any other securities issued or issuable with respect to or in exchange for Registrable Securities, whether by merger, charter amendment or otherwise; Securities; provided, that, a security shall cease to be a Registrable Security upon (A) sale pursuant to a Registration Statement or Rule 144 under the 1933 Act, or (B) such security becoming eligible for sale without restriction by the Investors Purchasers pursuant to Rule 144.
Found in Eloxx Pharmaceuticals, Inc. contract
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Registrable Securities. Means (i) the Common Shares, (ii) the Warrant Shares and (iii) any capital stock of the Company issued or issuable with respect to the Common Shares, the Warrant Shares or the Warrants, including, without limitation, (1) as a result of any stock split, stock dividend, recapitalization, exchange or similar event or otherwise and (2) shares of capital stock of the Company into which the shares of Common Stock are converted or exchanged and shares of capital stock of a Successor Entity (as defined... in the Warrants) into which the shares of Common Stock are converted or exchanged, in each case, without regard to any limitations on exercise of the Warrants. View More
Found in Apyx Medical Corp contract
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Registrable Securities. Means (i) the Common Conversion Shares, (ii) the Warrant Shares and (iii) any capital stock of the Company issued or issuable with respect to the Common Conversion Shares, the Warrant Shares, the Preferred Shares or the Warrants, including, without limitation, (1) as a result of any stock split, stock dividend, recapitalization, exchange or similar event or otherwise and (2) shares of capital stock of the Company into which the shares of Common Stock (as defined in the Certificate of... Designations) are converted or exchanged and shares of capital stock of a Successor Entity (as defined in the Warrants) into which the shares of Common Stock are converted or exchanged, in each case, without regard to any limitations on conversion of the Preferred Shares or exercise of the Warrants. View More
Found in ESPORTS ENTERTAINMENT GROUP, INC. contract
Registrable Securities. Means (i) the Common Conversion Shares, (ii) Commitment Shares, (iii) the Warrant Shares and (iii) (ii) any capital stock of the Company issued or issuable with respect to the Common Commitment Shares, Conversion Shares, the Warrant Shares Shares, the Notes or the Warrants, including, without limitation, (1) as a result of any stock split, stock dividend, recapitalization, exchange or similar event or otherwise and (2) shares of capital stock of the Company into which the shares of Common Stock... (as defined in the Notes) are converted or exchanged and shares of capital stock of a Successor Entity (as defined in the Warrants) into which the shares of Common Stock are converted or exchanged, in each case, without regard to any limitations on conversion of the Notes or exercise of the Warrants. View More
Found in Canfield Medical Supply, Inc. contract
Registrable Securities. Means (i) the Common Conversion Shares, (ii) the Warrant Shares and (iii) any capital stock of the Company issued or issuable with respect to the Common Conversion Shares, the Warrant Shares Shares, the Notes or the Warrants, including, without limitation, (1) as a result of any stock split, stock dividend, recapitalization, exchange or similar event or otherwise and (2) shares of capital stock of the Company into which the shares of Common Stock (as defined in the Notes) are converted or... exchanged and shares of capital stock of a Successor Entity (as defined in the Warrants) into which the shares of Common Stock are converted or exchanged, in each case, without regard to any limitations on conversion of the Notes or exercise of the Warrants. View More
Found in MassRoots, Inc. contract
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Registrable Securities. Means all of (i) the Shares, (ii) the Warrant Shares and (iii) any securities issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing, provided, that the Holder has completed and delivered to the Company a Selling Stockholder Questionnaire; and provided, further, that Shares and Warrant Shares shall cease to be Registrable Securities upon the earliest to occur of the following: (A) sale pursuant to a Registration... Statement or Rule 144 under the Securities Act (in which case, only such security sold shall cease to be a Registrable Security); or (B) becoming eligible for sale without volume limitations by the Holder pursuant to Rule 144(k) View More
Found in TITAN PHARMACEUTICALS INC contract
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Registrable Securities. Means all of Means, collectively (i) the Shares, shares of Common Stock issuable upon conversion of the Convertible Promissory Notes (the "Note Shares"); and (ii) the Warrant Shares and (iii) any securities issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing, foregoing; provided, that the Holder has completed and delivered to the Company a Selling Stockholder Questionnaire; and provided, further, that Shares... and Warrant the Note Shares shall cease to be Registrable Securities upon the earliest earlier to occur of the following: (A) sale pursuant to a Registration Statement or Rule 144 under the Securities Act (in which case, only such security sold shall cease to be a Registrable Security); Security) or (B) becoming eligible for sale without volume limitations by the Holder pursuant to Rule 144(k) 144, without limitation. View More
