Restricted Holder Definition Example

This example Restricted Holder definition appears in 3 contracts from 3 companies

Restricted Holder. (i) a holder that is an affiliate of the Company within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder's business, (iii) a holder who has arrangements or understandings with any person to participate in the Subsequent Exchange Offer for the purpose of distributing Exchange Securities and (iv) a holder that is a broker-dealer, but only with respect to Exchange Securities received by such broker-dealer pursuant to a Subsequent... Exchange Offer in exchange for Registrable Securities acquired by the broker-dealer directly from the Company View More
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