Registrable Securities Definition Example with 16 Variations

This page contains an example definition of Registrable Securities, followed by definitions with minor variations. You can view the differences between the example and variations by selecting the "Show Differences" option.
Registrable Securities. Means all of (i) the Shares, (ii) the Warrant Shares and (iii) any securities issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing, provided, that the Holder has completed and delivered to the Company a Selling Stockholder Questionnaire; and provided, further, that Shares and Warrant Shares shall cease to be Registrable Securities upon the earliest to occur of the following: (A) sale pursuant to a Registration... Statement or Rule 144 under the Securities Act (in which case, only such security sold shall cease to be a Registrable Security); or (B) becoming eligible for sale without volume limitations by the Holder pursuant to Rule 144(k) View More
Found in TITAN PHARMACEUTICALS INC contract

Variations

Registrable Securities. Means all of means, collectively (i) the Shares, shares of Common Stock issuable upon conversion of the Convertible Promissory Notes (the "Note Shares"); and (ii) the Warrant Shares and (iii) any securities issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing, foregoing; provided, that the Holder has completed and delivered to the Company a Selling Stockholder Questionnaire; and provided, further, that Shares... and Warrant the Note Shares shall cease to be Registrable Securities upon the earliest earlier to occur of the following: (A) sale pursuant to a Registration Statement or Rule 144 under the Securities Act (in which case, only such security sold shall cease to be a Registrable Security); Security) or (B) becoming eligible for sale without volume limitations by the Holder pursuant to Rule 144(k) 144, without limitation. View More
Found in LegacyXChange, Inc. contract
Registrable Securities. Means means all of (i) the Shares, and (ii) the Warrant Shares and (iii) any securities issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing, provided, that the Holder has completed and delivered to the Company a Selling Stockholder Questionnaire; and provided, further, that Shares and Warrant with respect to a particular Holder, such Holder's Shares shall cease to be Registrable Securities upon the earliest to... occur of the following: (A) a sale pursuant to a Registration Statement or Rule 144 under the Securities Act (in which case, only such security sold by the Holder shall cease to be a Registrable Security); or (B) becoming eligible for sale without volume limitations resale by the Holder under Rule 144 without the requirement for the Company to be in compliance with the current public information requirement thereunder and without volume or manner-of-sale restrictions, pursuant to Rule 144(k) a written opinion letter to such effect, addressed, delivered and acceptable to the Transfer Agent View More
Found in AMYRIS, INC. contract
Registrable Securities. Means means all of (i) the Shares, Shares (ii) the Warrant Shares issued or issuable upon the exercise of the Warrants, (iii) any additional shares issuable in connection with any anti-dilution provisions in the Warrants (without giving effect to any limitations on exercise set forth in the Warrant) and (iii) (iv) any securities issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing, event; provided, that the... Holder has completed and delivered to the Company a Selling Stockholder Questionnaire; and provided, further, that Shares and Warrant Shares a Holder's security shall cease to be Registrable Securities upon the earliest to occur of the following: (A) sale pursuant to a Registration Statement or Rule 144 under the Securities Act (in which case, only such security sold shall cease to be a Registrable Security); or (B) such security becoming eligible for sale without volume limitations by the Holder pursuant to Rule 144(k) 144 in a transaction in which the requirements of paragraph (c)(1) thereof do not apply View More
Found in ZIOPHARM ONCOLOGY INC contract
Registrable Securities. Means all of (i) the Shares, (ii) Underlying Shares (as defined in Recital A of the Warrant Shares Purchase Agreement) and (iii) any securities issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing, foregoing; provided, that the Holder has completed and delivered to the Company a Selling Stockholder Questionnaire; and provided, and, provided further, that Shares and Warrant with respect to a particular Holder,... such Holder's Underlying Shares shall cease to be Registrable Securities upon the earliest to occur of the following: (A) a sale pursuant to a Registration Statement or Rule 144 under the Securities Act (in which case, only such security securities sold by the Holder shall cease to be a Registrable Security); Securities); or (B) becoming eligible for sale without volume limitations resale by the Holder under Rule 144 without the requirement for the Company to be in compliance with the current public information required under Rule 144 and without volume or manner-of-sale restrictions as determined by Company Counsel, pursuant to Rule 144(k) a written opinion letter to such effect that is addressed and delivered to, and reasonably acceptable to, the Transfer Agent View More
Found in Wheeler Real Estate Investment Trust, Inc. contract
