SEC Guidance

Example Definitions of "SEC Guidance"
SEC Guidance. Means (i) any publicly-available written or oral guidance of the Commission staff, or any comments, requirements or requests of the Commission staff and (ii) the Securities Act
Found in Muscle Maker, Inc. contract
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SEC Guidance. Means (i) any publicly-available written or oral guidance of the Commission staff, or any comments, requirements or requests of the Commission staff and staff, (ii) the Securities Act and (iii) any other rules and regulations of the Commission
Found in DELCATH SYSTEMS, INC. contract
SEC Guidance. Means (i) any publicly-available written or oral guidance of the Commission staff, or any guidance, comments, requirements or requests of the Commission staff and (ii) the Securities Act
Found in INTELLINETICS, INC. contract
SEC Guidance. Means (i) any publicly-available written guidance, comments or oral guidance of the Commission staff, or any comments, requirements or requests of the Commission staff and (ii) the Securities Act
Found in iGambit, Inc. contract
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SEC Guidance. Means (i) any publicly-available written or oral guidance, comments, requirements or requests of the Commission staff; provided, that any such oral guidance, comments, requirements or requests are reduced to writing by the Commission and (ii) the Securities Act
Found in Chardan Healthcare Acquisition Corp. contract
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SEC Guidance. Means (i) any publicly-available written or oral guidance, comments, requirements or requests of the Commission staff; staff, provided, that any such oral guidance, comments, requirements or requests are reduced to writing by the Commission and (ii) the Securities Act
Found in Corindus Vascular Robotics, Inc. contract
SEC Guidance. Means (i) any publicly-available written or oral guidance, comments, requirements or requests of the Commission staff; staff, provided, that any such oral guidance, comments, requirements or requests are reduced to writing by the Commission and (ii) the Securities Act
Found in Constellation Alpha Capital Corp. contract
SEC Guidance. Means (i) any publicly-available written or oral guidance, comments, requirements or requests of the Commission staff; SEC staff under the Securities Act; provided, that any such oral guidance, comments, requirements or requests are reduced to writing by the Commission and (ii) the Securities Act SEC.
Found in Aerpio Pharmaceuticals, Inc. contract
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SEC Guidance. Means (i) any publicly-available written guidance, or rule of general applicability of the SEC staff, or (ii) written comments, requirements or requests of the SEC staff to the Company in connection with the review of a Registration Statement.
Found in MiddleBrook Pharmaceuticals, Inc. contract
SEC Guidance. Means (i) any publicly-available written guidance, or rule of general applicability of the SEC staff, or (ii) written comments, requirements or requests of the SEC staff to the Company in connection with the review of a Registration Statement. Statement, or (iii) the 1933 Act.
Found in NATIONAL HOLDINGS CORP contract
SEC Guidance. Means (i) any publicly-available written guidance, or rule of general applicability of the SEC staff, or (ii) oral or written comments, requirements or requests of the SEC staff to the Company in connection with the review of a Registration Statement.
Found in China BCT Pharmacy Group, Inc. contract
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SEC Guidance. Means (i) any publicly-available written or oral guidance of the SEC staff, or any comments, requirements or requests of the SEC staff, (ii) the Securities Act, and (iii) any other rules and regulations of the SEC.
Found in INTERNATIONAL BATTERY METALS LTD. contract
SEC Guidance. Means (i) any publicly-available written or oral guidance of the SEC Commission staff, or any comments, requirements or requests of the SEC Commission staff, (ii) the Securities Act, Act and (iii) any other rules and regulations of the SEC. Commission.
Found in Brag House Holdings, Inc. contract
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SEC Guidance. Means (i) any publicly-available written or oral guidance (including CDI 612.09), comments, requirements or requests of the Commission staff and (ii) the Securities Act
Found in AMERICAN REBEL HOLDINGS INC contract
SEC Guidance. Means (i) any publicly-available written or oral guidance (including CDI 612.09), comments, requirements or requests of the Commission SEC staff and (ii) the Securities Act Act.
Found in Level Brands, Inc. contract
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SEC Guidance. Means (i) any publicly-available written or oral guidance of the Commission staff, or any comments, requirements or requests of the Commission staff and (ii) the Securities Act and the rules and regulations promulgated thereunder
Found in PARKERVISION INC contract
SEC Guidance. Means (i) any publicly-available written or oral guidance of the Commission staff, or any guidance, comments, requirements or requests of the Commission staff staff, and (ii) the Securities 1933 Act and the rules and regulations promulgated thereunder thereunder.
Found in Yayi International Inc contract
SEC Guidance. Means (i) any publicly-available written or oral guidance of the Commission staff, or any guidance, comments, requirements or requests of the Commission staff staff, and (ii) the Securities 1933 Act and the rules and regulations promulgated thereunder thereunder.
Found in CHINA SKY ONE MEDICAL, INC. contract
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SEC Guidance. Means (i) any publicly-available written guidance of the Commission staff, or any written comments, requirements or requests of the Commission staff and (ii) the Securities Act.
Found in FireFly Automatix, Inc. contract
SEC Guidance. Means (i) any current comments, requirements or requests of the SEC staff and (ii) the Securities Act.
Found in VPC Impact Acquisition Holdings contract
SEC Guidance. Means (a) any publicly available written or oral guidance of the SEC staff, or any comments, requirements or requests of the SEC staff and (b) the Securities Act.
Found in Douglas Elliman Inc. contract
SEC Guidance. Means (i) any publicly-available written or oral requirements of the Commission staff, (ii) any specific requirements of the Commission with respect to the registration of the sale of the Registrable Securities (subject to the proviso set forth in section 3(b), and (iii) the Securities Act.
Found in CROSS CANYON ENERGY CORP. contract
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