Block Trade
Block Trade. Means an offering and/or sale of Registrable Securities by any Holder on a block trade or underwritten basis (whether firm commitment or otherwise) without substantial marketing efforts prior to pricing, including, without limitation, a same day trade, overnight trade or similar transaction
Block Trade. Means any non-marketed underwritten offering taking the form of a block trade to financial institutions, QIBs or Institutional Accredited Investors, bought deals, over-night deals or similar transactions that do not include "road show" presentations to potential investors requiring marketing effort from management over multiple days
Block Trade. Any non-marketed underwritten takedown offering taking the form of a bought deal or block sale to a financial institution.
Found in
Banyan Acquisition Corp contract
Block Trade. Means any non-marketed Underwritten Offering or Rule 144 Sale taking the form of a bought deal or block sale to a financial institution.
Block Trade. Any single trade for at least 5,000 shares of Common Stock on the Company's Principal Market
Found in
Sleep Number Corporation contract
Block Trade. Any non-marketed underwritten offering taking the form of a block trade to a financial institution, "qualified institutional buyer" or "institutional accredited investor," bought deal, over-night deal or similar transaction that does not include the filing of a Prospectus or Issuer Free Writing Prospectus with the Commission, "road show" presentations to potential investors requiring substantial marketing effort from management, the issuance of a "comfort letter" by the Company's auditors or...
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Block Trade. A registered offering and/or sale of Registrable Securities on a coordinated or underwritten basis commonly known as a "block trade" (whether firm commitment or otherwise) requiring the involvement of the Company but not involving any "road show" or substantial marketing efforts prior to pricing, including, without limitation, a same day trade, overnight trade or similar transaction
Found in
5E Advanced Materials, Inc. contract
Block Trade. Shall have the meaning given in Section 2.4.1.
Block Trade. Shall mean an offering and/or sale of Registrable Securities by any Holder on a block trade or underwritten basis (whether firm commitment or otherwise) without substantial marketing efforts prior to pricing, including, without limitation, a same day trade, overnight trade or similar transaction and without a lock-up agreement of more than sixty days to which the Company is a party (including, for the avoidance of doubt, any lock-up or clear market covenant contained in the underwriting...
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Block Trade. Any non-marketed underwritten offering taking the form of a block trade to a financial institution, QIB or Institutional Accredited Investor, bought deal, over-night deal or similar transaction effected pursuant to a Registration Statement without substantial marketing efforts prior to pricing
Found in
Leo Holdings III Corp. contract
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