Transfer Restricted Securities Definition Example with 18 Variations

This page contains an example definition of Transfer Restricted Securities, followed by definitions with minor variations. You can view the differences between the example and variations by selecting the "Show Differences" option.
Transfer Restricted Securities. Shall mean the Securities; until the earlier of: (1) the date on which such Security has been exchanged by a Person other than a broker-dealer for an Exchange Note in the Exchange Offer; (2) following the exchange by a broker-dealer in the Exchange Offer of a Security for an Exchange Note, the date on which such Exchange Note is sold to a purchaser who receives from such broker-dealer on or prior to the date of such sale a copy of the prospectus contained in the... Exchange Offer Registration Statement; (3) the date on which such Security has been effectively registered under the Securities Act and disposed of in accordance with the Shelf Registration Statement; or (4) the date on which such Security is distributed to the public pursuant to Rule 144 under the Securities Act. View More Arrow

Variations

Transfer Restricted Securities. Shall mean the Securities and, if issued, the Private Exchange Securities; until provided, however, that Securities and, if issued, the earlier of: (1) Private Exchange Securities, shall cease to be Transfer Restricted Securities on the earliest to occur of (i) the date on which such Security has Securities have been exchanged by a Person other than a broker-dealer for an Exchange Note in the Exchange Offer; (2) Offer, (ii) following the exchange by a broker-dealer in the Exchange Offer of a... Security for an Exchange Note, the date on which such Exchange Note is sold to a purchaser who receives from such broker-dealer on or prior to the date of such sale a copy of the prospectus contained in the Exchange Offer Registration Statement; (3) Statement, (iii) the date on which such Security has Securities have been effectively registered under the Securities 1933 Act and disposed of in accordance with the Shelf Registration Statement; Statement or (4) (iv) the date on which such Security is Securities are distributed to the public pursuant to Rule 144 under the Securities Act. 1933 Act View More Arrow
Transfer Restricted Securities. Shall shall mean the Securities; until provided that a Security shall cease to be a Transfer Restricted Security on the earlier of: (1) earliest to occur of (i) the date on which such Security has been exchanged by a Person other than a broker-dealer for an Exchange Note Security in the Exchange Offer; (2) (ii) following the exchange by a broker-dealer in the Exchange Offer of a Security for an Exchange Note, Security, the date on which such Exchange Note Security is sold to a purchaser who... receives from such broker-dealer on or prior to the date of such sale a copy of the prospectus Prospectus contained in the Exchange Offer Registration Statement; (3) (iii) the date on which such Security has been effectively registered under the Securities Act and disposed of in accordance with the Shelf Registration Statement; or (4) (iv) the date on which such Security is distributed to the public pursuant to Rule 144 under the Securities Act. View More Arrow
Transfer Restricted Securities. Shall mean the Securities; until the earlier of: (1) means each Note until: (i) the date on which such Security Note has been exchanged by a Person other than a broker-dealer for an Exchange Note in the Exchange Offer; (2) (ii) following the exchange by a broker-dealer in the Exchange Offer of a Security Note for an Exchange Note, the date on which such Exchange Note is sold to a purchaser who receives from such broker-dealer on or prior to the date of such sale a copy of the prospectus Prospectus contained in the Exchange Offer Registration Statement; (3) (iii) the date on which such Security Note has been effectively registered under the Securities Act and disposed of in accordance with the Shelf Registration Statement; or (4) (iv) the date on which such Security Note is distributed to the public pursuant to Rule 144 under the Securities Act. View More Arrow
Transfer Restricted Securities. Shall mean the Securities; means each Note, until the earlier of: (1) earliest to occur of (i) the date on which such Security has been Note is exchanged by a Person other than a broker-dealer Broker-Dealer for an Exchange Note in the Exchange Offer; (2) Offer, (ii) following the exchange by a broker-dealer Broker-Dealer in the Exchange Offer of a Security Note for an Exchange Note, the date on which such Exchange Note is sold to a purchaser who receives from such broker-dealer Broker-Dealer on... or prior to the date of such sale a copy of the prospectus Prospectus contained in the Exchange Offer Registration Statement; (3) Statement, (iii) the date on which such Security Note has been effectively registered under the Securities Act and disposed of in accordance with the Shelf Registration Statement; or (4) (iv) the date on which such Security Note is distributed to the public pursuant to Rule 144. under the Securities Act. -3- View More Arrow
