Registrable Securities Definition Example with 16 Variations

This page contains an example definition of Registrable Securities, followed by definitions with minor variations. You can view the differences between the example and variations by selecting the "Show Differences" option.
Registrable Securities. Means all of (i) the Shares, (ii) the Warrant Shares and (iii) any securities issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing, provided, that the Holder has completed and delivered to the Company a Selling Stockholder Questionnaire; and provided, further, that Shares and Warrant Shares shall cease to be Registrable Securities upon the earliest to occur of the following: (A) sale pursuant to a Registration... Statement or Rule 144 under the Securities Act (in which case, only such security sold shall cease to be a Registrable Security); or (B) becoming eligible for sale without volume limitations by the Holder pursuant to Rule 144(k) View More
Found in TITAN PHARMACEUTICALS INC contract

Variations

Registrable Securities. Means means all of (i) the Shares, (ii) the Warrant Shares and (iii) (ii) any securities issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing, provided, that the Holder has completed and delivered to the Company a Selling Stockholder Shareholder Questionnaire; and provided, further, that Shares and Warrant with respect to a particular Holder, such Holder's Shares shall cease to be Registrable Securities upon the... earliest to occur of the following: (A) a sale pursuant to a Registration Statement or Rule 144 under the Securities Act (in which case, only such security sold by the Holder shall cease to be a Registrable Security); or (B) becoming eligible for sale without volume limitations resale by the Holder under Rule 144 without the requirement for the Company to be in compliance with the current public information required thereunder and without volume or manner-of-sale restrictions, pursuant to Rule 144(k) a written opinion letter of counsel for the Company to such effect, addressed, delivered and reasonably acceptable to the Company's transfer agent View More
Found in NOCOPI TECHNOLOGIES INC contract
Registrable Securities. Means means all of (i) the Shares, (ii) the Warrant Shares and (iii) any securities issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing, provided, that the Holder has completed and delivered to the Company a Selling Stockholder Questionnaire; and provided, further, that with respect to a particular Holder, such Holder's Shares and Warrant Shares shall cease to be Registrable Securities upon the earliest to... occur of the following: (A) a sale pursuant to a Registration Statement or Rule 144 under the Securities Act (in which case, only such security sold by the Holder shall cease to be a Registrable Security); or (B) becoming eligible for sale without volume limitations resale by the Holder under Rule 144 without the requirement for the Company to be in compliance with the current public information required under Rule 144(c)(1) (or Rule 144(i)(2), if applicable) and without volume or manner-of-sale restrictions (assuming for purposes of the foregoing determination, cashless exercise of all Warrants) as determined by counsel to the Company, pursuant to Rule 144(k) a written opinion letter to such effect, addressed, and delivered to the Company's transfer agent and reasonably acceptable to the effected Holder View More
Found in ImmunoCellular Therapeutics, Ltd. contract
Registrable Securities. Means means all of (i) the Shares, (ii) the Warrant Shares and (iii) (ii) any securities issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing, provided, that the Holder has completed and delivered to the Company a Selling Stockholder Questionnaire; and provided, further, that Shares and Warrant Shares shall cease to be Registrable Securities (and the Company shall not be required to maintain the effectiveness of... any, or file another, Registration Statement hereunder with respect thereto) upon the earliest to occur of the following: (A) sale pursuant to a Registration Statement or Rule 144 under the Securities Act (in which case, only such security sold shall cease to be a Registrable Security); or (B) becoming eligible for sale without volume limitations by the Holder Holder, without restriction, pursuant to Rule 144(k) 144 View More
Found in Ignyta, Inc. contract
Registrable Securities. Means means all of (i) the Shares, Shares issuable (ii) the Warrant Shares issuable, (iii) any additional shares issuable in connection with any anti-dilution provisions in the Warrants (without giving effect to any limitations on exercise set forth in the Warrant) and (iii) (iv) any securities issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing, event; provided, that the Holder has completed and delivered to... the Company a Selling Stockholder Shareholder Questionnaire; and provided, further, that Shares and Warrant Shares a Holder's security shall cease to be Registrable Securities upon the earliest to occur of the following: (A) sale pursuant to a Registration Statement or Rule 144 under the 2 Securities Act (in which case, only such security sold shall cease to be a Registrable Security); or (B) such security becoming eligible for sale without volume limitations by the Holder pursuant to Rule 144(k) View More
Found in SAJAN INC contract
Registrable Securities. Means means all of (i) the Conversion Shares, (ii) the Warrants, (iii) the Warrant Shares Shares, and (iii) (iv) any securities issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing, provided, that the Holder has completed and delivered to the Company a Selling Stockholder Questionnaire; and provided, further, that Shares Conversion Shares, Warrants and Warrant Shares shall cease to be Registrable Securities upon... the earliest to occur of the following: (A) a sale pursuant to a an effective Registration Statement or Rule 144 under the Securities Act (in which case, only such security sold shall cease to be a Registrable Security); or (B) becoming eligible for sale without the requirement for the Company to be in compliance with the current public information required under Rule 144 and without volume limitations or manner of sale restrictions by Holders who are not Affiliates of the Holder pursuant to Rule 144(k) Company View More
Found in T3 Motion, Inc. contract
Registrable Securities. Means means all of (i) the Shares, Shares issuable and (ii) the Warrant Shares and (iii) any securities issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing, event; provided, that the Holder has completed and delivered to the Company a Selling Stockholder Shareholder Questionnaire; and provided, further, that Shares and Warrant Shares a Holder's security shall cease to be Registrable Securities upon the earliest... to occur of the following: (A) sale pursuant to a Registration Statement or Rule 144 under the Securities Act 2 (in which case, only such security sold shall cease to be a Registrable Security); or (B) such security becoming eligible for sale without volume limitations by the Holder pursuant to Rule 144(k) View More
Found in Eco-Shift Power Corp. contract
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