Found in LegacyXChange, Inc. contract
Registrable Securities. Means all of (i) the Shares, and (ii) the Warrant Shares and (iii) any securities issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing, provided, that the Holder has completed and delivered to the Company a Selling Stockholder Questionnaire; and provided, further, that Shares and Warrant with respect to a particular Holder, such Holder's Shares shall cease to be Registrable Securities upon the earliest to occur... of the following: (A) a sale pursuant to a Registration Statement or Rule 144 under the Securities Act (in which case, only such security sold by the Holder shall cease to be a Registrable Security); or (B) becoming eligible for sale without volume limitations resale by the Holder under Rule 144 without the requirement for the Company to be in compliance with the current public information requirement thereunder and without volume or manner-of-sale restrictions, pursuant to Rule 144(k) a written opinion letter to such effect, addressed, delivered and acceptable to the Transfer Agent View More
Found in AMYRIS, INC. contract
Registrable Securities. Means all of (i) the Shares, Shares (ii) the Warrant Shares issued or issuable upon the exercise of the Warrants, (iii) any additional shares issuable in connection with any anti-dilution provisions in the Warrants (without giving effect to any limitations on exercise set forth in the Warrant) and (iii) (iv) any securities issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing, event; provided, that the Holder has... completed and delivered to the Company a Selling Stockholder Questionnaire; and provided, further, that Shares and Warrant Shares a Holder's security shall cease to be Registrable Securities upon the earliest to occur of the following: (A) sale pursuant to a Registration Statement or Rule 144 under the Securities Act (in which case, only such security sold shall cease to be a Registrable Security); or (B) such security becoming eligible for sale without volume limitations by the Holder pursuant to Rule 144(k) 144 in a transaction in which the requirements of paragraph (c)(1) thereof do not apply View More
Found in ZIOPHARM ONCOLOGY INC contract
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Registrable Securities. All of the Merger Shares. Registrable Securities include any warrants, shares of capital stock or other securities of the Company issued as a dividend or other distribution with respect to or in exchange for or in replacement of such Merger Shares. As to any particular Registrable Securities, such securities shall cease to be Registrable Securities when: (a) a Registration Statement with respect to the sale of such securities shall have become effective under the Securities Act and such... securities shall have been sold, transferred, disposed of or exchanged in accordance with such Registration Statement; (b) such securities shall have been otherwise transferred, new certificates for them not bearing a legend restricting further transfer shall have been delivered by the Company and subsequent public distribution of them shall not require registration under the Securities Act; (c) such securities shall have ceased to be outstanding; or (d) the Registrable Securities are freely saleable under Rule 144 without volume limitations View More
Found in SAExploration Holdings, Inc. contract
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Registrable Securities. All of the Merger The BFI Consideration Common Shares. Registrable Securities shall also include any warrants, shares of capital stock or other securities of the Company issued as a dividend or other distribution with respect to or to, in exchange for or in replacement of such Merger each of the BFI Consideration Common Shares. As to any particular Registrable Securities, such securities shall cease to be Registrable Securities (and the Company shall not be required to maintain the... effectiveness of any, or file another, Registration Statement hereunder with respect thereto) when: (a) a Registration Statement with respect to the sale of all of such securities shall have become effective under the Securities Act and such securities shall have been sold, transferred, disposed of or exchanged in accordance with such Registration Statement; (b) such securities shall have been otherwise transferred, transferred or distributed by Cardboard Box to a person that is not a Permitted Assignee, new certificates for them not bearing a legend restricting further transfer shall have been delivered by the Company and subsequent public distribution of them shall not require registration under the Securities Act; (c) such securities shall have ceased to be outstanding; or (d) the such Registrable Securities are freely saleable under have been previously sold to a third party that is not a Permitted Assignee or an affiliate of the Company in accordance with Rule 144 without volume limitations View More
