Registrable Securities
Registrable Securities. Shall mean the shares of Common Stock and Common Stock underlying Common Stock Equivalents held by the Purchasers as of the date hereof, including, without limitation, those issuable (i) upon conversion of the Notes, (ii) upon the exercise of the Warrants, and (iii) pursuant to the provisions of Sections 2(a) and 2(c) below, and any other securities issued or issuable with respect to or in exchange for Registrable Securities; provided, that, a security shall cease to be a Registrable Security...
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Advaxis, Inc. contract
Registrable Securities. The Notes, until such Notes have been converted into the Underlying Common Stock, and, at all times, the Underlying Common Stock and any securities into or for which such Underlying Common Stock has been converted or exchanged, and any security issued with respect thereto upon any stock dividend, split or similar event (each of the foregoing, a 'Covered Security') until, in the case of any such security, the earliest of: (i) the date on which such security has been effectively registered under...
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AGENUS INC contract
Registrable Securities. Means all of (i) the Initial Shares, (ii) the Over-Allotment Shares, (iii) the Dalea Shares and (iv) any Common Shares issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the Common Shares; provided, however, that the Common Shares shall cease to be Registrable Securities hereunder when such shares could be sold by a non-Affiliate of the Company under Rule 144 without application of Paragraph (c)(1) of such Rule
Registrable Securities. Means all of (i) the Initial Shares, (ii) the Over-Allotment Shares, (iii) the Dalea Shares and (iv) any Common Shares issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the Common Shares; provided, however, that the Common Shares shall cease to be Registrable Securities hereunder when such shares could be sold by a non-Affiliate of the Company under Rule 144 without limitation or condition. For the avoidance of doubt,...
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Registrable Securities. The Warrant Shares and any shares of Common Stock issued or issuable as a dividend on or in exchange for or otherwise with respect to any of the Warrant Shares, provided, that any shares of Common Stock which have been sold pursuant to a Registration Statement or which may be sold without registration or restriction (including volume limitations) shall cease to be Registrable Securities hereunder
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Nuo Therapeutics, Inc. contract
Registrable Securities. (A) the Purchased Shares (as defined in the Purchase Agreement) issued pursuant to the Purchase Agreement (including any shares of Common Stock issuable pursuant to Section 4.15 of the Purchase Agreement), (B) the Warrant Shares (as defined in the Purchase Agreement) issued or issuable (up to the maximum number of Warrant Shares issuable pursuant to the Warrants) upon exercise of or otherwise pursuant to the Warrants and (C) any shares of capital stock issued or issuable as a dividend on or in...
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SWK Holdings Corp contract
Registrable Securities. (i) any shares of Common Stock subject of the Lock Up, and (ii) any securities issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event, or any exercise price adjustment with respect to any of the securities referenced in (i) or (ii) above
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MASTERMIND, INC. contract
Registrable Securities. (i) the Common Shares, (ii) the Warrant Shares, and (iii) all securities issued as a dividend on, or other distribution with respect to, or in exchange or in replacement of, the Common Shares or the Warrant Shares; provided, however, that any such securities shall cease to be Registrable Securities when they (a) have been registered pursuant to an effective registration statement under the Securities Act and sold in a manner contemplated by the Shelf Registration Statement, (b) have been...
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Meet Group, Inc. contract
Registrable Securities. Means (i) the Conversion Shares issued or issuable upon conversion of the Preferred Shares, (ii) the Warrant Shares issued or issuable upon exercise of the Warrants, and (iii) any shares of Common Stock issued or issuable with respect to the Conversion Shares, the Preferred Shares, the Warrant Shares and the Warrants as a result of any stock split, stock dividend, recapitalization, exchange or similar event or otherwise, without regard to any limitations on conversions of the Preferred Shares...
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GOLDEN ENTERTAINMENT, INC. contract
Registrable Securities. Means each Note (and the related Guarantee) of any series, each Exchange Note (and the related Guarantee) as to which Section 2(c)(ii)(D) hereof is applicable and each Private Exchange Note (and the related Guarantee), until the earliest to occur of (a) a Registration Statement (other than, with respect to any Exchange Note as to which Section 2(c)(ii)(D) hereof is applicable, the Exchange Registration Statement) covering such Note, Exchange Note or Private Exchange Note (and, in each case, the...
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