Restricted Holder
Restricted Holder. Shall mean (i) a holder that is an affiliate of the Company within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities and (iv) a holder that is a broker-dealer, but only with respect to Exchange Securities received by such broker-dealer pursuant...
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Restricted Holder. Shall mean (i) a holder that is an affiliate of the Partnership or Regency within the meaning of Rule 405 under the Securities Act, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business or (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities.
Found in
REGENCY CENTERS LP contract
Restricted Holder. Means a holder that (i) is prohibited by law or by Commission policy from participating in the Exchange Offer; (ii) may not resell the Exchange Securities acquired by it in the Exchange Offer to the public without delivering a prospectus and the prospectus contained in the Exchange Registration Statement is not appropriate or available for such resales; or (iii) is a broker-dealer and owns Securities acquired directly from the Company or an affiliate of the Company.
Found in
COLO COM contract
Restricted Holder. Means a Person or group of Persons that (a) is a Five Percent Shareholder and Acquires or proposes to Acquire Corporation Securities, or (b) is proposing to Acquire Corporation Securities, and following such proposed Acquisition of Corporation Securities, would be a Five Percent Shareholder.
Found in
Heska Corporation contract
Restricted Holder. Shall mean (i) a holder that is an affiliate of the Company and the Parent within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities and (iv) a Participating Broker-Dealer. 3
Found in
NTL HOLDINGS INC. contract
Restricted Holder. Means (i) a holder that is an Affiliate of the Company, (ii) a holder who acquires Exchange Bonds outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Bonds, or (iv) a broker-dealer who receives Bonds for its own account but did not acquire the Bonds as a result of market-making activities or other trading activities.
Found in
Duke Energy Indiana, LLC contract
Restricted Holder. Shall mean (i) a Holder that is an affiliate of the Issuers within the meaning of Rule 405 or (ii) a broker-dealer who receives Securities for its own account but did not acquire the Securities as a result of market-making activities or other trading activities.
Found in
JONES GROUP INC contract
Restricted Holder. Shall mean (i) a holder that is an affiliate of the Company within the meaning of Rule 405, (ii) a holder who acquires Senior Exchange Securities or Senior Subordinated Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in any Exchange Offer for the purpose of distributing Senior Exchange Securities or Senior Subordinated Exchange Securities and (iv) a holder that is a broker-dealer, but...
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Found in
PREMCOR REFINING GROUP INC contract
Restricted Holder. And include the Common Holders (including any Additional Holders), the Subject Holders (as defined below) and the Series A-1 Preferred Holders
Found in
ARATANA THERAPEUTICS, INC. contract
Restricted Holder. A holder that (i) is an "affiliate," as defined in Rule 405, of the Company, (ii) acquires Exchange Securities outside the ordinary course of such holder's business, (iii) has an arrangement or understanding with any person to participate in the distribution of the Securities or the Exchange Securities, (iv) is a broker-dealer, but only with respect to Exchange Securities received by such broker-dealer pursuant to an Exchange Offer in exchange for Registrable Securities acquired by the...
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