Initial Registrable Securities

Example Definitions of "Initial Registrable Securities"
Initial Registrable Securities. (i) the Conversion Shares issued or issuable pursuant to the terms of the Notes and (ii) any capital stock of the Company issued or issuable with respect to the Notes or the Conversion Shares, as a result of any stock split, stock dividend, recapitalization, exchange or similar event or otherwise, in each case without regard to any limitations on conversion and/or redemption of the Notes.
View All 4 Variations
Initial Registrable Securities. Means (i) the Conversion Common Shares issued or issuable upon conversion of the Notes issued pursuant to the terms of the Notes Securities Purchase Agreement, and (ii) any capital stock of the Company issued or issuable with respect to the Notes Common Shares, or the Conversion Shares, Notes as a result of any stock split, stock dividend, recapitalization, exchange or similar event or otherwise, in each case otherwise without regard to any limitations on conversion and/or redemption of the... Notes. View More
Initial Registrable Securities. Means (i) the Conversion Shares issued or issuable pursuant to the terms of the Notes Notes, (ii) the Warrant Shares issued or issuable upon exercise of the Warrants and (ii) (iii) any capital stock of the Company issued or issuable with respect to the Notes or Notes, the Conversion Shares, the Warrant Shares or the Warrants as a result of any stock split, stock dividend, recapitalization, exchange or similar event or otherwise, in each case without regard to any limitations on conversion conversion, amortization and/or redemption of the Notes. Notes or exercise of the Warrants. View More
Initial Registrable Securities. (i) the Conversion Shares issued or issuable pursuant to the terms of the Notes Notes, (ii) the Warrant Shares issued or issuable upon exercise of the Warrants and (ii) (iii) any capital stock of the Company issued or issuable with respect to the Notes or Notes, the Conversion Shares, the Warrant Shares or the Warrants as a result of any stock split, stock dividend, recapitalization, exchange or similar event or otherwise, in each case without regard to any limitations on conversion and/or... redemption of the Notes. Notes or exercise of the Warrants. View More
View Variations (4)
Initial Registrable Securities. Means (i) the Common Stock issued pursuant to the terms of the Securities Purchase Agreement, (ii) the Warrant Shares issued or issuable upon exercise of the Warrants and (iii) any capital stock of the Company issued or issuable with respect to the Common Stock, the Warrant Shares, or the Warrants as a result of any stock split, stock dividend, recapitalization, exchange or similar event or otherwise without regard to any limitations on exercise of the Warrants.
Initial Registrable Securities. Means (i) the Common Stock issued pursuant to the terms of the Securities Purchase Agreement, Shares issued, (ii) the Warrant Shares issued or issuable upon exercise of the Warrants and (iii) any capital stock of the Company issued or issuable with respect to the Common Stock, Shares, the Warrant Shares, Shares or the Warrants Warrants, in each case as a result of any stock split, stock dividend, recapitalization, exchange or similar event or otherwise otherwise, without regard to any... limitations on the exercise of the Warrants. Warrants View More
Initial Registrable Securities. Means (i) the Common Stock issued pursuant to the terms of the Securities Purchase Agreement, (ii) the Warrant Shares issued or issuable upon exercise of the Warrants and (iii) (ii) any capital common stock of the Company issued or issuable with respect to the Common Stock, the Warrant Shares, Shares or the Warrants as a result of any stock split, stock dividend, recapitalization, exchange or similar event or otherwise otherwise, without regard to any limitations on exercise of the Warrants.
View Variations (2)
Initial Registrable Securities. Means (i) the Initial Conversion Shares issued or issuable upon conversion or redemption of the Initial Notes, (ii) the Warrant Shares issued or issuable upon exercise of the Warrants, (iii) the Interest Shares issued or issuable under the Initial Notes, and (iv) any share capital of the Company issued or issuable with respect to the Initial Conversion Shares, the Initial Notes, the Warrant Shares and the Warrants as a result of any stock split, stock dividend, recapitalization, exchange or... similar event or otherwise with respect to the Common Stock, without regard to any limitations on conversions of the Initial Notes or exercises of the Warrants. Notwithstanding the foregoing, Initial Registrable Securities shall not include any securities (i) sold by a person to the public either pursuant to a registration statement or Rule 144, (ii) sold in a private transaction in which the transferor's rights hereunder are not assigned or (iii) that may be sold without restriction pursuant to Rule 144(k) promulgated under the 1933 Act. View More
Initial Registrable Securities. Means (i) the Initial Conversion Shares issued or issuable upon conversion or redemption of the Initial Notes, (ii) the Warrant Shares issued or issuable upon exercise of the Warrants, (iii) the Interest Shares issued or issuable under the Initial Notes, Notes and (iv) any share capital of the Company issued or issuable with respect to the Initial Conversion Shares, the Initial Notes, the Warrant Shares and Shares, or the Warrants as a result of any stock share split, stock share dividend,... recapitalization, exchange or similar event or otherwise with respect to the Common Stock, otherwise, without regard to any limitations on conversions of the Initial Notes or exercises of the Warrants. Notwithstanding the foregoing, Initial Registrable Securities shall not include any securities (i) sold by a person to the public either pursuant to a registration statement or Rule 144, (ii) sold in a private transaction in which the transferor's rights hereunder are not assigned or (iii) that may be sold without restriction pursuant to Rule 144(k) promulgated under the 1933 Act. View More
View Variation
Initial Registrable Securities. Means (i) the Conversion Shares and (ii) any other securities issued or issuable with respect to or in exchange for the Conversion Shares Registrable Securities, whether by merger, charter amendment or otherwise.