Found in Opes Acquisition Corp. contract
Registrable Securities. All The Shares, as owned at any particular point in time by an Owner, including all equity securities issued upon exercise of the Merger Shares. Registrable Securities include options or warrants held by such Owner, and any warrants, shares of capital stock securities issued or other securities of the Company issued as a dividend or other distribution issuable with respect to any such equity securities by way of distribution or in exchange for connection with any reorganization or in... replacement of such Merger Shares. other recapitalization, merger, consolidation or otherwise. As to any particular Registrable Securities, once issued, such securities shall cease to be Registrable Securities when: when (a) a Registration Statement registration statement with respect to the sale of such securities shall have become effective under the Securities Act and such securities shall have been sold, transferred, disposed of or exchanged in accordance with such Registration Statement; registration statement, (b) such securities shall have been distributed to the public pursuant to Rule 144 (or any successor provision) under the Securities Act, (c) such securities shall have been otherwise transferred, new certificates for them not bearing a legend restricting further transfer shall have been delivered by the Company and subsequent public distribution disposition of them shall not require registration or qualification of them under the Securities Act; (c) Act or any similar state law then in force, or (d) such securities shall have ceased to be outstanding; or (d) the Registrable Securities are freely saleable under Rule 144 without volume limitations outstanding. View More
Found in Parsley Energy, Inc. contract
Registrable Securities. All of the Merger Shares. shares of Common Stock owned or held by Investors. Registrable Securities include any warrants, shares of capital stock or other securities of the Company issued as a dividend or other distribution with respect to or in exchange for or in replacement of such Merger Shares. shares of Common Stock. As to any particular Registrable Securities, such securities shall cease to be Registrable Securities when: (a) a Registration Statement with respect to the sale of such... securities shall have become effective under the Securities Act and such securities shall have been sold, transferred, disposed of or exchanged in accordance with such Registration Statement; (b) such securities shall have been otherwise transferred, new certificates for them not bearing a legend restricting further transfer shall have been delivered by the Company and subsequent public distribution of them shall not require registration under the Securities Act; (c) such securities shall have ceased to be outstanding; outstanding, or (d) the Securities and Exchange Commission makes a definitive determination to the Company that the Registrable Securities are freely saleable salable under Rule 144 without volume limitations 144(k). View More
Found in TSS, Inc. contract
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Registrable Securities. (i) the Common Stock issuable or issued upon conversion of the Series A Preferred Stock and (ii) any Common Stock of the Company issued as (or issuable upon the conversion or exercise of any warrant, right or other security which is issued as) a dividend or other distribution with respect to, or in exchange for or in replacement of the shares referenced in clause (i) above, excluding in all cases, however, any Registrable Securities sold by a person in a transaction in which his rights under... Section 2 hereof are not assigned or any shares for which registration rights have terminated pursuant to Section 2.15 of this Agreement. View More
Found in LEGALZOOM COM INC contract
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Registrable Securities. (i) Any Shares issued pursuant to the Common Stock issuable or issued upon conversion of the Series A Preferred Stock Purchase Agreement and (ii) any Common Stock of the Company issued as (or issuable upon the conversion or exercise of any warrant, right or other security which is issued as) a dividend or other distribution with respect to, or in exchange for or in replacement of of, the shares Shares referenced in clause (i) above, excluding in all cases, however, any Registrable Securities... sold by a person in a transaction in which his such person's rights under Section 2 hereof are not assigned or any shares for which registration rights have terminated pursuant to Section 2.15 of this Agreement. assigned. View More
Found in EQUITY ONE, INC. contract
