Restricted Security Definition Example with 21 Variations

Restricted Security. Means means any Security or share of Common Stock issuable upon conversion thereof except any such Security or share of Common Stock that (i) has been effectively registered pursuant to an effective registration statement under the Securities Act and sold in a manner contemplated by the Shelf Registration Statement, prospectus included in such registration statement, (ii) has been transferred in compliance with the resale provisions of Rule 144 under the Securities Act (or any successor... provision thereto) or is transferable pursuant to paragraph (k) of such Rule 144 under the Securities Act (or any successor provision thereto), thereto) or (iii) otherwise has otherwise been transferred and a new Security or share of Common Stock not subject to transfer restrictions under the Securities Act has been delivered by or on behalf of the Company. View More

Restricted Security. Means means any Security or share of Common Stock issuable upon conversion thereof except any such Security or share of Common Stock that which (i) has been effectively registered under the Securities Act and sold in a manner contemplated by the Shelf Registration Statement, (ii) has been transferred in compliance with Rule 144 under the Securities Act (or any successor provision thereto) or is transferable pursuant to paragraph (k) of such Rule 144 (or any successor provision thereto), thereto) or (iii) has otherwise been transferred and a new Security or share of Common Stock not subject to transfer restrictions under the Securities Act has been delivered by or on behalf of the Company. Issuers in accordance with Section 3.3 of the Indenture. View More

Restricted Security. Means means any Security or share of Common Stock issued or issuable upon conversion thereof of the Preferred Stock or exercise of the Warrants, except any such Security or share of Common Stock that (i) has been effectively registered pursuant to an effective registration statement under the Securities Act and sold in a manner contemplated by the Shelf Prospectus included in the Registration Statement, (ii) has been transferred in compliance with the resale provisions of Rule 144 under the... Securities Act (or any successor provision thereto) or is transferable pursuant to paragraph (k) of such Rule 144 under the Securities Act (or any successor provision thereto), or (iii) otherwise has otherwise been transferred and a new Security or share of Common Stock not subject to transfer restrictions under the Securities Act has been delivered by or on behalf of the Company. View More

Restricted Security. Means means any Security or share of Common Stock issued or issuable in lieu of cash dividend payments on the Preferred Shares, upon conversion thereof of the Preferred Shares or exercise of the Warrants except any such Security or share of Common Stock that (i) has been effectively registered pursuant to an effective registration statement under the Securities Act and sold in a manner contemplated by the Shelf Registration Statement, Act, (ii) has been transferred in compliance with the resale... provisions of Rule 144 under the Securities Act (or any successor provision thereto) or is transferable pursuant to paragraph (k) (d) of such Rule 144 under the Securities Act (or any successor provision thereto), or (iii) otherwise has otherwise been transferred and a new Security or share of Common Stock not subject to transfer restrictions under the Securities Act has been delivered by or on behalf of the Company. View More

Restricted Security. Means means any Security or share of Common Stock issuable upon conversion thereof except any such Security or share of Common Stock that which (i) has been effectively registered under the Securities Act and sold in a manner contemplated by the Shelf Registration Statement, (ii) has been transferred in compliance with Rule 144 under the Securities Act (or any successor provision thereto) or is transferable pursuant to paragraph (k) of such Rule 144 (or any successor provision thereto), or... (iii) has otherwise been transferred and a new Security or share of Common Stock not subject to transfer restrictions under the Securities Act has been delivered by or on behalf of the Company. Company in accordance with Section 2.07 of the Indenture. View More

Restricted Security. Means means any Security or share of Common Stock issuable upon conversion thereof except any such Security or share of Common Stock that which (i) has been effectively registered under the Securities Act and sold in a manner contemplated by the Shelf Registration Statement, (ii) has been transferred in compliance with Rule 144 under the Securities Act (or any successor provision thereto) or is transferable pursuant to paragraph (k) of such Rule 144 (or any successor provision thereto), or... (iii) has otherwise been transferred and a new Security or share of Common Stock not subject to transfer restrictions under the Securities Act has been delivered by or on behalf of the Company. Company in accordance with Section 3.5 of the Indenture. View More

Restricted Security. Means means any Security or share of Common Stock Ordinary Share issuable upon conversion thereof except any such Security or share of Common Stock that Ordinary Share which (i) has been effectively registered under the Securities Act and sold in a manner contemplated by the Shelf Registration Statement, (ii) has been transferred in compliance with Rule 144 under the Securities Act (or any successor provision thereto) or is transferable pursuant to paragraph (k) of such Rule 144 (or any... successor provision thereto), or (iii) has been sold in compliance with Regulation S under the Securities Act (or any successor thereto) and does not constitute the unsold allotment of a distributor within the meaning of Regulation S under the Securities Act, (iv) has otherwise been transferred and a new Security or share of Common Stock Ordinary Share not subject to transfer restrictions under the Securities Act has been delivered by or on behalf of the Company. Company in accordance with Section 2.6(f) of the Indenture or (v) is otherwise transferable without restriction under the Securities Act. View More

Restricted Security. Means means any Security or share of Common Stock issuable upon conversion thereof except any such Security or share of Common Stock that (i) has been effectively registered pursuant to an effective registration statement under the Securities Act and sold in a manner contemplated by the Shelf Registration Statement, (ii) has been transferred in -2- compliance with Rule 144 under the Securities Act (or any successor provision thereto) or is transferable pursuant to paragraph (k) of such Rule 144... (or any successor provision thereto), thereto) or (iii) has otherwise been transferred and a new Security or share of Common Stock not subject to transfer restrictions under the Securities Act has been delivered by or on behalf of the Company. View More

Restricted Security. Means means any Security or share of Common Stock issuable upon conversion thereof except any such Security or share of Common Stock that (i) has been effectively registered under the Securities Act and sold in a manner contemplated by the Shelf Registration Statement, (ii) has been transferred in compliance with Rule 144 under the Securities Act (or any successor provision thereto) or is transferable pursuant to paragraph (k) of such Rule 144 (or any successor provision thereto), thereto) or... (iii) has otherwise been transferred and a new Security or share of Common Stock not subject to transfer restrictions under the Securities Act has been delivered by or on behalf of the Company. Company in accordance with Section 2.7(f) of the Indenture or (iv) ceases to be outstanding. View More

Restricted Security. Means means any Security or share of Common Stock issued or issuable upon conversion thereof of the Preferred Stock or exercise of the Warrants, except any such Security or share of Common Stock that (i) has been effectively registered pursuant to an effective registration statement under the Securities Act and sold in a manner contemplated by the Shelf Prospectus included in the Registration Statement, (ii) has been transferred in compliance with the resale provisions of Rule 144 under the... Securities Act (or any successor provision thereto) or is transferable pursuant to paragraph (k) of such Rule 144 under the Securities Act (or any successor provision thereto), or (iii) otherwise has otherwise been 2 transferred and a new Security or share of Common Stock not subject to transfer restrictions under the Securities Act has been delivered by or on behalf of the Company. View More