Restricted Securities

Example Definitions of "Restricted Securities"
Restricted Securities. (a) any Warrants bearing the applicable legend set forth in section 9.2, (b) any shares of Common Stock (or Other Securities) issued upon the exercise of Warrants which are evidenced by a certificate or certificates bearing the applicable legend set forth in such section, (c) any shares of Common Stock (or Other Securities) issued subsequent to the exercise of any of the Warrants as a dividend or other distribution with respect to, or resulting from a subdivision of the outstanding shares of... Common Stock (or Other Securities) into a greater number of shares by reclassification, stock splits or otherwise, or in exchange for or in replacement of the Common Stock (or Other Securities) issued upon such exercise, which are evidenced by a certificate or certificates bearing the applicable legend set forth in such section, and (d) unless the context otherwise requires, any shares of Common Stock (or Other Securities) issuable upon the exercise of Warrants, which, when so issued, will be evidenced by a certificate or certificates bearing the applicable legend set forth in such section. View More Arrow
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Restricted Securities. (a) any Warrants bearing the applicable legend set forth in section 9.2, Section 3.1, (b) any shares of Common Stock Warrant Shares (or Other Securities) issued upon the exercise of Warrants which are evidenced by a certificate or certificates bearing the applicable legend set forth in such section, Section and (c) any shares of Common Stock Warrant Shares (or Other Securities) issued subsequent to the exercise of any of the Warrants as a dividend or other distribution with respect to, or... resulting from a subdivision of the outstanding shares of Common Stock (or Other Securities) into a greater number of shares by reclassification, stock splits or otherwise, or in exchange for or in replacement of the Common Stock (or Other Securities) issued upon such exercise, which are evidenced by a certificate or certificates bearing the applicable legend set forth in such section, and (d) unless the context otherwise requires, any shares of Common Stock (or Other Securities) issuable upon the exercise of Warrants, which, when so issued, will be evidenced by a certificate or certificates bearing the applicable legend set forth in such section. View More Arrow
Restricted Securities. (a) Shall mean (i) any Warrants bearing the applicable legend set forth in section 9.2, (b) Section 7.1, (ii) any shares of Common Stock Shares (or Other Securities) issued or issuable upon the exercise of Warrants which are (or, upon issuance, will be) evidenced by a certificate or certificates bearing the applicable legend set forth in such section, (c) Section, and (iii) any shares of Common Stock Shares (or Other Securities) issued subsequent to the exercise of any of the Warrants as a... dividend or other distribution with respect to, or resulting from a subdivision of the outstanding shares of Common Stock Shares (or Other other Securities) into a greater number of shares by reclassification, stock splits or otherwise, or in exchange for or in replacement of the Common Stock Shares (or Other Securities) issued upon such exercise, which are evidenced by a certificate or certificates bearing the applicable legend set forth in such section, and (d) unless the context otherwise requires, any shares of Common Stock (or Other Securities) issuable upon the exercise of Warrants, which, when so issued, will be evidenced by a certificate or certificates bearing the applicable legend set forth in such section. Section. View More Arrow
Restricted Securities. (a) (i) any Warrants bearing the applicable legend set forth in section 9.2, (b) Section 5.1(a), (ii) any shares of Common Stock (or Other Securities) which have been issued upon the exercise of Warrants and which are evidenced by a certificate or certificates bearing the applicable legend set forth in such section, (c) any shares of Common Stock (or Other Securities) issued subsequent to the exercise of any of the Warrants as a dividend or other distribution with respect to, or resulting from... a subdivision of the outstanding shares of Common Stock (or Other Securities) into a greater number of shares by reclassification, stock splits or otherwise, or in exchange for or in replacement of the Common Stock (or Other Securities) issued upon such exercise, which are evidenced by a certificate or certificates bearing the applicable legend set forth in such section, Section 5.1(b), and (d) (iii) unless the context otherwise requires, any shares of Common Stock (or Other Securities) which are at the time issuable upon the exercise of Warrants, the Warrants and which, when so issued, will shall be evidenced by a certificate or certificates bearing the applicable legend set forth in such section. Section 5.1(b). View More Arrow
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Restricted Securities. Means the securities of the Company required to be notated with the legend set forth in Section 2.12(b) hereof.
