Registrable Securities

Example Definitions of "Registrable Securities"
Registrable Securities. Means all of (i) 3 times the number of the Conversion Shares issuable upon conversion of the Convertible Debentures which shall be calculated based on a 20% discount to the volume weighted average price of the Company's Common Stock, as quoted by Bloomberg, LP on September 21, 2020, (ii) 3 times the number of the conversion shares issuable upon conversion of the convertible debenture issued to the Investor dated July 20, 2020 (the "July Convertible Debenture") which shall be calculated based on... a 20% discount to the volume weighted average price of the Company's Common Stock, as quoted by Bloomberg, LP on September 21, 2020, (iii) any additional shares issuable in connection with any anti-dilution provisions in the Convertible Debentures and the July Convertible Debenture (without giving effect to any limitations on exercise set forth in the Convertible Debentures and the July Convertible Debenture) and (v) any shares of Common Stock issued or issuable with respect to the Conversion Shares, the Convertible Debentures, the and the July Convertible Debenture as a result of any stock split, dividend or other distribution, recapitalization or similar event or otherwise, without regard to any limitations on the conversion of the Convertible Debentures or July Convertible Debenture. View More
Registrable Securities. Shall mean at any time all equity securities of Parent or of any successor of Parent beneficially owned (as such term is defined in Rule 13d-3 under the Exchange Act) by any Holder, including any and all equity securities of Parent or of any successor of Parent acquired and held in such capacity subsequent to the date hereof; provided, however, that such Registrable Securities shall cease to be Registrable Securities with respect to any Holder upon the earliest to occur of (a) when such... Registrable Securities shall have been sold, transferred, disposed of or exchanged by such Holder, (b) the date on which such Registrable Securities can be sold by such Holder in accordance with Rule 144 without volume limitations and (c) the date on which such securities shall have ceased to be outstanding. View More
Registrable Securities. The (i) Common Stock issued to the Exchange Parties pursuant to the transactions described in the Restructuring Agreement upon exchange of Loans and any securities for which such shares have been exchanged, and any security issued with respect thereto upon any stock dividend, split or similar event (ii) any Common Stock issued to the Exchange Parties in respect of prepayment fees under the Second Amended and Restated Credit Agreement, dated as of March 29, 2019, as amended by the Second... Amendment to the Second Amended and Restated Credit Agreement, dated the date hereof; provided, however, that each such security will cease to constitute Registrable Securities upon the earliest to occur of (i) such security being sold pursuant to a registration statement that is effective under the Securities Act; and (ii) such security ceasing to be outstanding View More
Registrable Securities. Means (i) the Common Stock issuable or issued upon conversion of the Preferred Stock; (ii) any Common Stock held or acquired by an Investor or any of its Affiliates prior to the Qualified IPO (as defined in the Restated Certificate); and (iii) any Common Stock issued as (or issuable upon the conversion or exercise of any warrant, right, or other security that is issued as) a dividend or other distribution with respect to, or in exchange for or in replacement of, the shares referenced in clauses... (i) and (ii) above; excluding in all cases, however, (A) any Registrable Securities sold by a Person in a transaction in which the applicable rights under this Agreement are not assigned pursuant to Section 6.1, and (B) for purposes of Section 2 any shares for which registration rights have terminated pursuant to Section 2.13; provided however, that Registrable Securities shall not include such Common Stock of an Investor whenever all of the shares of Common Stock held by such Investor (including all shares of Common Stock issuable upon conversion of the Preferred Stock held by such Investor) may be resold without volume limitations in accordance with the Securities Act, in which case the shares of such Investor shall cease to be Registrable Securities. View More
Registrable Securities. Means in each case as of the applicable time of determination, (i) the Bridge Warrant Shares then issued or issuable upon exercise of the Bridge Warrants, (ii) the Series A Warrant Shares then issued or issuable upon exercise of the Series A Warrants, (iii) the Series B Warrant Shares then issued or issuable upon exercise of the Series B Warrants and (iii) any capital stock of the Company then issued or issuable with respect to the Bridge Warrant Shares, the Bridge Warrants, the Series A... Warrant Shares, the Series A Warrants, the Series B Warrant Shares or the Series B Warrants, in each case as a result of any stock split, stock dividend, recapitalization, exchange or similar event or otherwise, without regard to any limitations on the exercise of the Bridge Warrants, the Series A Warrants and/or the Series B Warrants. View More
Registrable Securities. The shares of common stock issued and issuable upon exercise of the Notes, together with such other shares of common stock or other securities issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event.
