sec Definition Example

Convertible Security Investment Agreement, dated as of January 16, 2024, by and among AST SpaceMobile, Inc. and the parties named therein (Filed With SEC on January 18, 2024)

WARRANT TO PURCHASE PREFERRED STOCK (Filed With SEC on February 3, 2009)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on February 28, 2007)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on April 6, 2007)

WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on December 23, 2008)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on May 22, 2013)

FORM OFWARRANT TO PURCHASE COMMON STOCK (Filed With SEC on November 24, 2008)

PREFERRED STOCK PURCHASE AGREEMENT (Filed With SEC on June 4, 2004)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on June 4, 2004)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on October 12, 2004)

WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on December 12, 2008)

Exhibit B to Stock PurchaseAgreement REGISTRATIONRIGHTS AGREEMENT (Filed With SEC on February 7, 2005)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on July 21, 2004)

AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (Filed With SEC on November 1, 2013)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on March 22, 2011)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on February 24, 2010)

AMENDED AND RESTATED WARRANT to purchase 6,437,677 Shares of Common Stock of Sterling Financial Corporation Issue Date: August 26, 2010 (Filed With SEC on September 24, 2010)

REGISTRATIONRIGHTS AGREEMENT (Filed With SEC on November 20, 2013)

WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on December 23, 2008)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on December 21, 2010)

WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on February 19, 2009)

PURCHASE AGREEMENT (Filed With SEC on April 25, 2012)

WARRANT topurchase 178,880 Sharesof Common Stock ofProvident Community Bancshares, Inc. (Filed With SEC on March 13, 2009)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on August 29, 2007)

WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on December 23, 2008)

WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on February 2, 2009)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on August 5, 2005)

WARRANTTO PURCHASE COMMON STOCK (Filed With SEC on March 17, 2009)

WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on February 17, 2009)

Registration Rights Agreement (Filed With SEC on April 13, 2005)

Warrant to Purchase up to 163,065 shares of Common Stock (Filed With SEC on January 22, 2009)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on May 26, 2009)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on December 6, 2012)

REGISTRATION RIGHTSAGREEMENT (Filed With SEC on October 22, 2009)

WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on December 22, 2008)

WARRANTTO PURCHASE COMMON STOCK (Filed With SEC on December 11, 2008)

WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on February 2, 2009)

WARRANT to purchase 276,815 Shares of Common Stock of 1st FINANCIAL SERVICES CORPORATION (Filed With SEC on November 18, 2008)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on October 20, 2011)

WARRANT TO PURCHASE PREFERRED STOCK (Filed With SEC on September 25, 2009)

WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on December 23, 2008)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on May 11, 2011)

Warrant to Purchase up to 205,579 shares of Common Stock, dated December 5, 2008 (Filed With SEC on December 5, 2008)

WARRANTTO PURCHASE COMMON STOCK (Filed With SEC on December 11, 2008)

WARRANT to purchase 300,000 Shares of Common Stock of Waccamaw Bankshares, Inc. Issue Date: May 17, 2011 (Filed With SEC on July 14, 2011)

REGISTRATION RIGHTSAGREEMENT (Filed With SEC on April 14, 2006)

WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on December 8, 2008)

WARRANT TO PURCHASE PREFERRED STOCK (Filed With SEC on January 27, 2009)

WARRANT to purchase 461,538 Shares of Common Stock of Tennessee Commerce Bancorp, Inc. (Filed With SEC on December 23, 2008)

REGISTRATIONRIGHTS AGREEMENT (Filed With SEC on March 2, 2010)

AMENDED AND RESTATED WARRANT to purchase 1,512,003 Shares of Common Stock of PACIFIC CAPITAL BANCORP Issue Date: [], 2010 (Filed With SEC on July 27, 2010)

WARRANT TOPURCHASE COMMON STOCK (Filed With SEC on December 23, 2008)

INVESTORS RIGHTS AGREEMENT by and among C&D TECHNOLOGIES, INC. and THE HOLDERS NAMED HEREIN Dated as ofDecember 23, 2010 (Filed With SEC on December 27, 2010)

REGISTRATION RIGHTSAGREEMENT (Filed With SEC on December 31, 2003)

REGISTRATIONRIGHTS AGREEMENT (Filed With SEC on March 8, 2005)

