Rule 415 Definition Example

This example Rule 415 definition appears in 2 contracts from 1 company

Rule 415. Rule 415 promulgated by the Commission pursuant to the Securities Act, as such Rule may be amended or interpreted from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same purpose and effect as such Rule.
B. Riley Financial, Inc. Contracts

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on August 6, 2009)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on June 1, 2009)

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