Registrable Securities. (i) the Common Stock issuable or issued upon conversion of the Series A Preferred Stock and Stock; (ii) any Common Stock of the Company held by a Stockholder party hereto; and (iii) any Common Stock issued as (or issuable upon the conversion or exercise of any warrant, right or other security which is issued as) a dividend or other distribution with respect to, or in exchange for or in replacement of the shares referenced in clause (i) above, or (ii) above or this clause (iii), excluding in all... cases, however, any Registrable Securities sold by a person Person in a transaction in which his his, her or its rights under Section 2 hereof are not assigned or any shares for which registration rights have terminated pursuant to Section 2.15 of this Agreement. 2.15. View More
Found in AlarmCom Hldg Inc contract
Registrable Securities. Means (i) the Common Stock issuable or issued upon conversion of the Series A Preferred Stock and Stock; (ii) any Common Stock, or any Common Stock issued or issuable (directly or indirectly) upon conversion and/or exercise of any other securities of the Company Company, acquired by the Investors after the date hereof; and (iii) any Common Stock issued as (or issuable upon the conversion or exercise of any warrant, right right, or other security which that is issued as) a dividend or other... distribution with respect to, or in exchange for or in replacement of of, the shares referenced in clause clauses (i) above, and (ii) above; excluding in all cases, however, any Registrable Securities sold by a person Person in a transaction in which his the applicable rights under Section 2 hereof this Agreement are not assigned or pursuant to Section 6.1, and excluding for purposes of Section 2 any shares for which registration rights have terminated pursuant to Section 2.15 2.13 of this Agreement. View More
Found in Apellis Pharmaceuticals, Inc. contract
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Registrable Securities. The Purchase Shares which have been, or which may from time to time be, issued or issuable to the Investor upon purchases of the Available Amount under the Purchase Agreement (without regard to any limitation or restriction on purchases) and the Commitment Shares issued or issuable to the Investor and any shares of capital stock issued or issuable with respect to the Purchase Shares, the Commitment Shares or the Purchase Agreement as a result of any stock split, stock dividend,... recapitalization, exchange or similar event or otherwise, without regard to any limitation on purchases under the Purchase Agreement. View More
Found in International Stem Cell CORP contract
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Registrable Securities. The (i) all of the Purchase Shares which have been, or which may may, from time to time be, be issued, including without limitation the Initial Purchase Shares and all of the Commitment Shares which have been or which may, from time to time, be issued or issuable to the Investor upon purchases of the Available Amount under the Purchase Agreement (without regard to any limitation or restriction on purchases) purchases), and the Commitment Shares issued or issuable to the Investor and (ii) any... shares of capital stock issued or issuable with respect to the Purchase Shares, the Commitment Shares or the Purchase Agreement as a result of any stock split, stock dividend, recapitalization, exchange or similar event or otherwise, without regard to any limitation on purchases under the Purchase Agreement. Agreement View More
Found in ANAVEX LIFE SCIENCES CORP. contract
Registrable Securities. The Purchase Shares which have been, or which may from time to time be, issued or issuable to the Investor upon purchases of the Available Amount under the Purchase Agreement (without regard to any limitation or restriction on purchases) purchases), the 20,000 Signing Shares, issued or issuable to the Investor and the Commitment Shares issued or issuable to the Investor and any shares of capital stock issued or issuable with respect to the Purchase Shares, the Signing Shares, the Commitment... Shares or the Purchase Agreement as a result of any stock split, stock dividend, recapitalization, exchange or similar event or otherwise, without regard to any limitation on purchases under the Purchase Agreement. View More
Found in Alliqua BioMedical, Inc. contract
Registrable Securities. The (i) all of the Purchase Shares which have been, or and all of the Commitment Shares which may from time to time be, be issued or issuable to the Investor upon purchases of the Available Amount under the Purchase Agreement (without regard to any limitation or restriction on purchases) purchases), and the Commitment Shares issued or issuable to the Investor and (ii) any shares of capital stock issued or issuable with respect to the Purchase Shares, the Commitment Shares or the Purchase... Agreement as a result of any stock split, stock dividend, recapitalization, exchange or similar event or otherwise, without regard to any limitation on purchases under the Purchase Agreement. Agreement View More
Found in Acer Therapeutics Inc. contract
