Transfer Restricted Securities Definition Example with 5 Variations

This page contains an example definition of Transfer Restricted Securities, followed by definitions with minor variations. You can view the differences between the example and variations by selecting the "Show Differences" option.
Transfer Restricted Securities. The Securities and, if issued, the Private Exchange Securities; provided, however, that Securities and, if issued, the Private Exchange Securities, shall cease to be Transfer Restricted Securities on the earliest to occur of (i) the date on which such Securities have been exchanged by a Person other than a broker-dealer for an Exchange Note in the Exchange Offer, (ii) following the exchange by a broker-dealer in the Exchange Offer of a Security for an Exchange Note, the date on which such... Exchange Note is sold to a purchaser who receives from such broker-dealer on or prior to the date of such sale a copy of the prospectus contained in the Exchange Offer Registration Statement, (iii) the date on which such Securities have been effectively registered under the 1933 Act and disposed of in accordance with the Shelf Registration Statement or (iv) the date on which such Securities are distributed to the public pursuant to Rule 144 under the 1933 Act View More
Found in Norfolk Southern Corp. contract

Variations

Transfer Restricted Securities. The Securities and, if issued, the Private Exchange Securities; provided, however, that Securities and, if issued, the Private Exchange Securities, shall cease to be Transfer Restricted Securities on the earliest to occur of (i) the date on which such Securities have been exchanged by a Person other than a broker-dealer Participating Broker-Dealer for an Exchange Note in the Registered Exchange Offer, (ii) following the exchange by a broker-dealer Participating Broker-Dealer in the Registered... Exchange Offer of a Security for an Exchange Note, the date on which such Exchange Note is sold to a purchaser who receives from such broker-dealer Participating Broker-Dealer on or prior to the date of such sale a copy of the prospectus Prospectus contained in the Exchange Offer Registration Statement, (iii) the date on which such Securities have been effectively registered under the 1933 Act and disposed of in accordance with the Shelf Registration Statement or (iv) the date on which such Securities are distributed to the public pursuant to Rule 144 under the 1933 Act Act. Anything herein to the contrary notwithstanding, in any case where a Participating Broker-Dealer receives an Exchange Note in the Registered Exchange Offer, such Exchange Note shall be considered a Transfer Restricted Security until such time as it ceases to be a Transfer Restricted Security pursuant to clause (ii), (iii) or (iv) of the preceding sentence View More
Found in Norfolk Southern Corp. contract
Transfer Restricted Securities. The Securities and, if issued, the Private Exchange Securities; provided, however, that Securities and, if issued, the Private Exchange Securities, shall cease to be Transfer Restricted Securities on Each Note, until the earliest to occur of (i) (a) the date on which such Securities have Note has been exchanged by a Person person other than a broker-dealer Broker-Dealer for an Exchange Note Notes in the Exchange Offer, (ii) (b) following the exchange by a broker-dealer Broker-Dealer in the... Exchange Offer of a Security such Note for an one or more Exchange Note, Notes, the date on which such Exchange Note is Notes are sold to a purchaser who receives from such broker-dealer Broker-Dealer on or prior to the date of such sale a copy of the prospectus contained in the Exchange Offer Registration Statement, (iii) (c) the date on which such Securities Notes have been effectively registered under the 1933 Securities Act and disposed of in accordance with the Shelf Registration Statement or (iv) (d) the date on which such Securities Notes are eligible to be distributed to the public pursuant to Rule 144 144(k) under the 1933 Act Securities Act. View More
Found in Six Flags contract
Transfer Restricted Securities. The Securities and, if issued, the Private Exchange Securities; provided, however, that Securities and, if issued, the Private Exchange Securities, shall cease to be Transfer Restricted Securities on the earliest to occur of (i) the date on which such Securities have been exchanged by a Person other than a broker-dealer Participating Broker-Dealer for an Exchange Note in the Registered Exchange Offer, (ii) following the exchange by a broker-dealer Participating Broker-Dealer in the Registered... Exchange Offer of a Security for an Exchange Note, the date on which such Exchange Note is sold to a purchaser who receives from such broker-dealer Participating Broker-Dealer on or prior to the date of such sale a copy of the prospectus Prospectus contained in the Exchange Offer Registration Statement, (iii) the date on which such Securities have been effectively registered under the 1933 Act and disposed of in accordance with the Shelf Registration Statement or (iv) the date on which such Securities are distributed to the public pursuant to Rule 144 under the 1933 Act Act. Anything herein to the contrary notwithstanding, in any case where a Participating Broker-Dealer receives an Exchange Note in the Registered Exchange Offers, such Exchange Note shall be considered a Transfer Restricted Security until such time as it ceases to be a Transfer Restricted Security pursuant to clause (ii), (iii) or (iv) of the preceding sentence View More
Found in SUBURBAN PROPANE PARTNERS LP contract
Transfer Restricted Securities. The Securities and, if issued, the Private Exchange Securities; provided, however, that Securities and, if issued, the Private Exchange Securities, shall cease to be Transfer Restricted Securities on the earliest to occur of (i) until: (1) the date on which such Securities have Security has been exchanged by a Person other than a broker-dealer for an Exchange Note in the Exchange Offer, (ii) Offer; (2) following the exchange by a broker-dealer in the Exchange Offer of a Security for an Exchange... Note, the date on which such Exchange Note is sold to a purchaser who receives from such broker-dealer on or prior to the date of such sale a copy of the prospectus contained in the Exchange Offer Registration Statement, (iii) Statement; (3) the date on which such Securities have Security has been effectively registered under the 1933 Securities Act and disposed of in accordance with the Shelf Registration Statement Statement; or (iv) (4) the date on which such Securities are Security is distributed to the public pursuant to Rule 144 under the 1933 Securities Act View More
Found in SYNIVERSE HOLDINGS INC contract
Transfer Restricted Securities. The the Securities and, if issued, the Private Exchange Securities; provided, however, that Securities and, if issued, the Private Exchange Securities, shall cease to be Transfer Restricted Securities on upon the earliest to occur of (i) the date on which such Securities have Security has been exchanged by a Person other than a broker-dealer for an Exchange Note Security in the Exchange Offer, Offer; (ii) following the exchange by a broker-dealer Participating Broker-Dealer in the Exchange... Offer of a Security for an Exchange Note, Security, the date on which such Exchange Note Security is sold to a purchaser who receives from such broker-dealer on or prior to the date of such sale a copy of the prospectus contained in the Exchange Offer Registration Statement, Statement; (iii) the date on which such Securities have Security has been effectively registered under the 1933 Act and disposed of in accordance with the Shelf Registration Statement Statement; or (iv) the date on which such Securities are Security is distributed to the public pursuant to Rule 144 under the 1933 Act View More
Found in Royal Plastics Group (USA) Ltd contract
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