Transfer Restricted Securities. Shall shall mean the Securities; until the earlier of: each Security until: (1) the date on which such Security has been exchanged by a Person person other than a broker-dealer for an Exchange Note Security in the Exchange Offer; (2) following the exchange by a broker-dealer in the Exchange Offer of a Security for an Exchange Note, Security, the date on which such Exchange Note Security is sold to a purchaser who receives from such broker-dealer on or prior to the date of such sale a copy of... the prospectus contained in the Exchange Offer Registration Statement; (3) the date on which such Security has been effectively registered under the Securities Act and disposed of in accordance with the Shelf Registration Statement; or (4) the date on which such Security is distributed shall cease to the public pursuant to Rule 144 under the Securities Act. be outstanding. View More Arrow
Transfer Restricted Securities. Shall mean the Securities; Each Security until the earlier of: (1) (i) the date on which such Security has been exchanged by a Person person other than a broker-dealer Participating Broker-Dealer for an Exchange Note Security in the Exchange Offer; (2) (ii) following the exchange receipt of an Exchange Security by a broker-dealer Participating Broker-Dealer in the Exchange Offer of a Security for an Exchange Note, Offer, the 4 date on which such Exchange Note Security is sold to a purchaser who... receives from such broker-dealer Participating Broker-Dealer on or prior to the date of such sale a copy of the prospectus Prospectus contained in the Exchange Offer Registration Statement; (3) Statement, (iii) the date on which such Security has been effectively registered under the Securities Act and disposed of in accordance with the Shelf Registration Statement; or (4) (iv) the date on which such Security is distributed to the public pursuant to Rule 144 under the Securities Act or may be distributed to the public pursuant to Rule 144(k) under the Securities Act. View More Arrow
Transfer Restricted Securities. Shall shall mean the Securities; each Security, until the earlier of: (1) earliest to occur of (a) the date on which such Security has been exchanged by a Person other than a broker-dealer for an Exchange Note a New Security in the Exchange Offer; (2) Offer, (b) following the exchange by a broker-dealer in the Exchange Offer of a Security for an Exchange Note, a New Security, the date on which such Exchange Note New Security is sold to a purchaser who receives from such broker-dealer on or... prior to the date of such sale a copy of the prospectus Prospectus contained in the Exchange Offer Registration Statement; (3) Statement, (c) the date on which such Security has been effectively registered under the Securities Act and disposed of in accordance with the Shelf Registration Statement; Statement, or (4) (d) the date on which such Security is distributed to the public pursuant to Rule 144 under the Securities Act. View More Arrow
Transfer Restricted Securities. Shall mean the Securities; until the earlier of: (1) means each Note until: (i) the date on which such Security Note has been exchanged by a Person other than a broker-dealer for an Exchange Note in the Exchange Offer; (2) (ii) following the exchange by a broker-dealer in the Exchange Offer of a Security Note for an Exchange Note, the date on which such Exchange Note is sold to a purchaser who receives from such broker-dealer on or prior to the date of such sale a copy of the prospectus Prospectus contained in the Exchange Offer Registration Statement; (3) (iii) the date on which such Security Note has been effectively registered under the Securities Act and disposed of in accordance with the Shelf Registration Statement; or (4) (iv) the date on which such Security Note is distributed to the public pursuant to Rule 144 under the Securities Act. View More Arrow
Transfer Restricted Securities. Shall shall mean the Securities; each Security until the earlier of: (1) earliest of (i) the date on which such Security has been exchanged by a Person person other than a broker-dealer Broker-Dealer for an Exchange Note Security in the an Exchange Offer; (2) Offer, (ii) following the exchange by a broker-dealer Broker-Dealer in the Exchange Offer of a Security for an Exchange Note, Security, the date on which such Exchange Note Security is sold to a purchaser who receives from such ... class="diff-color-red">broker-dealer Broker-Dealer on or prior to the date of such sale a copy of the prospectus contained Prospectus used in the connection with such Exchange Offer Registration Statement; (3) Offer, (iii) the date on which such Security has been effectively registered under the Securities Act and disposed of in accordance with the a Shelf Registration Statement; Statement or (4) (iv) the date on which such Security is distributed to the public pursuant to Rule 144 under the Securities Act. View More Arrow
Transfer Restricted Securities. Shall shall mean the Securities; each Security until the earlier of: (1) earliest of (i) the date on which such Security has been exchanged by a Person person other than a broker-dealer Broker-Dealer for an Exchange Note Security in the an Exchange Offer; (2) Offer, (ii) following the exchange by a broker-dealer Broker-Dealer in the Exchange Offer of a Security for an Exchange Note, Security, the date on which such Exchange Note Security is sold to a purchaser who receives from such ... class="diff-color-red">broker-dealer Broker-Dealer on or prior to the date of such sale a copy of the prospectus contained Prospectus used in the connection with such Exchange Offer Registration Statement; (3) Offer, (iii) the date on which such Security has been effectively registered under the Securities Act and disposed of in accordance with the a Shelf Registration Statement; Statement or (4) (iv) the date on which such Security is distributed to the public pursuant to Rule 144 under the Securities Act. View More Arrow
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