AMENDED REGISTRATION RIGHTS AGREEMENT (Filed With SEC on April 20, 2005)

WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on December 29, 2008)

WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on December 16, 2008)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on November 2, 2006)

WARRANTTO PURCHASE COMMON STOCK (Filed With SEC on December 22, 2008)

PENN MILLERS MUTUAL HOLDING COMPANY (Filed With SEC on April 30, 2009)

PURCHASE AGREEMENT (Filed With SEC on November 13, 2006)

WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on December 15, 2008)

Registration Rights Agreement, dated December 6, 2007, by and among the Company and the Investors thereto (Filed With SEC on December 10, 2007)

WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on January 14, 2009)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on February 6, 2007)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on June 11, 2010)

WARRANT TO PURCHASE PREFERRED STOCK (Filed With SEC on December 29, 2009)

WARRANT TO PURCHASE PREFERRED STOCK (Filed With SEC on February 19, 2009)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on August 8, 2007)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on January 22, 2007)

2001 EMPLOYEE STOCK INCENTIVE PLAN As Amended June 26, 2009 (Filed With SEC on September 14, 2009)

(Filed With SEC on February 11, 2002)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on December 27, 2004)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on October 20, 2005)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on July 26, 2005)

(Filed With SEC on May 4, 2005)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on December 20, 2006)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on January 14, 2005)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on May 29, 2007)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on May 14, 2007)

Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT (Filed With SEC on March 3, 2006)

REGISTRATIONRIGHTS AGREEMENT (Filed With SEC on June 18, 2004)

REGISTRATIONRIGHTS AGREEMENT (Filed With SEC on June 18, 2004)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on April 4, 2006)

WARRANTTO PURCHASE COMMON STOCK (Filed With SEC on November 26, 2008)

Registration Rights Agreement dated as of July 23, 2007 among Terabeam, Inc. and each investor named therein (Filed With SEC on July 24, 2007)

Part I: Financial Information (Filed With SEC on November 14, 2003)

maintain, at the end of each fiscal quarter commencing with the fiscal quarter ending January 31, 2007, an unrestricted balance of cash (including cash equivalents and excluding... (Filed With SEC on December 4, 2006)

maintain, at the end of each fiscal quarter commencing with the fiscal quarter ending January 31, 2007, an unrestricted balance of cash (including cash equivalents and excluding... (Filed With SEC on December 4, 2006)

WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on November 17, 2008)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on April 17, 2006)

PURCHASEAGREEMENT (Filed With SEC on March 30, 2004)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on March 30, 2004)

Securities Purchase Agreement, dated February 27, 2024, by and among vTv Therapeutics Inc. and the investors party thereto (Filed With SEC on February 28, 2024)

Securities Purchase Agreement, dated August 29, 2025, by and among vTv Therapeutics Inc. and the investors party thereto (Filed With SEC on September 2, 2025)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on March 6, 2006)

ALTERNATIVEWARRANTS REGISTRATION RIGHTS AGREEMENT (Filed With SEC on March 9, 2006)

REGISTRATIONRIGHTS AGREEMENT (Filed With SEC on April 10, 2006)

REGISTRATIONRIGHTS AGREEMENT (Filed With SEC on February 6, 2006)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on November 9, 2006)

Common Stock Offered (Filed With SEC on April 11, 2006)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on March 18, 2005)

(Filed With SEC on June 16, 2006)

REGISTRATIONRIGHTS AGREEMENT (Filed With SEC on April 15, 2003)

(Filed With SEC on April 28, 2005)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on July 25, 2005)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on March 16, 2006)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on March 8, 2004)

(Filed With SEC on March 8, 2004)

REGISTRATION RIGHTSAGREEMENT (Filed With SEC on June 24, 2003)

Purchase Agreement (Filed With SEC on June 3, 2024)

Securities Purchase Agreement, dated June 24, 2024, by and among Entrada Therapeutics, Inc. and purchasers named therein (Filed With SEC on June 24, 2024)

Amended and Restated Investors Rights Agreement, dated February 22, 2021, by and among the Registrant and certain of its stockholders (Filed With SEC on June 28, 2024)

Form of Stockholders Agreement (Filed With SEC on July 15, 2024)

