Transfer Restricted Securities Definition Example with 4 Variations

This page contains an example definition of Transfer Restricted Securities, followed by definitions with minor variations. You can view the differences between the example and variations by selecting the "Show Differences" option.
Transfer Restricted Securities. Means each Security and each share of Common Stock issuable or issued upon conversion thereof until the date on which such Security or share of Common Stock, as the case may be, (i) has been transferred pursuant to the Shelf Registration Statement or another registration statement covering such Security or share of Common Stock which has been filed with the SEC pursuant to the Act, in either case after such registration statement has become effective and while such registration statement is... effective under the Act, (ii) has been transferred pursuant to Rule 144 under the Act (or any similar provision then in force) or (iii) may be sold or transferred pursuant to Rule 144(k) under the Act (or any successor provision promulgated by the SEC then in force). View More Arrow
Found in AMKOR TECHNOLOGY, INC. contract

Variations

Transfer Restricted Securities. Means means each Security Note and each share of Common Stock issuable or issued upon conversion thereof of the Notes until the date on which such Security Note or share of Common Stock, as the case may be, (i) has been transferred pursuant to the -4- Shelf Registration Statement or another registration statement covering such Security Note or share of Common Stock which has been filed with the SEC pursuant to the Act, in either case after such registration statement has become effective and... while such registration statement is effective under the Act, (ii) has been transferred pursuant to Rule 144 under the Act (or any similar provision then in force) or (iii) may be sold or transferred pursuant to Rule 144(k) under the Act (or any successor provision promulgated by the SEC then in force). View More Arrow
Found in MASSEY ENERGY CO contract
Transfer Restricted Securities. Means means each Security and each any share of Common Stock issued or issuable or issued upon conversion thereof until the date on which such Security or share of Common Stock, as the case may be, (i) (a) has been transferred pursuant to the Shelf Registration Statement or another registration statement covering such Security or share of Common Stock which has been filed with the SEC Commission pursuant to the Act, in either case after such registration statement has become effective become,... and while such registration statement is is, effective under the Act, (ii) Act; (b) has been transferred pursuant to Rule 144 under the Act (or any similar provision then in force) force); or (iii) (c) may be sold or transferred pursuant to paragraph (k) of Rule 144(k) 144 under the Act (or any successor provision promulgated by the SEC then in force). Commission); provided, however, that the term shall not 4 include any share of Common Stock issuable upon conversion of a Security previously sold or transferred pursuant to the foregoing clauses (a), (b) or (c). View More Arrow
Found in GUILFORD PHARMACEUTICALS INC contract
Transfer Restricted Securities. Means means each Security and each share until the earliest of Common Stock issuable or issued upon conversion thereof until the date on which such Security or share of Common Stock, as the case may be, (i) has been transferred pursuant to the a Shelf Registration Statement or another registration statement covering such Security or share of Common Stock which has been filed with the SEC pursuant to the Act, in either case after such registration statement has become effective and while such... registration statement is effective under the Act, (ii) has been transferred pursuant to Rule 144 under the Act (or any similar provision then in force) or (iii) may be sold or transferred pursuant to Rule 144(k) under the Act (or any successor provision promulgated by the SEC then in force). SEC) and are freely tradeable without restriction under the Act after such sale or transfer. View More Arrow
Found in Delta Air Lines Inc. contract
Transfer Restricted Securities. Means means each Security Note and each share of Common Stock Share issuable or issued upon conversion thereof of the Notes until the date on which such Security Note or share of Common Stock, Share, as the case may be, (i) has been transferred pursuant to the Shelf Registration Statement or -4- another registration statement covering such Security Note or share of Common Stock Share which has been filed with the SEC pursuant to the Act, in either case after such registration statement has... become effective and while such registration statement is effective under the Act, (ii) has been transferred pursuant to Rule 144 under the Act (or any similar provision then in force) or (iii) may be sold or transferred pursuant to Rule 144(k) under the Act (or any successor provision promulgated by the SEC then in force). View More Arrow
Found in EDO CORP contract
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