Restricted Holder

Example Definitions of "Restricted Holder"
Restricted Holder. Shall mean (i) a holder that is an affiliate of the Company within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities and (iv) a holder that is a broker-dealer, but only with respect to Exchange Securities received by such broker-dealer pursuant... to an Exchange Offer in exchange for Registrable Securities acquired by the broker-dealer directly from the Company. View More Arrow
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Restricted Holder. Shall mean (i) a holder that is an affiliate of the Company Issuers within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities and (iv) a holder that is a broker-dealer, but only with respect to Exchange Securities received by such broker-dealer pursuant to an... Exchange Offer in exchange for Registrable Securities acquired by the broker-dealer directly from the Company. Issuers. View More Arrow
Restricted Holder. Shall mean (i) a holder that is an affiliate of the Company Issuer within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities and (iv) a holder that is a broker-dealer, but only with respect to Exchange Securities received by such broker-dealer pursuant to an... Exchange Offer in exchange for Registrable Securities acquired by the broker-dealer directly from the Company. Issuer. View More Arrow
Restricted Holder. Shall mean (i) a holder that is an affiliate of the Company Issuer within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities and (iv) a holder that is a broker-dealer, but only with respect to Exchange Securities received by such broker-dealer pursuant to an... Exchange Offer in exchange for Registrable Securities acquired by the broker-dealer directly from the Company. Issuer. View More Arrow
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Restricted Holder. Shall mean (i) a holder that is an affiliate of the Partnership or Regency within the meaning of Rule 405 under the Securities Act, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business or (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities.
Restricted Holder. Means a holder that (i) is prohibited by law or by Commission policy from participating in the Exchange Offer; (ii) may not resell the Exchange Securities acquired by it in the Exchange Offer to the public without delivering a prospectus and the prospectus contained in the Exchange Registration Statement is not appropriate or available for such resales; or (iii) is a broker-dealer and owns Securities acquired directly from the Company or an affiliate of the Company.
Restricted Holder. Means a Person or group of Persons that (a) is a Five Percent Shareholder and Acquires or proposes to Acquire Corporation Securities, or (b) is proposing to Acquire Corporation Securities, and following such proposed Acquisition of Corporation Securities, would be a Five Percent Shareholder.
Restricted Holder. Shall mean (i) a holder that is an affiliate of the Company and the Parent within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities and (iv) a Participating Broker-Dealer. 3
Restricted Holder. Means (i) a holder that is an Affiliate of the Company, (ii) a holder who acquires Exchange Bonds outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Bonds, or (iv) a broker-dealer who receives Bonds for its own account but did not acquire the Bonds as a result of market-making activities or other trading activities.
Restricted Holder. Shall mean (i) a Holder that is an affiliate of the Issuers within the meaning of Rule 405 or (ii) a broker-dealer who receives Securities for its own account but did not acquire the Securities as a result of market-making activities or other trading activities.
Restricted Holder. Shall mean (i) a holder that is an affiliate of the Company within the meaning of Rule 405, (ii) a holder who acquires Senior Exchange Securities or Senior Subordinated Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in any Exchange Offer for the purpose of distributing Senior Exchange Securities or Senior Subordinated Exchange Securities and (iv) a holder that is a broker-dealer, but... only with respect to Senior Exchange Securities or Senior Subordinated Exchange Securities received by such broker-dealer pursuant to an Exchange Offer in exchange for Registrable Securities acquired by the broker-dealer directly from the Company. View More Arrow
Restricted Holder. And include the Common Holders (including any Additional Holders), the Subject Holders (as defined below) and the Series A-1 Preferred Holders
Restricted Holder. A holder that (i) is an "affiliate," as defined in Rule 405, of the Company, (ii) acquires Exchange Securities outside the ordinary course of such holder's business, (iii) has an arrangement or understanding with any person to participate in the distribution of the Securities or the Exchange Securities, (iv) is a broker-dealer, but only with respect to Exchange Securities received by such broker-dealer pursuant to an Exchange Offer in exchange for Registrable Securities acquired by the... broker-dealer directly from the Company, (v) is not a broker-dealer and is engaged in, or intends to engage in, the distribution of the Exchange Securities and (vi) is acting on behalf of any person who could not truthfully make the representations in the second paragraph of Section 2(a) hereof View More Arrow
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