Short Sales Definition Example with 7 Variations

This page contains an example definition of Short Sales, followed by definitions with minor variations. You can view the differences between the example and variations by selecting the "Show Differences" option.
Short Sales. Include, without limitation, (a) all "short sales" as defined in Rule 200 promulgated under Regulation SHO under the Exchange Act, whether or not against the box, and all types of direct and indirect stock pledges, forward sale contracts, options, puts, calls, short sales, swaps, "put equivalent positions" (as defined in Rule 16a-1(h) under the Exchange Act) and similar arrangements (including on a total return basis), and (b) sales and other transactions through non-U.S. broker dealers or... non-U.S. regulated brokers (but shall not be deemed to include the location and/or reservation of borrowable shares of Common Stock). View More Arrow
Found in Day One Biopharmaceuticals Holding Co LLC contract

Variations

Short Sales. Include, include, without limitation, (a) (i) all "short sales" as defined in Rule 200 promulgated under Regulation SHO under the Exchange Act, SHO, whether or not against the box, and all types of direct and indirect stock pledges, forward sale contracts, options, puts, calls, short sales, swaps, "put equivalent positions" (as defined in Rule 16a-1(h) under the Exchange Act) and similar arrangements (including on a total return basis), and (b) (ii) sales and other transactions through non-U.S.... broker dealers or non-U.S. foreign regulated brokers (but shall not be deemed to include the location and/or reservation of borrowable shares of Common Stock). Shares). View More Arrow
Found in Interpace Diagnostics Group, Inc. contract
Short Sales. Include, shall include, without limitation, (a) all "short sales" as defined in Rule 200 promulgated under Regulation SHO under the Exchange Act, whether or not against the box, Act and all types of direct and indirect stock pledges, forward sale contracts, options, puts, calls, short sales, swaps, "put equivalent positions" (as defined in Rule 16a-1(h) under the Exchange Act) swaps and similar arrangements (including on a total return basis), and (b) sales and other transactions through ... class="diff-color-red">non-U.S. non-US broker dealers or non-U.S. foreign regulated brokers (but shall not be deemed to include the location and/or reservation of borrowable shares of Common Stock). brokers. View More Arrow
Found in China MediaExpress Holdings, Inc. contract
Short Sales. Include, include, without limitation, (a) all "short sales" as defined in Rule 200 promulgated under Regulation SHO under 3b-3 of the Exchange Act, whether or not against the box, Act and include all types of direct and indirect stock pledges, forward sale contracts, options, puts, calls, short sales, swaps, "put equivalent positions" (as defined in Rule 16a-1(h) under the Exchange Act) swaps and similar arrangements (including on a total return basis), and (b) sales and other transactions... through non-U.S. non-US broker dealers or non-U.S. foreign regulated brokers (but shall not be deemed to include the location and/or reservation of borrowable shares of Common Stock). brokers. View More Arrow
Found in KINTERA INC contract
Short Sales. Include, include, without limitation, (a) (i) all "short sales" as defined in Rule 200 promulgated under Regulation SHO under the Exchange Act, whether or not against the box, and all types of direct and indirect stock pledges, forward sale contracts, options, puts, calls, short sales, swaps, "put equivalent positions" (as defined in Rule 16a-1(h) under the Exchange Act) and similar arrangements (including on a total return basis), and (b) (ii) sales and other transactions through non-U.S.... broker dealers or non-U.S. regulated brokers (but shall not be deemed to include the location and/or reservation of borrowable shares of Common of)Common Stock). View More Arrow
Found in Cullinan Oncology, LLC contract
Short Sales. Include, include, without limitation, (a) all "short sales" as defined in Rule 200 promulgated under Regulation SHO under the Exchange Act, whether or not against the box, Act and all types of direct and indirect stock pledges, forward sale contracts, options, puts, calls, short sales, swaps, "put equivalent positions" (as defined in Rule 16a-1(h) under the Exchange Act) swaps and similar arrangements (including on a total return basis), and (b) sales and other transactions through non-U.S. non-US broker dealers or non-U.S. foreign regulated brokers (but shall not be deemed to include the location and/or reservation of borrowable shares of Common Stock). brokers. View More Arrow
Found in OneTravel Holdings, Inc. contract
Short Sales. Include, include, without limitation, (a) all "short sales" as defined in Rule 200 promulgated under Regulation SHO under the Exchange Act, whether or not against the box, and all types of direct and indirect stock pledges, forward sale contracts, options, puts, calls, short sales, swaps, "put equivalent positions" (as defined in Rule 16a-1(h) under the Exchange Act) and similar arrangements (including on a total return basis), and (b) sales and other transactions through non-U.S. broker... dealers or non-U.S. regulated brokers (but shall not be deemed to include the location and/or reservation of borrowable shares of Common Stock). Stock), in each case, solely to the extent it has the same economic effect as a "short sale" (as defined in Rule 200 promulgated under Regulation SHO under the Exchange Act). View More Arrow
Found in 2 Contracts from 2 Companies
Short Sales. Include, include, without limitation, (a) (i) all "short sales" as defined in Rule 200 promulgated under Regulation SHO under the Exchange Act, whether or not against the box, and all types of direct and indirect stock pledges, forward sale contracts, options, puts, calls, short sales, swaps, "put equivalent positions" (as defined in Rule 16a-1(h) under the Exchange Act) and similar arrangements (including on a total return basis), and (b) (ii) sales and other transactions through non-U.S.... broker dealers or non-U.S. regulated brokers (but shall not be deemed to include the location and/or reservation of borrowable shares of Common Stock). Stock), in each case, solely to the extent it has the same economic effect as a "short sale" (as defined in Rule 200 promulgated under Regulation SHO under the Exchange Act). View More Arrow
Found in Galecto Inc. contract
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