Registrable Securities. Means (i) any Common Stock issued to, or purchased by, the Investors pursuant to (A) the Purchase Agreement, (B) that certain Purchase and Sale Agreement dated as of the date hereof by and among the Insight Investors, SunTrust Banks, Inc. (or any affiliates thereof), the Company and Live Oak Bancshares, Inc., or (C) that certain Common Stock Purchase Agreement, dated as of January 28, 2014, by and between the Company and the Investors listed on Exhibit A thereto; and (ii) any Common Stock... issued as (or issuable upon the conversion or exercise of any warrant, right, or other security that is issued as) a dividend or other distribution with respect to, or in exchange for or in replacement of, the shares referenced in clause ill above; excluding in all cases, however, any Registrable Securities sold by a Person in a transaction in which the applicable rights under this Agreement are not assigned pursuant to Subsection 6.1, and excluding for purposes of Section 2 any shares for which registration rights have terminated pursuant to Subsection 2.13 of this Agreement. View More
Registrable Securities. (a) all shares of Common Stock beneficially owned by the Stockholders, (b) all shares of Common Stock issuable upon exercise, exchange or conversion of any Common Stock Equivalents beneficially owned by the Stockholders and (c) any shares of Common Stock issuable in respect of any shares of Common Stock or Common Stock Equivalents described in subsection (a) or (b), respectively, by way of any conversion, dividend, stock-split, distribution or exchange, merger, consolidation, exchange,... recapitalization or classification or similar transactions, in each case that are held by the Stockholders and their Affiliates or any transferee or assignee of any Stockholder or its Affiliates whether now held or hereafter acquired. As to any particular Registrable Securities, such shares shall cease to be Registrable Securities when (i) a Registration Statement has become effective under the Securities Act and such shares have been disposed of in accordance with such Registration Statement; (ii) such shares have been Transferred pursuant to Rule 144; (iii) such securities are held by a Stockholder who, together with its Affiliates and Related Funds, holds less than 5% of the outstanding shares of Common Stock, including Common Stock Equivalents on an as-converted basis, and in the hands of such Stockholder, all such securities may be sold pursuant to Rule 144 without restriction (including any limitation thereunder on volume or manner of sale); or (iv) such shares shall have ceased to be outstanding; provided, however, that in the case of clause (iii), if any Stockholder ceases to hold at least 5% of the outstanding shares of Common Stock, including Common Stock Equivalents on an as-converted basis, solely as a result of any sale of such Stockholder's Common Stock in a Piggyback Offering or Demand Underwritten Offering in which, in each case, all of such Stockholder's Registrable Securities were requested to be included but such amount was reduced pursuant to Sections 3.5, 3.6 or 3.7 hereof, the securities held by such Stockholder will remain Registrable Securities within the meaning of this Section 23.13. View More
Registrable Securities. Means (i) the Shares, (ii) the Warrant Shares, and (iii) any other securities issued or issuable with respect to or in exchange for Shares or Warrant Shares; provided, that, a security shall cease to be a Registrable Security upon (A) sale pursuant to a Registration Statement or Rule 144 under the 1933 Act, or (B) such security becoming eligible for sale without restriction or limitation by such Investor (and any of its Affiliates whose shares must be aggregated with those of such Investor... under Rule 144) pursuant to Rule 144 and without the requirement to be in compliance with Rule 144(c)(1) (or any successor thereto) promulgated under the 1933 Act. View More
Registrable Securities. (i) the Common Stock of the Company held or beneficially owned by any Holder, including any Common Stock beneficially owned by such Holder's Affiliates, and (ii) any Common Stock issuable upon the conversion of the Convertible Notes; provided, that any Registrable Security will cease to be a Registrable Security when (a) a registration statement covering such Registrable Security has become effective, or has been declared effective by the SEC, and it has been disposed of pursuant to such... effective registration statement (excluding the registration statement with registration no. 333-239684), or (b) it is sold (excluding transfers or assignments by a Holder to an Affiliate) pursuant to Rule 144 (or any similar provisions then in force) under the Securities Act View More
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