Transfer Restricted Securities Definition Example with 23 Variations

This page contains an example definition of Transfer Restricted Securities, followed by definitions with minor variations. You can view the differences between the example and variations by selecting the "Show Differences" option.
Transfer Restricted Securities. Each Note and each share of Common Stock issued upon conversion of Notes until the earlier of: (i) the date on which such Note or such share of Common Stock issued upon conversion has been effectively registered under the Securities Act and disposed of in accordance with the Shelf Registration Statement; (ii) the date on which such Note or such share of Common Stock issued upon conversion is transferred in compliance with Rule 144 under the Securities Act or may be sold or transferred by a... person who is not an affiliate of the Company pursuant to Rule 144 under the Securities Act (or any other similar provision then in force) without any volume or manner of sale restrictions thereunder; or (iii) the date on which such Note or such share of Common Stock issued upon conversion ceases to be outstanding (whether as a result of redemption, repurchase and cancellation, conversion or otherwise). View More Arrow

Variations

Transfer Restricted Securities. Each Note and each share of Common Stock issued upon conversion of Notes until the earlier of: (i) the date on which such Note or such share of Common Stock issued upon conversion has been effectively registered under the Securities Act and disposed of in accordance with the Shelf Registration Statement; (ii) the date on which such Note or such share of Common Stock issued upon conversion (y) is transferred in compliance with Rule 144 under the Securities Act Act, or (z) may be sold or... transferred by a person who is not an affiliate of the Company pursuant to Rule 144 144(k) under the Securities Act (or any other similar provision then in force) without any volume or manner force); provided, that with respect to the condition set forth in (z) above, the Issuer shall have notified the Holder of sale restrictions thereunder; its willingness to remove the restricted securities legends placed on such securities as required by the terms of the Indenture upon the request of the Holder; or (iii) the date on which such Note or such share of Common Stock issued upon conversion ceases to be outstanding (whether as a result of redemption, repurchase and cancellation, conversion or otherwise). View More Arrow
Transfer Restricted Securities. Each Note (and the Subsidiary Guarantees thereof) and each share of Common Stock issued upon conversion of Notes until the earlier of: (i) the date on which the offer and sale of such Note or such share of Common Stock issued upon conversion has been effectively registered under the Securities Act and such Note or such share of Common Stock have been disposed of in accordance with the Shelf Registration Statement; (ii) the date on which such Note or such share of Common Stock issued upon... conversion is transferred in compliance with Rule 144 under the Securities Act or may be sold or transferred by a person who is not an affiliate of the Company transferable pursuant to paragraph (k) of Rule 144 under the Securities Act (or any other similar provision then in force) without any volume or manner of sale restrictions thereunder; or force); (iii) the date on which such Note or such share of Common Stock issued upon conversion ceases to be outstanding (whether as a result of redemption, repurchase and cancellation, conversion or otherwise). otherwise); or (iv) the date on which such Note or such share of Common Stock has otherwise been transferred and a new Note or share of Common Stock not subject to transfer restrictions under the Securities Act has been delivered by or on behalf of the Company in accordance with the terms and conditions of the Indenture. View More Arrow
Transfer Restricted Securities. Each Note Debenture and each share of Common Stock issued upon conversion of Notes Debentures until the earlier of: (i) the date on which such Note Debenture or such share of Common Stock issued upon conversion has been effectively registered under the Securities Act and disposed of in accordance with the Shelf Registration Statement; (ii) the date on which such Note Debenture or such share of Common Stock issued upon conversion is transferred in compliance with Rule 144 under the Securities... Act or may be sold or transferred by a person who is not an affiliate of the Company pursuant to Rule 144 under the Securities Act (or any other similar provision then in force) without any volume or manner of sale restrictions thereunder; or (iii) the date on which such Note Debenture or such share of Common Stock issued upon conversion ceases to be outstanding (whether as a result of redemption, repurchase and cancellation, conversion or otherwise). View More Arrow
Transfer Restricted Securities. Each Note Debenture and each share of Common Stock Conversion Share issued upon conversion of Notes the Debentures until the earlier earliest to occur of: (i) the date on which such Note Debenture or such share of Common Stock Conversion Shares issued upon conversion has been effectively registered under the Securities Act and disposed of in accordance with the Shelf Registration Statement; (ii) the date on which such Note Debenture or such share of Common Stock Conversion Shares issued upon... conversion is (A) has been transferred in compliance with Rule 144 under the Securities Act or (B) may be sold or transferred by a person who is not an affiliate Affiliate of the Company pursuant to Rule 144 under the Securities Act (or any other similar provision then in force) without any volume or manner of sale restrictions thereunder; or (iii) the date on which such Note Debenture or such share of Common Stock Conversion Shares issued upon conversion ceases to be outstanding (whether as a result of redemption, repurchase and cancellation, conversion or otherwise). View More Arrow