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Restricted Securities. Means the securities of the Company required to be notated with bear the legend set forth in Section 2.12(b) hereof.
Restricted Securities. Means the securities of the Company required to be notated with bear the legend set forth in Section 2.12(b) hereof.
Restricted Securities. Means the securities of the Company required to be notated with bear the legend set forth in Section 2.12(b) hereof. 2.12(b).
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Restricted Securities. Shall mean the securities of the Company required to bear the legend set forth in Section 2 hereof.
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Restricted Securities. Shall mean the The securities of the Company required to bear the legend set forth in Section 2. 2 hereof.
Restricted Securities. Shall mean the The securities of the Company required to bear the legend legends set forth in Section 2 hereof. 3 hereof
Restricted Securities. Shall mean the securities of the Company required to bear the legend legends set forth in Section 2 3 hereof.
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Restricted Securities. Means the Registrable Securities unless and until, in the case of any such Securities, (i) they have been effectively registered under the Securities Act and disposed of in accordance with the Registration Statement covering them, (ii) they are distributed to the public, or all of the Registrable Securities are eligible to be sold in any one day, pursuant to Rule 144 (or any similar provision then in force) under the Securities Act, or (iii) they are otherwise freely transferable without... restriction under the Securities Act. View More Arrow
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Restricted Securities. Means the The Registrable Securities unless and until, in the case of any such Registrable Securities, (i) they have been effectively registered under the Securities Act and disposed of in accordance with the Registration Statement covering them, (ii) they are distributed to the public, or all of the Registrable Securities are eligible to be sold in any one day, public pursuant to Rule 144 (or any similar provision then in force) under the Securities Act, or (iii) they are otherwise freely... transferable eligible to be sold without restriction volume limitations pursuant to Rule 144 (or any similar provision then in force) under the Securities Act. Act View More Arrow
Restricted Securities. Means Means, with respect Velston and each Permitted Transferee, if any, the Registrable Securities unless and until, in the case of any such Securities, (i) they have been effectively registered under the Securities Act and disposed of in accordance with the Registration Statement covering them, (ii) they are distributed to the public, or all of the Registrable Securities held Velstonor each Permitted Transferee, if any, are eligible to be sold in any one day, pursuant to Rule 144 (or any... similar provision then in force) under the Securities Act, or (iii) they are otherwise freely transferable without restriction under the Securities Act. View More Arrow
Restricted Securities. Means Shall mean the Registrable Securities unless and until, in the case of any such Securities, (i) they have been effectively registered under the Securities Act and disposed of in accordance with the Registration Statement covering them, (ii) they are distributed to the public, or all of the Registrable Securities are eligible to be sold in any one day, public pursuant to Rule 144 (or any similar provision then in force) under the Securities Act, or (iii) they are otherwise freely... transferable without restriction pursuant to Rule 144(k) (or any similar provision then in force) under the Securities Act. Act, and the holders thereof have delivered an opinion of their legal counsel to such effect in form and substance reasonably satisfactory to the Company. View More Arrow
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Restricted Securities. (i) the Common Stock, and (ii) any securities issued with respect to the securities referred to in clause (i) above by way of a stock dividend or stock split or in connection with a combination of shares, recapitalization, merger, consolidation or other reorganization and any warrants exercisable for Common Stock outstanding on the date hereof that are not freely tradable under applicable law and regulation. As to any particular Restricted Securities, such securities shall cease to be... Restricted Securities when they have (a) been effectively registered under the Securities Act and disposed of in accordance with the registration statement covering them, or (b) been distributed to the public through a broker, dealer or market maker pursuant to Rule 144 (or any similar provision then in force) under the Securities Act or become eligible for sale pursuant to Rule 144(k) (or any similar provision then in force) under the Securities Act. Whenever any particular securities cease to be Restricted Securities, the holder thereof shall be entitled to receive from the Company, without expense, new securities of like tenor not bearing a Securities Act legend of the character set forth in this Agreement View More Arrow
