Restricted Holder Definition Example with 17 Variations

This page contains an example definition of Restricted Holder, followed by definitions with minor variations. You can view the differences between the example and variations by selecting the "Show Differences" option.
Restricted Holder. (i) a holder that is an affiliate of the Company within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities and (iv) a holder that is a broker-dealer, but only with respect to Exchange Securities received by such broker-dealer pursuant to an Exchange Offer in... exchange for Registrable Securities acquired by the broker-dealer directly from the Company View More
Found in Tenet Healthcare Corp contract

Variations

Restricted Holder. (i) a holder that is an affiliate of the Company Issuer within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities and (iv) a holder that is a broker-dealer, but only with respect to Exchange Securities received by such broker-dealer pursuant to an Exchange Offer... in exchange for Registrable Securities acquired by the broker-dealer directly from the Company Issuer View More
Found in 13 Contracts from 2 Companies
Restricted Holder. shall mean (i) a holder that is an affiliate of the Company within the meaning of Rule 405, (ii) a holder who that acquires Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who that has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities and (iv) a holder that is a broker-dealer, but only with respect to Exchange Securities received by such broker-dealer pursuant to an... Exchange Offer in exchange for Registrable Securities acquired by the broker-dealer directly from the Company Company. View More
Found in TRIBUNE MEDIA CO contract
Restricted Holder. (i) a holder that is an affiliate of the Company within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities and (iv) a holder that is a broker-dealer, but only with respect to Exchange Securities received by such broker-dealer pursuant to an Exchange Offer in... exchange for Registrable Securities acquired by the broker-dealer directly from an Initial Purchaser or in the Company secondary market View More
Found in 2 Contracts from American International Group
Restricted Holder. shall mean (i) a holder that is an affiliate of the Company Issuer within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities and (iv) a holder that is a broker-dealer, but only with respect to Exchange Securities received by such broker-dealer pursuant to an... Exchange Offer in exchange for Registrable Securities acquired by the broker-dealer directly from the Company Issuer. View More
Found in 2 Contracts from 2 Companies
Restricted Holder. (i) a holder that is an affiliate of the Company Issuers within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities Notes outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities Notes and (iv) a holder that is a broker-dealer, but only with respect to Exchange Securities Notes received by such broker-dealer pursuant to... an Exchange Offer in exchange for Registrable Securities acquired by the broker-dealer directly from the Company Issuers View More
Found in Charter Communications contract
Restricted Holder. (i) a holder that is an affiliate of the Company Issuers within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities Notes outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities Notes and (iv) a holder that is a broker-dealer, but only with respect to Exchange Securities Notes received by such broker-dealer pursuant to ... class="diff-color-red">an the Exchange Offer in exchange for Registrable Securities acquired by the broker-dealer directly from the Company Issuers View More
Found in Charter Communications contract
Restricted Holder. (i) a holder that is an affiliate of the Company or the Guarantor within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities and (iv) a holder that is a broker-dealer, but only with respect to Exchange Securities received by such broker-dealer pursuant to an... Exchange Offer in exchange for Registrable Securities acquired by the broker-dealer directly from the Company View More
Found in Johnson Controls International contract
Restricted Holder. (i) a holder that is an affiliate of the Company within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Subsequent Exchange Offer for the purpose of distributing Exchange Securities and (iv) a holder that is a broker-dealer, but only with respect to Exchange Securities received by such broker-dealer pursuant to an a Subsequent... Exchange Offer in exchange for Registrable Securities acquired by the broker-dealer directly from the Company View More
Found in 3 Contracts from 3 Companies
Restricted Holder. shall mean (i) a holder that is an affiliate of either of the Company Issuers within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities and (iv) a holder that is a broker-dealer, but only with respect to Exchange Securities received by such broker-dealer pursuant... to an Exchange Offer in exchange for Registrable Securities acquired by the broker-dealer directly from either of the Company Issuers. View More
Found in Kraton Corporation contract
Restricted Holder. (i) a holder that is an affiliate of the Company within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities and (iv) a holder that is a broker-dealer, but only with respect to Exchange Securities received by such broker-dealer pursuant to an the Exchange Offer in... exchange for Registrable Transfer Restricted Securities acquired by the broker-dealer directly from the Company View More
Found in Sanmina Corporation contract
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