Effectiveness Date

Example Definitions of "Effectiveness Date"
Effectiveness Date. Means, with respect to the Initial Registration Statement required to be filed hereunder, the 180th calendar day following the Closing Date and with respect to any additional Registration Statements which may be required pursuant to Section 2(c) or Section 3(c), the 60th calendar day following the date on which an additional Registration Statement is required to be filed hereunder (or, in the event of a "full review" by the Commission, the 90th calendar day following the date such additional... Registration Statement is required to be filed hereunder); provided, however, that in the event the Company is notified by the Commission that one or more of the above Registration Statements will not be reviewed or is no longer subject to further review and comments, the Effectiveness Date as to such Registration Statement shall be the fifth Trading Day following the date on which the Company is so notified if such date precedes the dates otherwise required above, provided, further, if such Effectiveness Date falls on a day that is not a Trading Day, then the Effectiveness Date shall be the next succeeding Trading Day View More
Found in Cellectar Biosciences, Inc. contract
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Effectiveness Date. Means, with With respect to the Initial Registration Statement required to be filed hereunder, Statement, the 180th 90th calendar day following the Closing Filing Date (or in the event the Registration Statement receives a "full review" by the Commission, the 120th day following the Filing Date) and with respect to any additional Registration Statements which may be required pursuant to Section 2(c) or Section 3(c), Sections 2.2 and 2.3, the 60th 90th calendar day following the date on which an... additional Registration Statement is required to be filed hereunder (or, in the event of a "full review" by the Commission, the 90th calendar day following the date such additional Registration Statement is required to be filed hereunder); hereunder; provided, however, that in the event the Company is notified by the Commission that one or more of the above Registration Statements will not be reviewed or is no longer subject to further review and comments, or the Company is eligible to register the Registrable Securities on Form S-3, the Effectiveness Date as to such Registration Statement shall be the earlier of (i) the fifth Trading Business Day following the date on which the Company is so notified if such date precedes the dates otherwise required above, above or (ii) the filing date if the Registration Statement is automatically effective; provided, further, that, if such the Effectiveness Date falls on a Saturday, Sunday or any other day that which shall be a legal holiday or a day on which the Commission is not a Trading Day, then authorized or required by law or other government actions to close, the Effectiveness Date shall be the next succeeding Trading following Business Day View More
Found in Opes Acquisition Corp. contract
Effectiveness Date. Means, Means: (i) with respect to the Initial Registration Statement required to be filed hereunder, a date no later than the 180th calendar day closing date of the Business Combination, provided that in the event the Company has cleared all Commission comments on the Initial Registration Statement but for the Commission's refusal or inability to declare the Initial Registration Statement effective as of the closing date of the Business Combination, then the Effectiveness Date for the Initial... Registration Statement shall mean the earliest date following the Closing Date closing of the Business Combination that the Commission will permit; and (ii) with respect to any additional Registration Statements which may be required pursuant to Section 2(c) or Section 3(c), the 60th 30th calendar day following the date on which an additional Registration Statement is required to be filed hereunder (or, in the event of a "full review" by the Commission, the 90th 60th calendar day following the date such additional Registration Statement is required to be filed hereunder); provided, however, that in the event the Company is notified by the Commission that one or more of the above additional Registration Statements will not be reviewed or is no longer subject to further review and comments, the Effectiveness Date as to such additional Registration Statement shall be the fifth Trading Day following the date on which the Company is so notified if such date precedes the dates otherwise required above, provided, further, if such Effectiveness Date falls on a day that is not a Trading Day, then the Effectiveness Date shall be the next succeeding Trading Day View More
Found in Digital World Acquisition Corp. contract
Effectiveness Date. Means, with respect to the Initial Registration Statement required to be filed hereunder, the 180th 150th calendar day following the Closing Date date hereof and with respect to any additional Registration Statements which may be required pursuant to Section 2(c) or Section 3(c), the later of (i) the 60th calendar day following the date on which an additional Registration Statement is required to be filed hereunder (or, in the event of a "full review" by the Commission, the 90th calendar day... following the date such additional Registration Statement is required to be filed hereunder); hereunder) and (ii) the 150th calendar day following the date hereof; provided, however, that in the event the Company is notified by the Commission that one or more of the above Registration Statements will not be reviewed or is no longer subject to further review and comments, the Effectiveness Date as to such Registration Statement shall be the fifth Trading Day following the date on which the Company is so notified if such date precedes the dates otherwise required above, provided, further, if the date on which the Company is so notified is following the "staleness" date for the Company's financial statements for the quarter ended September 30, 2021, and before the Company has filed its Annual Report on Form 10-K for the fiscal year ended December 31, 2021 (the "2021 10-K") then the Effectiveness Date as to such Registration Statement shall be the fifth Trading Day following the date the 2021 10-K is filed, provided, further, if such Effectiveness Date falls on a day that is not a Trading Day, then the Effectiveness Date shall be the next succeeding Trading Day View More
