Short Sales

Example Definitions of "Short Sales"
Short Sales. Include, without limitation, (a) all "short sales" as defined in Rule 200 promulgated under Regulation SHO under the Exchange Act, whether or not against the box, and all types of direct and indirect stock pledges, forward sale contracts, options, puts, calls, short sales, swaps, "put equivalent positions" (as defined in Rule 16a-1(h) under the Exchange Act) and similar arrangements (including on a total return basis), and (b) sales and other transactions through non-U.S. broker dealers or... non-U.S. regulated brokers (but shall not be deemed to include the location and/or reservation of borrowable shares of Common Stock). View More Arrow
Found in Day One Biopharmaceuticals Holding Co LLC contract
View All 7 Variations
Short Sales. Include, without limitation, (a) (i) all "short sales" as defined in Rule 200 promulgated under Regulation SHO under the Exchange Act, SHO, whether or not against the box, and all types of direct and indirect stock pledges, forward sale contracts, options, puts, calls, short sales, swaps, "put equivalent positions" (as defined in Rule 16a-1(h) under the Exchange Act) and similar arrangements (including on a total return basis), and (b) (ii) sales and other transactions through non-U.S. broker... dealers or non-U.S. foreign regulated brokers (but shall not be deemed to include the location and/or reservation of borrowable shares of Common Stock). Shares). View More Arrow
Found in Interpace Diagnostics Group, Inc. contract
Short Sales. Include, Shall include, without limitation, (a) all "short sales" as defined in Rule 200 promulgated under Regulation SHO under the Exchange Act, whether or not against the box, Act and all types of direct and indirect stock pledges, forward sale contracts, options, puts, calls, short sales, swaps, "put equivalent positions" (as defined in Rule 16a-1(h) under the Exchange Act) swaps and similar arrangements (including on a total return basis), and (b) sales and other transactions through ... class="diff-color-red">non-U.S. non-US broker dealers or non-U.S. foreign regulated brokers (but shall not be deemed to include the location and/or reservation of borrowable shares of Common Stock). brokers. View More Arrow
Found in China MediaExpress Holdings, Inc. contract
Short Sales. Include, without limitation, (a) all "short sales" as defined in Rule 200 promulgated under Regulation SHO under 3b-3 of the Exchange Act, whether or not against the box, Act and include all types of direct and indirect stock pledges, forward sale contracts, options, puts, calls, short sales, swaps, "put equivalent positions" (as defined in Rule 16a-1(h) under the Exchange Act) swaps and similar arrangements (including on a total return basis), and (b) sales and other transactions through ... class="diff-color-red">non-U.S. non-US broker dealers or non-U.S. foreign regulated brokers (but shall not be deemed to include the location and/or reservation of borrowable shares of Common Stock). brokers. View More Arrow
Found in KINTERA INC contract
View Variations (7) Arrow
Short Sales. Means all "short sales" as defined in Rule 200 of Regulation SHO under the 1934 Act (but shall not be deemed to include the location and/or reservation of borrowable shares of Common Stock).
Found in Celcuity Inc. contract
View All 5 Variations
Short Sales. Means all "short sales" short sales as defined in Rule 200 of Regulation SHO under the 1934 Act (but shall not be deemed to include the location and/or reservation of borrowable shares of Common Stock).
Found in ARVINAS, INC. contract
Short Sales. Means all "short sales" as defined in Rule 200 of Regulation SHO under the 1934 Exchange Act (but shall not be deemed to include the location and/or reservation of borrowable shares of Common Stock).
Found in Celsion CORP contract
Short Sales. Means all "short sales" as defined in Rule 200 of Regulation SHO under the 1934 Exchange Act (but shall not be deemed to include the location and/or reservation of borrowable shares of Common Stock).
Found in Celsion CORP contract
View Variations (5) Arrow
Short Sales. Means "short sales" as defined in Rule 200 under Regulation SHO and all types of direct and indirect stock pledges or similar arrangements having the effect of hedging the securities or investments made hereunder. 2
Found in RAINMAKER SYSTEMS INC contract
Short Sales. Include, without limitation, all "short sales" as defined in Rule 200 promulgated under Regulation SHO under the Securities Exchange Act of 1934, as amended, and all types of direct and indirect stock pledges, forward sale contracts, options, puts, calls, swaps, and similar arrangements (including on a total return basis), and sales and other transactions through non-US broker dealers or... foreign regulated holders. View More Arrow
Found in OneTravel Holdings, Inc. contract
Short Sales. Shall mean any "short sales" as defined in Rule 200 promulgated under Regulation SHO under the Exchange Act.
Found in OMNICANNA HEALTH SOLUTIONS, INC. contract
Short Sales. Include, without limitation, all "short sales" as defined in Rule 200 promulgated under Regulation SHO under the Exchange Act (but shall not be deemed to include the location and/or reservation of borrowable shares of Common Stock). 4 "Studies" has the meaning set forth in Section 3.21.
Found in Acasti Pharma Inc. contract
Short Sales. Means all "short sales" as defined in Rule 200 of Regulation SHO under the Exchange Act (but shall not be deemed to include locating and/or borrowing shares of Common Stock).
Found in Vickers Vantage Corp. I contract
Short Sales. Means all "short sales" as defined in Rule 200 of Regulation SHO of the Exchange Act, but shall be deemed to not include the location and/or reservation of borrowable shares of Common Stock.
Found in Molecular Templates, Inc. contract
Short Sales. Shall have the meaning provided in Regulation SHO under the Exchange Act as in effect on the date of this Agreement (but shall not be deemed to include the location and/or reservation of borrowable shares of Common Stock).
Found in SJ Electronics, Inc. contract
Short Sales. Shall mean all "short sales" as defined in Rule 3b-3 of the 1934 Act and all types of direct and indirect stock pledges, forward sale contracts, options, puts, calls, short sales, swaps and similar arrangements (including on a total return basis), and sales and other transactions through non-US broker dealers or foreign regulated brokers having the effect of hedging the securities or investment made under this Agreement.
Found in GLYCOGENESYS INC contract
All Definitions