Form of Securities Purchase Agreement (Filed With SEC on July 30, 2024)

Strata Purchase Agreement dated July 26, 2024, by and between ClearThink Capital Partners, LLC, as Investor, and the Company (Filed With SEC on August 1, 2024)

Form of Securities Purchase Agreement, dated August 6, 2024, by and among Tenax Therapeutics, Inc. and the investors signatory thereto (Filed With SEC on August 6, 2024)

Form of Securities Purchase Agreement, dated March 4, 2025, by and among Tenax Therapeutics, Inc. and the investors signatory thereto (Filed With SEC on March 6, 2025)

Share Purchase Agreement (Filed With SEC on August 20, 2024)

Share Purchase Agreement (Filed With SEC on August 20, 2024)

Form of Stockholders Agreement (Filed With SEC on August 26, 2024)

Form of Stockholders' Agreement (Filed With SEC on March 18, 2025)

Form of Securities Purchase Agreement (Filed With SEC on September 12, 2024)

Form of Securities Purchase Agreement (Filed With SEC on October 22, 2025)

Form of Registration Rights Agreement (Filed With SEC on October 1, 2024)

Form of Series A-1 Warrant (Filed With SEC on October 10, 2024)

Form of Series B-1 Warrant (Filed With SEC on October 10, 2024)

Form of Registration Rights Agreement, dated as of October 25, 2024 by and among Sky Harbour Group Corporation and the Investors named therein (Filed With SEC on October 28, 2024)

Registration Rights Agreement dated November 6, 2024 (Filed With SEC on November 12, 2024)

Share Purchase Agreement (Filed With SEC on November 20, 2024)

Agreement, dated as of November 26, 2024, by and between Rocky Mountain Chocolate Factory, Inc. and Global Value Investment Corporation and its affiliates (Filed With SEC on November 27, 2024)

Form of Securities Purchase Agreement, dated December 2, 2024, by and among Senti Biosciences, Inc. and the purchasers named therein (Filed With SEC on December 2, 2024)

Executive Employment Agreement by and between Joel Lambert and Flowco Masterco, LLC, dated as of December 6, 2024 (Filed With SEC on December 20, 2024)

Form of Securities Purchase Agreement (Filed With SEC on December 27, 2024)

Form of Securities Purchase Agreement, dated June 25, 2025, by and between the Company and Yantai Rongpu Investment Partnership (Limited Partnership) (Filed With SEC on June 26, 2025)

Form of Securities Purchase Agreement, dated June 25, 2025, by and between the Company and the investors named therein (Filed With SEC on June 26, 2025)

2019 Equity Incentive Plan, as amended, and forms of award agreements (Filed With SEC on January 7, 2025)

Form of Securities Purchase Agreement (Filed With SEC on September 11, 2025)

Form of Non-Placement Agent Securities Purchase Agreement (Filed With SEC on February 10, 2025)

Securities Purchase Agreement, dated February 11, 2025, by and among the Company and the Purchasers (Filed With SEC on February 12, 2025)

STRATA Purchase Agreement dated January 30, 2025 (Filed With SEC on March 12, 2025)

Second Amended and Restated Registration Rights Agreement, dated as of March 12, 2025, by and among Purple Innovation, Inc., Coliseum Capital Partners, L.P., Blackwell Partners... (Filed With SEC on March 13, 2025)

Second Amended and Restated Registration Rights Agreement, dated as of March 12, 2025, by and among Purple Innovation, Inc., Coliseum Capital Partners, L.P., Blackwell Partners... (Filed With SEC on March 14, 2025)

Second Amended and Restated Investor's Rights Agreement, dated March 18, 2025 (Filed With SEC on March 24, 2025)

Stock Purchase Agreement, dated March 21, 2025, by and among Cyclerion Therapeutics, Inc. and the investors party thereto (Filed With SEC on March 25, 2025)

Securities Purchase Agreement, dated March 24, 2025, by and among the Company and the Purchasers (Filed With SEC on March 25, 2025)

Registration Rights Agreement, dated March 27, 2025, by and between DBV Technologies S.A. and the investor parties thereto (Filed With SEC on March 31, 2025)

Registration Rights Agreement dated August 27, 2025 by and between Perfect Moment Ltd. and X3 Higher Moment Fund LLC (Filed With SEC on August 27, 2025)

