Restricted Holder Definition Example with 32 Variations

This page contains an example definition of Restricted Holder, followed by definitions with minor variations. You can view the differences between the example and variations by selecting the "Show Differences" option.
Restricted Holder. Shall mean (i) a holder that is an affiliate of the Company within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities and (iv) a holder that is a broker-dealer, but only with respect to Exchange Securities received by such broker-dealer pursuant... to an Exchange Offer in exchange for Registrable Securities acquired by the broker-dealer directly from the Company. View More Arrow
Found in PLATINUM UNDERWRITERS HOLDINGS LTD contract

Variations

Restricted Holder. Shall shall mean (i) a holder that is an affiliate of the Company Issuers within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities and (iv) a holder that is a broker-dealer, but only with respect to Exchange Securities received by such broker-dealer pursuant to... an Exchange Offer in exchange for Registrable Securities acquired by the broker-dealer directly from the Company. Issuers. View More Arrow
Found in 2 Contracts from 2 Companies
Restricted Holder. Shall shall mean (i) a holder that is an affiliate of the Company Issuer within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities and (iv) a holder that is a broker-dealer, but only with respect to Exchange Securities received by such broker-dealer pursuant to an... Exchange Offer in exchange for Registrable Securities acquired by the broker-dealer directly from the Company. Issuer. View More Arrow
Found in 3 Contracts from 2 Companies
Restricted Holder. Shall shall mean (i) a holder that is an affiliate of the Company Issuers within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities and (iv) a holder that is a broker-dealer, but only with respect to Exchange Securities received by such broker-dealer pursuant to... an Exchange Offer in exchange for Registrable Securities acquired by the broker-dealer directly from the Company. Issuers. 3 View More Arrow
Found in SITEL Worldwide Corp contract
Restricted Holder. Shall shall mean (i) a holder that is an affiliate of the Company Issuer or Finance Co within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities and (iv) a holder that is a broker-dealer, but only with respect to Exchange Securities received by such broker-dealer... pursuant to an Exchange 3 Offer in exchange for Registrable Securities acquired by the broker-dealer directly from the Company. Issuers. View More Arrow
Found in Northern Tier Energy LLC contract
Restricted Holder. Shall shall mean (i) a holder that is an affiliate of the Company within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities and (iv) a holder that is a broker-dealer, but only with respect to Exchange Securities received by such broker-dealer pursuant to an... Exchange Offer in exchange for Registrable Eligible Securities acquired by the broker-dealer directly from the Company. View More Arrow
Found in JDA SOFTWARE GROUP INC contract
Restricted Holder. Shall shall mean (i) a holder that is an affiliate of either of the Company Issuers within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities and (iv) a holder that is a broker-dealer, Broker-Dealer, but only with respect to Exchange Securities received by such ... class="diff-color-red">broker-dealer Broker-Dealer pursuant to an Exchange Offer in exchange for Registrable Securities acquired by the broker-dealer Broker-Dealer directly from the Company. Issuers. View More Arrow
Found in Solo Cup CO contract
Restricted Holder. Shall shall mean (i) a holder that is an affiliate of the Company any Issuer within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities and (iv) a holder that is a broker-dealer, but only with respect to Exchange Securities received by such broker-dealer pursuant... to an Exchange Offer in exchange for Registrable Securities acquired by the broker-dealer directly from the Company. Issuers. View More Arrow
Found in NPC International Holdings, Inc. contract
Restricted Holder. Shall shall mean (i) a holder that is an affiliate of either of the Company Issuers within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities and (iv) a holder that is a broker-dealer, but only with respect to Exchange Securities received by such broker-dealer... pursuant to an Exchange Offer in exchange for Registrable Securities acquired by the broker-dealer directly from either of the Company. Issuers. View More Arrow
Found in DynCorp International LLC contract
Restricted Holder. Shall shall mean (i) a holder that is an affiliate of the Company within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing a distribution (within the meaning of the Securities Act) of the Exchange Securities and (iv) a holder that is a broker-dealer, but only with respect to... Exchange Securities received by such broker-dealer pursuant to an Exchange Offer in exchange for Registrable Securities acquired by the broker-dealer directly from the Company. View More Arrow
Found in AIRGAS EAST INC contract
Restricted Holder. Shall shall mean (i) a holder Holder that is an affiliate of the Company within the meaning of Rule 405, (ii) a holder Holder who acquires Exchange Securities outside the ordinary course of such holder's Holder's business, (iii) a holder Holder who has arrangements or understandings with any person Person to participate in the Exchange Offer for the purpose of distributing Exchange Securities and (iv) a holder Holder that is a broker-dealer, Broker-Dealer, but only with respect to Exchange... Securities received by such broker-dealer Broker-Dealer pursuant to an Exchange Offer in exchange for Registrable Transfer Restricted Securities acquired by the broker-dealer Broker-Dealer directly from the Company. View More Arrow
Found in AZTAR CORP contract
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