Restricted Securities. Means (i) the Common Stock, Shares, other than the Common Shares held by members of the Bank Group, and (ii) any securities issued with respect to the securities referred to in clause (i) above by way of a stock share dividend or stock share split or in connection with a combination of shares, recapitalization, merger, consolidation or other reorganization and any warrants exercisable for Common Stock outstanding on the date hereof that are not freely tradable under applicable law and... regulation. reorganization. As to any particular Restricted Securities, such securities shall cease to be Restricted Securities when they have (a) been effectively registered under the Securities Act and disposed of in accordance with the registration statement covering them, or (b) been distributed to the public through a broker, dealer or market maker pursuant to Rule 144 (or any similar provision then in force) under the Securities Act or become eligible for sale pursuant to Rule 144(k) (or any similar provision then in force) under the Securities Act. Act or (c) been otherwise transferred and new certificates for them not bearing the Securities Act legend set forth in paragraph 7 have been delivered by the Company in accordance with paragraph 10(b). Whenever any particular securities cease to be Restricted Securities, the holder thereof shall be entitled to receive from the Company, without expense, new securities of like tenor not bearing a Securities Act legend of the character set forth in this Agreement paragraph 7. View More Arrow
Restricted Securities. Means (i) the Common Stock, Preferred Stock issued hereunder and (ii) any securities issued or exchanged with respect to the securities referred to in clause (i) above by way of a stock dividend or stock split or in connection with a combination of shares, recapitalization, merger, consolidation or other reorganization and any warrants exercisable for Common Stock outstanding on the date hereof that are not freely tradable under applicable law and regulation. reorganization. As to any... particular Restricted Securities, such securities shall cease to be Restricted Securities when they have been (a) been effectively registered under the Securities Act and disposed of in accordance with the registration statement covering them, or (b) been distributed to the public through a broker, dealer or market maker pursuant to Rule 144 (or any similar provision then in force) under the Securities Act or become eligible for sale pursuant to Rule 144(k) (or any similar provision then in force) under the Securities Act. Act or (c) been otherwise transferred and new certificates for them not bearing the Securities Act legend set forth in paragraph 4(c) have been delivered by the Company in accordance with paragraph 4(c). Whenever any particular securities cease to be Restricted Securities, the holder thereof shall be entitled to receive from the Company, without expense, new securities of like tenor not bearing a Securities Act legend of the character set forth in this Agreement paragraph 4(c). View More Arrow
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Restricted Securities. Shall mean (i) the Investors' Shares, (ii) any shares of Common Stock issued to the Investors as Late Filing Payments pursuant to Section 4.2(ii) and (iii) only as to the Resale Registration Statement that is declared effective by the SEC, any shares of Common Stock issued to the Investors as Late Effectiveness Payments pursuant to Section 4.2 (iii), in each case only to the... extent the same have not been sold to the public. As to 10 any particular Restricted Securities, such securities shall cease to be Restricted Securities when (i) a registration statement with respect to the sale of such securities shall have become effective under the Securities Act and such securities shall have been disposed of under such registration statement, (ii) such securities shall have become eligible for resale pursuant to Rule 144(k) and any restrictive legend on certificates representing such securities shall have been removed, (iii) such securities shall have been otherwise transferred or disposed of, and (x) new certificates therefor not bearing a legend restricting further transfer shall have been delivered by the Company, and (y) subsequent transfer or disposition of them shall not require their registration or qualification under the Securities Act or any similar state law then in force or compliance with Rule 144, or (iv) such securities shall have ceased to be outstanding. Notwithstanding the foregoing, Restricted Securities shall not include otherwise Restricted Securities (i) sold by a person in a transaction in which his rights under this Agreement are not properly assigned, or (ii) (A) sold to or through a broker or dealer or underwriter in a public distribution or a public securities transaction, or (B) sold in a transaction exempt from the registration and prospectus delivery requirements of the Securities Act under Section 4(1) thereof so that all transfer restrictions, and restrictive legends with respect thereto, if any, are removed upon the consummation of such sale or (C) the registration rights associated with such securities have been terminated pursuant to this Agreement. View More Arrow