Form of Registration Rights Agreement, dated March 28, 2025, between the Registrant and the investors party thereto (Filed With SEC on April 2, 2025)

Form of Convertible Note (Filed With SEC on April 7, 2025)

Form of Registration Rights Agreement by and between the Company and the Purchaser (Filed With SEC on April 30, 2025)

Registration Rights Agreement, dated as of May 2, 2025 by and between the Company and the Purchaser (Filed With SEC on May 5, 2025)

Registration Rights Agreement, dated as of September 29, 2025, by and among the Company and the Purchasers (Filed With SEC on September 29, 2025)

Registration Rights Agreement, by and between Tivic Health Systems, Inc. and Helena Global Investment Opportunities 1 Ltd., dated April 29, 2025 (Filed With SEC on May 2, 2025)

Cooperation Agreement, dated as of May 16, 2025, by and among Amplify Energy Corp., Clint Coghill, Stoney Lonesome HF LP and The Drake Helix Holdings, LLC (Filed With SEC on May 19, 2025)

Amended and Restated Strata Purchase Agreement dated May 15, 2025 (Filed With SEC on May 20, 2025)

(Filed With SEC on February 22, 2002)

(Filed With SEC on April 2, 2001)

(Filed With SEC on March 21, 2002)

(Filed With SEC on April 15, 2004)

(Filed With SEC on July 22, 2003)

(Filed With SEC on July 9, 2003)

(Filed With SEC on May 11, 2005)

(Filed With SEC on January 22, 2007)

(Filed With SEC on May 20, 2003)

(Filed With SEC on September 16, 2005)

(Filed With SEC on September 16, 2005)

(Filed With SEC on July 3, 2003)

(Filed With SEC on August 24, 2005)

(Filed With SEC on August 24, 2005)

(Filed With SEC on August 24, 2005)

(Filed With SEC on October 9, 2001)

(Filed With SEC on August 29, 2001)

(Filed With SEC on March 6, 2002)

(Filed With SEC on December 2, 2002)

(Filed With SEC on May 10, 2004)

(Filed With SEC on February 13, 2004)

(Filed With SEC on October 18, 2001)

(Filed With SEC on May 25, 2004)

(Filed With SEC on June 15, 2005)

(Filed With SEC on February 21, 2007)

(Filed With SEC on September 16, 2002)

(Filed With SEC on April 5, 2005)

(Filed With SEC on December 21, 2004)

(Filed With SEC on December 24, 2003)

(Filed With SEC on December 23, 2003)

(Filed With SEC on December 23, 2003)

(Filed With SEC on October 17, 2003)

(Filed With SEC on November 21, 2006)

(Filed With SEC on March 19, 2009)

(Filed With SEC on January 12, 2009)

(Filed With SEC on October 22, 2009)

(Filed With SEC on April 28, 2009)

(Filed With SEC on January 16, 2009)

(Filed With SEC on January 9, 2009)

(Filed With SEC on December 8, 2008)

(Filed With SEC on June 25, 2007)

(Filed With SEC on December 15, 2006)

(Filed With SEC on March 2, 2016)

(Filed With SEC on September 30, 2002)

(Filed With SEC on August 25, 2005)

(Filed With SEC on November 20, 2001)

(Filed With SEC on June 29, 2001)

(Filed With SEC on May 20, 2008)

(Filed With SEC on May 20, 2008)

(Filed With SEC on May 20, 2008)

(Filed With SEC on October 4, 2006)

(Filed With SEC on November 7, 2002)

(Filed With SEC on March 7, 2001)

(Filed With SEC on June 6, 2000)

(Filed With SEC on September 13, 2006)

(Filed With SEC on November 16, 2004)

(Filed With SEC on February 24, 2006)

(Filed With SEC on January 31, 2002)

(Filed With SEC on March 7, 2007)

(Filed With SEC on April 18, 2006)

(Filed With SEC on May 16, 2005)

(Filed With SEC on April 14, 2004)

(Filed With SEC on April 14, 2004)

(Filed With SEC on April 14, 2004)

(Filed With SEC on January 18, 2006)

(Filed With SEC on March 16, 2005)

(Filed With SEC on March 4, 2005)

