SEC Guidance

Example Definitions of "SEC Guidance"
SEC Guidance. Means (i) any publicly-available written or oral guidance of the Commission staff, or any comments, requirements or requests of the Commission staff and (ii) the Securities Act
Found in Muscle Maker, Inc. contract
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SEC Guidance. Means (i) any publicly-available written or oral guidance of the Commission staff, or any guidance, comments, requirements or requests of the Commission staff and (ii) the Securities Act
Found in INTELLINETICS, INC. contract
SEC Guidance. Means (i) any publicly-available written guidance, comments or oral guidance of the Commission staff, or any comments, requirements or requests of the Commission staff and (ii) the Securities Act
Found in iGambit, Inc. contract
SEC Guidance. Means (i) any publicly-available written or oral guidance of the Commission staff, or any guidance, comments, requirements or requests of the Commission staff and (ii) the Securities Act
Found in Third Coast Bancshares, Inc. contract
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SEC Guidance. Means (i) any publicly-available written or oral guidance, comments, requirements or requests of the Commission staff; provided, that any such oral guidance, comments, requirements or requests are reduced to writing by the Commission and (ii) the Securities Act
Found in Chardan Healthcare Acquisition Corp. contract
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SEC Guidance. Means (i) any publicly-available written or oral guidance, comments, requirements or requests of the Commission staff; staff, provided, that any such oral guidance, comments, requirements or requests are reduced to writing by the Commission and (ii) the Securities Act
Found in Corindus Vascular Robotics, Inc. contract
SEC Guidance. Means (i) any publicly-available written or oral guidance, comments, requirements or requests of the Commission staff; staff, provided, that any such oral guidance, comments, requirements or requests are reduced to writing by the Commission and (ii) the Securities Act
Found in Constellation Alpha Capital Corp. contract
SEC Guidance. Means (i) any publicly-available written or oral guidance, comments, requirements or requests of the Commission staff; SEC staff under the Securities Act; provided, that any such oral guidance, comments, requirements or requests are reduced to writing by the Commission and (ii) the Securities Act SEC.
Found in Aerpio Pharmaceuticals, Inc. contract
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SEC Guidance. Means (i) any publicly-available written or oral guidance of the SEC staff, or any comments, requirements or requests of the SEC staff and (ii) the 1933 Act.
Found in Celcuity Inc. contract
SEC Guidance. Means (i) any publicly-available written or oral guidance of the SEC staff, or any comments, requirements or requests of the SEC staff and (ii) the 1933 Act. Securities Act
Found in Mount TAM Biotechnologies, Inc. contract
SEC Guidance. Means (i) any publicly-available written or oral guidance of the SEC staff, or any comments, requirements or requests of the SEC staff and (ii) the 1933 Act. Securities Act
Found in Snail, Inc. contract
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SEC Guidance. Means (i) any publicly-available written guidance, or rule of general applicability of the SEC staff, (ii) written comments, requirements or requests of the SEC staff to the Company in connection with the review of a Registration Statement, or (iii) the 1933 Act.
Found in NATIONAL HOLDINGS CORP contract
SEC Guidance. Means (i) (a) any publicly-available written guidance, or rule of general applicability of the SEC staff, (ii) or (b) written comments, requirements or requests of the SEC staff to the Company Amicus in connection with the review of a Registration Statement, or (iii) the 1933 Act. Statement.
Found in AMICUS THERAPEUTICS, INC. contract
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SEC Guidance. Means (i) any publicly-available written or oral guidance of the Commission staff, or any comments, requirements or requests of the Commission staff made in writing to the Company and (ii) the Securities Act
Found in Global Crossing Airlines Group Inc. contract
SEC Guidance. Means (i) any publicly-available written or oral guidance of the Commission staff, or any comments, requirements or requests of the Commission staff and (ii) the Securities Act, that is then in effect and not updated or superseded by subsequent SEC Guidance
Found in CTD HOLDINGS INC contract
SEC Guidance. Means (i) any publicly-available written or oral guidance of the SEC staff, or any comments, requirements or requests of the SEC staff, (ii) the Securities Act and (iii) the Exchange Act.
Found in Eco-Stim Energy Solutions, Inc. contract
SEC Guidance. Means (i) any written or oral guidance, comments, requirements or requests of the Commission staff disclosed to the Holders (or otherwise publicly available), provided that any such oral guidance, comments, requirements, or requests are reduced to writing by the Commission, and (ii) the Securities Act
Found in GUIDED THERAPEUTICS INC contract
SEC Guidance. Means any publicly-available guidance, comments, or requirements of the SEC staff that limits the ability of the Company to include all of the Registrable Securities for which it has received requests for registration in a Registration Statement for a continuous offering pursuant to Rule 415 under the Securities Act
Found in Kips Bay Medical, Inc. contract
SEC Guidance. Any publicly-available written or oral guidance, comments, requirements or requests of the Commission staff, including the Commission's Compliance and Disclosure Interpretations and Manual of Publicly Available Telephone Interpretations
Found in INNOVUS PHARMACEUTICALS, INC. contract
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