Initial Registrable Securities. Means (i) the Conversion Shares Shares, (ii) the Warrant Shares, and (ii) (iii) any other securities issued or issuable with respect to or in exchange for the Conversion Shares Registrable Securities, or the Warrant Shares, whether by merger, charter amendment amendment, or otherwise. otherwise
View Variation
Initial Registrable Securities. Means all of (i) the Initial Shares and (ii) any securities issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing, provided, that the Holder has completed and delivered to the Company a Selling Stockholder Questionnaire; and provided, further, that with respect to a particular Holder, such Holder's Initial Shares shall cease to be Initial Registrable Securities upon the earliest to occur of the following: (A) a... sale pursuant to a Registration Statement or Rule 144 under the Securities Act (in which case, only such security sold by the Holder shall cease to be a Initial Registrable Security); or (B) becoming eligible for resale by the Holder under Rule 144 without the requirement for the Company to be in compliance with the current public information required thereunder and without volume or manner-of-sale restrictions View More
Initial Registrable Securities. (i) the Initial Warrant Shares issued or issuable upon exercise of the Initial Warrants and (ii) any shares of capital stock issued or issuable with respect to the Initial Warrant Shares and the Initial Warrants as a result of any stock split, stock dividend, recapitalization, exchange or similar event or otherwise, without regard to any limitations on exercises of the Initial Warrants.
Initial Registrable Securities. Means (i) the Conversion Shares issued or issuable upon conversion of the Notes (including the shares of Common Stock issued and issuable as a Make-Whole Premium (as defined in the Notes)), (ii) the Warrant Shares issued or issuable upon exercise of the Warrants and (iii) any capital stock of the Company issued or issuable, with respect to the Conversion Shares, the Notes, the Warrant Shares or the Warrants as a result of any stock split, stock dividend, recapitalization, exchange or similar... event or otherwise, without regard to any limitations on conversions and/or redemptions of the Notes or exercises of the Warrants View More
Initial Registrable Securities. Means (i) the Conversion Shares issuable upon conversion of the Initial Notes, (ii) the Interest Shares issuable pursuant to the Initial Notes, (iii) the Warrant Shares issuable upon exercise of the Series A Warrants and (iv) any capital stock of the Company issued or issuable with respect to such Conversion Shares, such Warrant Shares, such Interest Shares, the Initial Notes or the Series A Warrants, including, without limitation, (1) as a result of any stock split, stock dividend,... recapitalization, exchange or similar event or otherwise and (2) shares of capital stock of the Company into which the shares of Common Stock (as defined in the Initial Notes) are converted or exchanged and shares of capital stock of a Successor Entity (as defined in the Series A Warrants) into which the shares of Common Stock are converted or exchanged, in each case, without regard to any limitations on conversion of the Initial Notes or exercise of the Series A Warrants; provided, however, that Initial Registrable Securities shall not include any equity securities which (A) have been sold in a registered offering pursuant to the 1933 Act or (B) are eligible for resale by a Person who is not an "affiliate" (as defined in Rule 144) of the Company pursuant to Rule 144 without restriction (including, without limitation, volume restrictions) and without the need for current public information required by Rule 144(c)(1) (or Rule 144(i)(2), if applicable). View More
Initial Registrable Securities. (a) the Unit Shares; (b) the Warrant Shares; and (c) any securities issued or then issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing; provided, however, that any such Initial Registrable Securities shall cease to be Initial Registrable Securities (and the Company shall not be required to maintain the effectiveness of any, or file another, Registration Statement hereunder with respect thereto) for so long as (a) a... Registration Statement with respect to the sale of such Initial Registrable Securities is declared effective by the Commission under the Securities Act and such Initial Registrable Securities have been disposed of by Investor in accordance with such effective Registration Statement; (b) such Initial Registrable Securities have been previously sold in accordance with Rule 144; (c) such securities become eligible for resale without volume or manner-of-sale restrictions and without current public information pursuant to Rule 144 as set forth in a written opinion letter to such effect, addressed, delivered and acceptable to the Transfer Agent and Investor as reasonably determined by the Company, upon the advice of counsel to the Company; (d) such securities have otherwise been disposed of by Investor pursuant to an exemption from the registration requirements of the Securities Act. View More
Initial Registrable Securities. (i) the Shares, (ii) the Series A Warrant Shares and (iii) any other securities issued or issuable with respect to or in exchange for Initial Registrable Securities, whether by merger, charter amendment or otherwise; provided, that, a security shall cease to be an Initial Registrable Security upon (A) sale pursuant to a Registration Statement or Rule 144 under the 1933 Act, or (B) such security becoming eligible for sale without restriction by the Investors pursuant to Rule 144
All Definitions