Exchange Act Person Definition Example with 11 Variations
This page contains an example definition of Exchange Act Person, followed by definitions with minor variations. You can view the differences between the example and variations by selecting the "Show Differences" option.
Exchange Act Person. Any natural person, Entity or group (within the meaning of Section 13(d) or 14(d) of the Exchange Act), except that Exchange Act Person shall not include (A) the Company or any Subsidiary of the Company, (B) any employee benefit plan of the Company or any Subsidiary of the Company or any trustee or other fiduciary holding securities under an employee benefit plan of the Company or any Subsidiary of the Company, (C) an underwriter temporarily holding securities pursuant to an offering of such...
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Found in
Vuzix Corp contract
Variations
Exchange Act Person. Any means any natural person, Entity or group (within the meaning of Section 13(d) or 14(d) of the Exchange Act), except that Exchange Act Person shall not include (A) (i) the Company or any Subsidiary of the Company, (B) (ii) any employee benefit plan of the Company or any Subsidiary of the Company or any trustee or other fiduciary holding securities under an employee benefit plan of the Company or any Subsidiary of the Company, (C) (iii) an underwriter temporarily holding securities pursuant...
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Found in
Revance Therapeutics, Inc. contract
Exchange Act Person. Any any natural person, Entity or group (within the meaning of Section 13(d) or 14(d) of the Exchange Act), except that Exchange Act Person shall will not include (A) (i) the Company or any Subsidiary of the Company, (B) (ii) any employee benefit plan of the Company or any Subsidiary of the Company or any trustee or other fiduciary holding securities under an employee benefit plan of the Company or any Subsidiary of the Company, (C) (iii) an underwriter temporarily holding securities pursuant...
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Regulus Therapeutics Inc. contract
Exchange Act Person. Any means any natural person, Entity or group (within the meaning of Section 13(d) or 14(d) of the Exchange Act), except that Exchange Act Person shall not include (A) (i) the Company or any Subsidiary of the Company, (B) (ii) any employee benefit plan of the Company or any Subsidiary of the Company or any trustee or other fiduciary holding securities under an employee benefit plan of the Company or any Subsidiary of the Company, (C) (iii) an underwriter temporarily holding securities pursuant...
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Exchange Act Person. Any natural person, Entity or group "group" (within the meaning of Section 13(d) or 14(d) of the Exchange Act), except that Exchange "Exchange Act Person shall Person" will not include (A) (i) the Company or any Subsidiary of the Company, (B) (ii) any employee benefit plan of the Company or any Subsidiary of the Company or any trustee or other fiduciary holding securities under an employee benefit plan of the Company or any Subsidiary of the Company, (C) (iii) an underwriter temporarily holding...
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Found in
Phio Pharmaceuticals Corp. contract
Exchange Act Person. Any any natural person, Entity or group (within the meaning of Section 13(d) or 14(d) of the Exchange Act), except that Exchange Act Person shall will not include (A) (i) the Company or any Subsidiary of the Company, (B) (ii) any employee benefit plan of the Company or any Subsidiary of the Company or any trustee or other fiduciary holding securities under an employee benefit plan of the Company or any Subsidiary of the Company, (C) (iii) an underwriter temporarily holding securities pursuant...
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Leo Holdings Corp. II contract
Exchange Act Person. Any any natural person, Entity or group "group" (within the meaning of Section 13(d) or 14(d) of the Exchange Act), except that Exchange "Exchange Act Person shall Person" will not include (A) (i) the Company or any Subsidiary of the Company, (B) (ii) any employee benefit plan of the Company or any Subsidiary of the Company or any trustee or other fiduciary holding securities under an employee benefit plan of the Company or any Subsidiary of the Company, (C) (iii) an underwriter temporarily...
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DHC Acquisition Corp. contract
Exchange Act Person. Any any natural person, Entity or group "group" (within the meaning of Section 13(d) or 14(d) of the Exchange Act), except that Exchange "Exchange Act Person Person" shall not include (A) (i) the Company or any Subsidiary of the Company, (B) (ii) any employee benefit plan of the Company or any Subsidiary of the Company or any trustee or other fiduciary holding securities under an employee benefit plan of the Company or any Subsidiary of the Company, (C) (iii) an underwriter temporarily holding...
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SENOMYX INC contract
Exchange Act Person. Any any natural person, Entity or group "group" (within the meaning of Section 13(d) or 14(d) of the Securities Exchange Act), Act of 1934, as amended), except that Exchange "Exchange Act Person Person" shall not include (A) the Company or any Subsidiary of the Company, (B) any employee benefit plan of the Company or any Subsidiary of the Company or any trustee or other fiduciary holding securities under an employee benefit plan of the Company or any Subsidiary of the Company, (C) 4. an...
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LEAPFROG ENTERPRISES INC contract
Exchange Act Person. Any any natural person, Entity or group (within the meaning of Section 13(d) or 14(d) of the Securities Exchange Act), Act of 1934, as amended), except that Exchange Act Person shall not include (A) the Company or any Subsidiary of the Company, (B) any employee benefit plan of the Company or any Subsidiary of the Company or any trustee or other fiduciary holding securities under an employee benefit plan of the Company or any Subsidiary of the Company, (C) an underwriter temporarily holding...
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LEAPFROG ENTERPRISES INC contract
Exchange Act Person. Any any natural person, Entity or group "group" (within the meaning of Section 13(d) or 14(d) of the Exchange Act), except that Exchange "Exchange Act Person Person" shall not include (A) (i) the Company or any Subsidiary of the Company, (B) (ii) any employee benefit plan of the Company or any Subsidiary of the Company or any trustee or other fiduciary holding securities under an employee benefit plan of the Company or any Subsidiary of the Company, (C) (iii) an underwriter temporarily holding...
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