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Registrable Securities. Shares of Company Common Stock initially issuable in exchange for the Notes initially sold to the Initial Purchasers pursuant to the Purchase Agreement other than shares of Company Common Stock that have (i) been registered under the Shelf Registration Statement and disposed of in accordance therewith, (ii) have become eligible to be sold without condition as contemplated by Rule 144 under the Act or any successor rule or regulation thereto that may be adopted by the Commission or (iii) ceased... to be outstanding View More
Found in Kilroy Realty Corp contract
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Registrable Securities. The Common Shares of Company Common Stock initially issuable in exchange for the Notes initially sold to the Initial Purchasers pursuant to the Purchase Agreement other than shares of Company Common Stock those that have (i) been registered under the a Shelf Registration Statement and disposed of in accordance therewith, (ii) have become eligible to be sold without condition restriction as contemplated by Rule 144 under the Act or any successor rule or regulation thereto that may be adopted by... the Commission or Commission, (iii) ceased to be outstanding outstanding, whether as a result of redemption, repurchase, cancellation, exchange or otherwise, or (iv) been sold to the public pursuant to Rule 144 under the Act View More
Found in Federal Realty OP LP contract
Registrable Securities. Shares of Company Common Stock initially issuable in Stock, if any, deliverable by the Operating Partnership upon exchange for of the Notes initially sold to the Initial Purchasers Purchaser pursuant to the Purchase Agreement other than such shares of Company Common Stock that have (i) been registered under the Shelf Registration Statement and disposed of in accordance therewith, (ii) have become eligible to be sold transferred without condition as contemplated by Rule 144 under the Act or any... successor rule or regulation thereto that may be adopted by the Commission or (iii) ceased to be outstanding View More
Found in Empire State Realty Trust, Inc. contract
Registrable Securities. Common Shares of Company Common Stock initially issuable in exchange for the Notes initially sold to the Initial Purchasers pursuant to the Purchase Agreement other than shares of Company Common Stock those that have (i) been registered under the Shelf Registration Statement and disposed of in accordance therewith, (ii) have become eligible to be sold without condition restriction as contemplated by Rule 144 144(k) under the Act or any successor rule or regulation thereto that may be adopted by... the Commission or and (iii) ceased to be outstanding View More
Found in Corporate Office Properties Trust contract
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Registrable Securities. The Offering Shares, but excluding any otherwise Registrable Securities that (i) have been sold or otherwise transferred other than to a Permitted Assignee, or (ii) may be sold at the time under the Securities Act without restriction, including manner of sale, current information requirements or volume limitations either pursuant to Rule 144 of the Securities Act or otherwise during any ninety (90) day period
Found in WRAP TECHNOLOGIES, INC. contract
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Registrable Securities. The Means (a) the Offering Shares, but and (b) the shares of Common Stock issuable upon exercise of the Placement Agent Warrants; but, in each case, excluding any otherwise Registrable Securities that (i) have been sold or otherwise transferred other than to a Permitted Assignee, or (ii) may be sold at the time under the Securities Act without restriction, including manner of sale, current information requirements or volume limitations either pursuant to Rule 144 of the Securities Act or... otherwise during any ninety (90) day period period. View More
Found in Amesite Inc. contract
Registrable Securities. The Offering Shares, but (a) the Conversion Shares and (b) the Warrant Shares; but, in each case, excluding any otherwise Registrable Securities that (i) have been sold or otherwise transferred other than to a Permitted Assignee, or (ii) may be sold at the time under the Securities Act without restriction, including manner of sale, current information requirements or volume limitations either pursuant to Rule 144 of the Securities Act or otherwise during any ninety (90) day period period, or... (iii) are at the time subject to an effective registration statement under the Securities Act View More
Found in Blue Star Foods Corp. contract
Registrable Securities. The (a) the Offering Shares, but (b) the shares of Common Stock issuable upon exercise of the Placement Agent Warrants, (c) the Merger Shares, and (d) the Registrable Pre-Merger Shares; but, in each case, excluding any otherwise Registrable Securities that (i) have been sold or otherwise transferred other than to a Permitted Assignee, or (ii) may be sold at the time under the Securities Act without restriction, including manner of sale, current information requirements or volume limitations... either pursuant to Rule 144 of the Securities Act or otherwise during any ninety (90) day period View More
Found in Amesite Inc. contract
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