Restricted Securities. Shall mean (i) the Investors' Shares, (ii) any shares of Common Stock issued to the Investors as Late Filing Payments pursuant to Section 4.2(ii) and (iii) only as to the Resale Registration Statement that is declared effective by the SEC, any shares of Common Stock issued to the Investors as Late Effectiveness Payments pursuant to Section 4.2 (iii), in each case only to the extent the same have not been sold to the public. public in the United States. As to 10 any particular Restricted... Securities, such securities shall cease to be Restricted Securities when (i) a registration statement with respect to the sale of such securities shall have become effective under the Securities Act and such securities shall have been disposed of under such registration statement, (ii) such securities shall have become eligible for resale pursuant to Rule 144(k) and any restrictive legend on certificates representing such securities shall have been removed, (iii) such securities shall have been otherwise transferred or disposed of, and (x) new certificates therefor not bearing a legend restricting further transfer shall have been delivered by the Company, and (y) subsequent transfer or disposition of them shall not require their registration or qualification under the Securities Act or any similar state law then in force or compliance with Rule 144, or (iv) such securities shall have ceased to be outstanding. Notwithstanding the foregoing, Restricted Securities shall not include otherwise Restricted Securities (i) sold by a person in a transaction in which his rights under this Agreement are not properly assigned, or (ii) (A) sold to or through a broker or dealer or underwriter in a public distribution or a public securities transaction, or (B) sold in a transaction exempt from the registration and prospectus delivery requirements of the Securities Act under Section 4(1) thereof so that all transfer restrictions, and restrictive legends with respect thereto, if any, are removed upon the consummation of such sale or (C) the registration rights associated with such securities have been terminated pursuant to this Agreement. View More Arrow
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Restricted Securities. Shall mean any Registrable Securities required to bear the first legend set forth in Section 2.8(b) hereof.
Restricted Securities. Shall mean Means any Registrable Securities required to bear the first legend set forth in Section 2.8(b) 2.8(c) hereof.
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Restricted Securities. Shall mean the Common Stock purchased by Investor pursuant to Investor's Investment Agreement, including the Common Stock purchased pursuant to the Options, or any other securities issued in respect of such stock upon any stock split, stock dividend, recapitalization, merger or similar event until such Common Stock is sold pursuant to a registration or until such Common Stock is sold or is eligible to be sold pursuant to Rule 144, including pursuant to subsection (k) of Rule 144.
Restricted Securities. Shall mean the Common Stock purchased by Investor pursuant to Investor's Investment Agreement, including the Common Stock purchased Investors pursuant to the Options, or Purchase Agreements, including any other securities issued in respect of such stock upon any stock split, stock dividend, recapitalization, merger or similar event until such Common Stock is are sold pursuant to a registration or until such Common Stock is are sold or is are eligible to be sold pursuant to Rule 144, including... pursuant to subsection (k) of Rule 144. View More Arrow
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Restricted Securities. Means any Securities except any such Securities that (i) have been registered pursuant to an effective registration statement under the Securities Act and sold in a manner contemplated by the Registration Statement, (ii) have been transferred in compliance with Rule 144 under the Securities Act (or any successor provision thereto) or are transferable pursuant to paragraph (k) of such Rule 144 (or any successor provision thereto), or (iii) have otherwise been transferred and new Securities not... subject to transfer restrictions under the Securities Act have been delivered by or on behalf of the Company. View More Arrow
Restricted Securities. Means any Securities except any such Securities Shall mean shares of Common Stock other than shares that (i) have been registered pursuant to an effective registration statement under the Securities Act and sold in a manner contemplated by the Registration Statement, registration statement, (ii) have been transferred in compliance with Rule 144 under the Securities Act (or any successor provision thereto) or are transferable pursuant to paragraph (k) of such Rule 144 (or any successor provision... thereto), or (iii) have otherwise been transferred and new Securities shares not subject to transfer restrictions legending under the Securities Act have been delivered by or on behalf of the Company. View More Arrow
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Restricted Securities. The securities of the Company required to bear the legend set forth in Section 3.2 hereof.
Restricted Securities. The Shall mean the securities of the Company required to bear the legend set forth in Section 3.2 hereof.
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