(Filed With SEC on January 11, 2005)

Form of Securities Purchase Agreement, dated as of June 3, 2025, by and among Patriot National Bancorp, Inc. and the Investors (Filed With SEC on June 4, 2025)

STOCK PURCHASE AGREEMENT (Filed With SEC on September 2, 2025)

Form of Securities Purchase Agreement (Filed With SEC on June 6, 2025)

Letter Agreement, dated June 17, 2025, by and between Momentus Inc. and A.G.P./Alliance Global Partners amending that certain Convertible Promissory Note dated May 13, 2025 by and... (Filed With SEC on June 18, 2025)

Registration Rights Agreement, dated as of June 20, 2025 (Filed With SEC on June 20, 2025)

Form of Securities Purchase Agreement, dated June 25, 2025, by and among Actuate Therapeutics, Inc. and each of the purchasers party thereto (Filed With SEC on June 26, 2025)

Recapitalization Support Agreement, dated as of July 8, 2025, by and among the Company, its subsidiaries and the Consenting Parties (Filed With SEC on July 9, 2025)

Form of Warrant to be issued by MP Materials Corp. to the United States Department of Defense (Filed With SEC on July 10, 2025)

Letter Agreement, dated July 14, 2025, between Oportun Financial Corporation, Findell Capital Management LLC and certain other persons (Filed With SEC on July 14, 2025)

Share Purchase Agreement (Filed With SEC on July 14, 2025)

Securities Purchase Agreement, dated August 10, 2025, by and among the Company and the Investors (Filed With SEC on August 11, 2025)

Sponsor Securities Purchase Agreement, dated August 12, 2025, by and among Armada Acquisition Corp. II, Armada Sponsor II LLC and Arrington XRP Capital Fund, LP (Filed With SEC on August 12, 2025)

Form of Securities Purchase Agreement dated September 2, 2025, by and among the Company and the investors party thereto (Filed With SEC on September 2, 2025)

Securities Purchase Agreement dated September 5, 2025 (Filed With SEC on September 8, 2025)

Voting and Warrant extension Agreement by and among Envoy Medical, Inc., Glen A. Taylor, GAT Funding, LLC, and Taylor Sports Group, Inc. dated effective September 4, 2025 (Filed With SEC on September 9, 2025)

Investor Rights Agreement, by and among CarParts.com, Inc., International Auto Parts (Cayman) Limited, Axislink Holding B.V. and Lovely Peach Limited (Filed With SEC on September 11, 2025)

Registration Rights Agreement, dated as of September 12, 2025, by and among the Company and the Controlling Shareholders (Filed With SEC on September 12, 2025)

Registration Rights Agreement, dated as of September 12, 2025, by and among the Company and the Controlling Shareholders (Filed With SEC on October 10, 2025)

Form of Common Stock Purchase Warrant No. 5, dated September 11, 2025, between the Company and InspectionTech Holdings LP (Filed With SEC on September 15, 2025)

Form of Common Stock Purchase Warrant No. 6, dated September 11, 2025, between the Company and InspectionTech Holdings LP (Filed With SEC on September 15, 2025)

Form of Convertible Note dated as of September 19, 2025 (Filed With SEC on September 23, 2025)

Form of Convertible Note dated as of September 22, 2025 (Filed With SEC on September 23, 2025)

Form of Subordinated Note Purchase Agreement, dated as of September 25, 2025, by and among Farmers and Merchants Bancshares, Inc. and the purchasers named therein (Filed With SEC on September 25, 2025)

Securities Purchase Agreement, dated as of October 2, 2025, by and among Ovid Therapeutics Inc. and the Investors named therein (Filed With SEC on October 3, 2025)

Securities Purchase Agreement, dated October 6, 2025, by and among Jade Biosciences, Inc. and each purchaser identified on Annex A thereto (Filed With SEC on October 7, 2025)

Registration Rights Agreement, dated October 24, 2025 (Filed With SEC on October 24, 2025)

Registration Rights Agreement dated October 24, 2025 (Filed With SEC on October 28, 2025)

Form of Securities Purchase Agreement, dated as of November 10, 2025, by and among Galecto, Inc. and each investor listed on Exhibit A thereto (Filed With SEC on November 10, 2025)