Registrable Securities. Means means all of (i) the Shares, (ii) Underlying Shares (as defined in the Warrant Shares Purchase Agreement) and (iii) any securities issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing, foregoing; provided, that the Holder has completed and delivered to the Company a Selling Stockholder Questionnaire; and provided, and, provided further, that Shares and Warrant with respect to a particular Holder, such... Holder's Underlying Shares shall cease to be Registrable Securities upon the earliest to occur of the following: (A) a sale pursuant to a Registration Statement or Rule 144 under the Securities Act (in which case, only such security securities sold by the Holder shall cease to be a Registrable Security); Securities); or (B) becoming eligible for sale without volume limitations resale by the Holder under Rule 144 without the requirement for the Company to be in compliance with the current public information required under Rule 144 and without volume or manner-of-sale restrictions as determined by Company Counsel, pursuant to Rule 144(k) a written opinion letter to such effect that is addressed and delivered to, and reasonably acceptable to, the Transfer Agent View More
Found in Wheeler Real Estate Investment Trust, Inc. contract
Registrable Securities. Means means all of (i) the Shares, Notes, (ii) the Warrant Conversion Shares and (iii) any securities issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing, provided, that the Holder has completed and delivered to the Company a Selling Stockholder Securityholder Questionnaire; and provided, further, that Shares and Warrant Shares such securities shall cease to be Registrable Securities upon the earliest to occur... of the following: (A) sale pursuant to a Registration Statement or Rule 144 under the Securities Act (in which case, only such security sold shall cease to be a Registrable Security); or (B) becoming eligible for sale without volume limitations restriction under Rule 144 by the Holder pursuant to Rule 144(k) Holders View More
Found in 2 Contracts from YRC Worldwide Inc.
Registrable Securities. Means means all of (i) the Shares, Notes, (ii) the Warrant Conversion Shares and (iii) any securities issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing, provided, that the Holder has completed and delivered to the Company a Selling Stockholder Securityholder Questionnaire; and provided, further, that Shares Notes and Warrant Conversion Shares shall cease to be Registrable Securities upon the earliest to occur... of the following: (A) sale pursuant to a Registration Statement or Rule 144 under the Securities Act (in which case, only such security sold shall cease to be a Registrable Security); or (B) becoming eligible for sale without volume limitations restriction under Rule 144 by the Holder pursuant to Rule 144(k) Holders View More
Found in YRC Worldwide Inc. contract
Registrable Securities. Means means all of (i) the Shares, (ii) the Warrant Shares and (iii) any securities issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing, Shares, provided, that the Holder has completed and delivered to the Company a Selling Stockholder Questionnaire; and provided, further, that Shares and Warrant Shares shall cease to be Registrable Securities upon the earliest to occur of the following: (A) a sale pursuant to... a Registration Statement or Rule 144 under the Securities Act (in which case, only such security sold shall cease to be a Registrable Security); or (B) becoming eligible for sale without the requirement for the Company to be in compliance with the current public information required under Rule 144 and without volume limitations or manner of sale restrictions by Holders who are not Affiliates of the Holder pursuant to Rule 144(k) Company View More
Found in WASHINGTON TRUST BANCORP INC contract
Registrable Securities. Means means all of (i) the Shares, (ii) the Warrant Common Shares and (iii) the and any securities issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing, Common Shares, provided, that the Holder has completed and delivered to the Company a Selling Stockholder Questionnaire; and provided, further, that Shares and Warrant Common Shares shall cease to be Registrable Securities upon the earliest to occur of the... following: (A) a sale pursuant to a Registration Statement or Rule 144 under the Securities Act (in which case, only such security sold shall cease to be a Registrable Security); or (B) becoming eligible for sale without the requirement for the Company to be in compliance with the current public information required under Rule 144(c)(1) (or Rule 144(i)(2), if applicable) and without volume limitations or manner of sale restrictions by Holders who are not Affiliates of the Holder pursuant Company; (C) if such Common Shares have ceased to Rule 144(k) be outstanding; or (D) if such Common Shares have been sold in a private transaction in which the Holder's rights under this Agreement have not been assigned to the transferee View More
Found in SOUTH STATE Corp contract
Registrable Securities. Means means all of (i) the Shares, and (ii) the Warrant Shares and (iii) any securities issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing, provided, that the Holder has completed and delivered to the Company a Selling Stockholder Questionnaire; and provided, further, that Shares and Warrant with respect to a particular Holder, such Holder's Shares shall cease to be Registrable Securities upon the earliest to... occur of the following: (A) a sale pursuant to a Registration Statement or Rule 144 under the Securities Act (in which case, only such security sold by the Holder shall cease to be a Registrable Security); or (B) becoming eligible for sale without volume limitations resale by the Holder under Rule 144 without the requirement for the Company to be in compliance with the current public information required thereunder and without volume or manner-of-sale restrictions, pursuant to Rule 144(k) a written opinion letter to such effect, addressed, delivered and acceptable to the Transfer Agent View More
Found in 2 Contracts from 2 Companies
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