Holder

Holder. Means a Stockholder (as defined in the Merger Agreement) or Warrantholder (as defined in the Merger Agreement) to whom shares of Acquiror Common Stock (as defined in the Merger Agreement) are issued pursuant to the Merger Agreement or a transferee to whom registration rights granted under this Agreement are assigned pursuant to Section 6 hereof.

Holder. Shall mean any Series B Investor or any Series C Investor who holds Series B Preferred Stock, Series C Preferred Stock or Registrable Securities, or any assignee of record of such Series B Preferred Stock, Series C Preferred Stock or Registrable Securities in accordance with Section 13(a) hereof.

Holder. The Investors and Griffin or any transferee of the Purchased Warrants, Registrable Shares or Demand Registrable Shares that were held by Investors or Griffin.

Holder. Means any person owning or having the right to acquire, through conversion of the Preferred Stock or exercise of the Warrants or otherwise, Registrable Securities, including initially each Investor and thereafter any permitted assignee thereof; provided, however, that the term "Holder" shall not include Goldman, Sachs & Co. (or any other Holder that may be deemed a broker-dealer under the Exchange Act) for purposes of Section 2 hereof and the definitions of... "Common Stock Dividend Condition" and "Mandatory Commission Conditions" set forth in the Articles of Amendment (as defined in the Securities Purchase Agreement), unless the Company (i) meets the eligibility requirements for a primary offering on Form S-3 as provided in General Instruction I.B.1 of Form S-3 at the time of filing a Registration Statement on Form S-3 or (ii) shall prepare and file with the Commission a Registration Statement on Form S-1 or Form S-2 as required by the last sentence of Section 2(a). View More

Holder. Means Crippen and any heirs, successors, assigns or transferees of Crippen contemplated by Section 18 hereof.

Holder. Means Dunson and any partner of Dunson who receives from Dunson a pro rata distribution of Registrable Securities, thereby becoming the record owner of Registrable Securities.

Holder. Means Vitrobirth, LLC or its assigns.

Holder. Shall mean _______ and all other holders of restricted common shares or warrants of Caspian Services, Inc., purchased in the Private Placement or anyone to whom the registration rights conferred by this Agreement have been transferred in compliance with this Agreement.

Holder. Means one of the Holders. 15 "Independent Appraiser" means a nationally recognized or major regional investment banking firm or firm of independent certified public accountants of recognized standing (which may be the firm that regularly examines the financial statements of the Issuer) that is regularly engaged in the business of appraising the Capital Stock or assets of corporations or other entities as going concerns, and which is not ... affiliated with either the Issuer or the Holder of any Warrant. View More

Holder. Means each holder of Stockholder Shares.