Transfer Restricted Securities. Each Note and each share of Common Stock issued upon conversion of Notes until the earlier earliest of: (i) the date on which such Note or such share of Common Stock issued upon conversion has been effectively registered under the Securities Act and disposed of in accordance with the Shelf Registration Statement; (ii) the date on which such Note or such share of Common Stock issued upon conversion is transferred in compliance with Rule 144 (or any other similar provision then in force) under... the Securities Act or may be sold or transferred by a person who is not an affiliate of the Company transferable pursuant to paragraph (k) of Rule 144 under the Securities Act (or any other similar provision then in force) without any volume or manner of sale restrictions thereunder; or force); (iii) the date on which such Note or such share of Common Stock issued upon conversion ceases to be outstanding (whether as a result of redemption, repurchase and cancellation, conversion or otherwise). otherwise); or (iv) the date on which the holding period in respect of Notes shares of Common Stock held by non-affiliates of the Company under Rule 144(k) under the Securities Act, or any successor provision, has expired. View More Arrow
Transfer Restricted Securities. Each Note and each share of Common Stock issued upon conversion of Notes until the earlier of: (i) the date on which such Note or such share of Common Stock issued upon conversion thereof has been effectively registered under the Securities Act and disposed of in accordance with the Shelf Registration Statement; (ii) the date on which such Note or such share of Common Stock issued upon conversion thereof is transferred in compliance with Rule 144 under the Securities Act or may be sold or... transferred by a person who is not an affiliate Affiliate of the Company pursuant to Rule 144 under the Securities Act (or any other similar provision then in force) without any volume or manner of sale restrictions thereunder; or (iii) the date on which such Note or such share of Common Stock issued upon conversion ceases to be outstanding (whether as a result of redemption, repurchase and cancellation, conversion or otherwise). otherwise); provided that any Note and any Common Stock issued upon conversion of such Note that is 3 redeemed or repurchased by the Company shall not be deemed Transfer Restricted Securities for purposes of this Agreement upon resale by the Company. View More Arrow
Transfer Restricted Securities. Each Note and each share of Common Stock issued upon conversion of Notes until the earlier of: (i) (a) the date on which such Note or such share of Common Stock issued upon conversion thereof has been effectively registered under the Securities Act and disposed of in accordance with the Shelf Registration Statement; (ii) (b) the date on which such Note or such share of Common Stock issued upon conversion thereof is transferred in compliance with Rule 144 under the Securities Act or may be sold... or transferred by a person who is not an affiliate Affiliate of the Company pursuant to Rule 144 under the Securities Act (or any other similar provision then in force) without any volume or manner of sale restrictions thereunder; or (iii) and (c) the date on which such Note or such share of Common Stock issued upon conversion ceases to be outstanding (whether as a result of redemption, repurchase and cancellation, conversion or otherwise). otherwise); provided that any Note and any Common Stock issued upon conversion of such Note that is redeemed or repurchased by the Company shall not be 3 deemed Transfer Restricted Securities for purposes of this Agreement upon resale by the Company. View More Arrow
Transfer Restricted Securities. Each Note and each share of Common Stock issued upon conversion of Notes until the earlier of: (i) (a) the date on which such Note or such share of Common Stock issued upon conversion thereof has been effectively registered under the Securities Act and disposed of in accordance with the Shelf Registration Statement; (ii) (b) the date on which such Note or such share of Common Stock issued upon conversion thereof is transferred in compliance with Rule 144 under the Securities Act or may be sold... or transferred by a person who is not an affiliate Affiliate of the Company pursuant to Rule 144 under the Securities Act (or any other similar provision then in force) without any volume or manner of sale restrictions thereunder; or (iii) and (c) the date on which such Note or such share of Common Stock issued upon conversion ceases to be outstanding (whether as a result of redemption, repurchase and cancellation, conversion or otherwise). otherwise); provided that any Note and any Common Stock issued upon conversion of such Note that is redeemed or repurchased by the Company shall not be 3 deemed Transfer Restricted Securities for purposes of this Agreement upon resale by the Company. View More Arrow
Transfer Restricted Securities. Each Note Debenture and each share of Common Stock issued upon conversion of Notes Debentures until the earlier of: (i) the date on which such Note Debenture or such share of Common Stock issued upon conversion has been effectively registered under the Securities Act and disposed of in accordance with the Shelf Registration Statement; (ii) the date on which such Note Debenture or such share of Common Stock issued upon conversion is transferred in compliance with Rule 144 under the Securities... Act or may be sold or transferred by a person who is not an affiliate of the Company pursuant to Rule 144 144(k) under the Securities Act (or any other similar provision then in force) without any volume or manner of sale restrictions thereunder; force); or (iii) the date on which such Note Debenture or such share of Common Stock issued upon conversion ceases to be outstanding (whether as a result of redemption, repurchase and cancellation, conversion or otherwise). View More Arrow
Transfer Restricted Securities. Each Note and each share of Common Stock issued upon conversion of Notes until the earlier of: (i) the date on which such Note or such share of Common Stock issued upon conversion has been effectively registered under the Securities Act and disposed of in accordance with the Shelf Registration Statement; -2- (ii) the date on which such Note or such share of Common Stock issued upon conversion is transferred in compliance with Rule 144 under the Securities Act or may be sold or transferred by a... person who is not an affiliate of the Company pursuant to Rule 144 144(k) under the Securities Act (or any other similar provision then in force) without any volume or manner of sale restrictions thereunder; force); or (iii) the date on which such Note or such share of Common Stock issued upon conversion ceases to be outstanding (whether as a result of redemption, repurchase and cancellation, conversion or otherwise). View More Arrow
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