Short Sales
Short Sales. Means all "short sales" as defined in Rule 200 of Regulation SHO under the 1934 Act (but shall not be deemed to include the location and/or reservation of borrowable shares of Common Stock).
Found in
Celcuity Inc. contract
Short Sales. All "short sales" as defined in Rule 200 of Regulation SHO of the Exchange Act, but shall be deemed to not include the location and/or reservation of borrowable shares of Common Stock.
Found in
ASPEN AEROGELS INC contract
Short Sales. Include, without limitation, (i) all "short sales" as defined in Rule 200 promulgated under Regulation SHO, whether or not against the box, and all types of direct and indirect stock pledges, forward sale contracts, options, puts, calls, short sales, swaps, "put equivalent positions" (as defined in Rule 16a-1(h) under the Exchange Act) and similar arrangements (including on a total return basis), and (ii) sales and other transactions through non-U.S. broker dealers or foreign regulated brokers...
View More
Short Sales. All "short sales" as defined in Rule 200 of Regulation SHO under the Exchange Act (but shall not be deemed to include locating and/or borrowing shares of Common Stock)
Found in
Orbital Tracking Corp. contract
Short Sales. Means all "short sales" as defined in Rule 200 of Regulation SHO under the 1934 Act.
Found in
Advaxis, Inc. contract
Short Sales. All "short sales" as defined in Rule 200 of Regulation SHO under the Exchange Act (but shall not be deemed to include locating and/or borrowing shares of Common Stock) or any swaps or other derivative transactions that would be equivalent to any sales or short position
Found in
APRICUS BIOSCIENCES, INC. contract
Short Sales. Means all "short sales" as defined in Rule 200 of Regulation SHO under the Exchange Act.
Found in
DPW Holdings, Inc. contract
Short Sales. All "short sales" as defined in Rule 200 of Regulation SHO under the 1934 Act (but shall not be deemed to include the location and/or reservation of borrowable Ordinary Shares or ADSs)
All Definitions
Found in
Autolus Therapeutics plc contract