Found in Xeris Biopharma Holdings, Inc. contract
View Variations (70)
Effectiveness Date. (a) with respect to the initial Registration Statement required to be filed pursuant to Section 2(a), the earlier of: (i) the 120th day following the Closing Date and (ii) the fifth Trading Day following the date on which the Company is notified by the Commission that the initial Registration Statement will not be reviewed or is no longer subject to further review and comments; (b) with respect to any additional Registration Statements required to be filed pursuant to Section 2(a), the earlier... of: (i) the 90th day following the applicable Filing Date for such additional Registration Statement(s) and (ii) the fifth Trading Day following the date on which the Company is notified by the Commission that the such additional Registration Statement(s) will not be reviewed or is no longer subject to further review; (c) with respect to any additional Registration Statements required to be filed solely due to SEC Restrictions, the earlier of: (i) the 90th day following the applicable Restriction Termination Date and (ii) the fifth Trading Day following the date on which the Company is notified by the Commission that such Registration Statement will not be reviewed or is no longer subject to further review and comments; and (d) with respect to a Registration Statement required to be filed under Section 2(c), the earlier of: (i) the 60th day following the date on which the Company becomes eligible to utilize Form S-3 to register the resale of Common Stock; provided, that, if the Commission reviews and has written comments to such filed Registration Statement that would require the filing of a pre-effective amendment thereto with the Commission, then the Effectiveness Date under this clause (d)(i) shall be the 90th day following the date on which the Company becomes eligible to utilize Form S-3 to register the resale of Common Stock, and (ii) the fifth Trading Day following the date on which the Company is notified by the Commission that the Registration Statement will not be reviewed or is no longer subject to further review and comments View More
Found in LIGHTSCAPE TECHNOLOGIES INC. contract
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Effectiveness Date. (a) with respect to the initial Registration Statement required to be filed pursuant to Section 2(a), the earlier of: (i) the 120th day following the Closing Date and (ii) the fifth Trading Day following the date on which the Company is notified by the Commission that the initial Registration Statement will not be reviewed or is no longer subject to further review and comments; (b) with respect to any additional Registration Statements required to be filed pursuant to Section 2(a), Means the... earlier of: (i) the 90th calendar day following the applicable Filing Date for such additional Registration Statement(s) and (ii) the fifth Trading Day following the date on which the Company is notified by the Commission that the such additional Registration Statement(s) will not be reviewed or is no longer subject to further review; (c) with respect to any additional Registration Statements required to be filed solely due to SEC Restrictions, the earlier of: (i) the 90th day following the applicable Restriction Termination Date and (ii) the fifth Trading Day following the date on which the Company is notified by the Commission that such Registration Statement will not be reviewed or is no longer subject to further review and comments; and (d) with respect to a Registration Statement required to be filed under Section 2(c), the earlier of: (i) the 60th day following the date on which the Company becomes eligible to utilize Form S-3 to register the resale of Common Stock; Closing Date; provided, that, if the Commission reviews and has written comments to such the filed Registration Statement that would require the filing of a pre-effective amendment thereto with the Commission, then the Effectiveness Date under this clause (d)(i) (i) shall be the 90th 120th calendar day following the date on which the Company becomes eligible to utilize Form S-3 to register the resale of Common Stock, Closing Date, and (ii) the fifth Trading Day following the date on which the Company is notified by the Commission that the Registration Statement will not be reviewed or is no longer subject to further review and comments View More
Found in I MANY INC contract
Effectiveness Date. (a) with With respect to the initial Registration Statement required to be filed pursuant to Section 2(a), the earlier of: (i) (a)(i) the 90th day following the Closing Date; provided, that, if the Commission reviews and has written comments to the Registration Statement filed in accordance with Section 2(a) that would require the filing of a pre-effective amendment thereto with the Commission, then the Effectiveness Date under this clause (a)(i) shall be the 120th day following the Closing ... class="diff-color-red">Date and (ii) the fifth Trading Day following the date on which the Company is notified by the Commission that the initial Registration Statement will not be reviewed or is no longer subject to further review and comments; (b) with respect to any additional Registration Statements required to be filed pursuant to Section 2(a), the earlier of: (i) the 90th day following the applicable Filing Date for such additional Registration Statement(s) and (ii) the fifth Trading Day following the date on which the Company is notified by the Commission that the such additional Registration Statement(s) will not be reviewed or is no longer subject to further review; (c) with respect to any additional Registration Statements required to be filed solely due to SEC Restrictions, the earlier of: (i) the 90th day following the applicable Restriction Termination Date Date, and (ii) the fifth Trading Day following the date on which the Company is notified by the Commission that such Registration Statement will not be reviewed or is no longer subject to further review and comments; comments, and (d) (b) with respect to a any additional Registration Statement Statements that may be required pursuant to be filed under Section 2(c), 2(b), the earlier of: (i) (b)(i) the 60th 90th day following the date on which the Company becomes eligible to utilize Form S-3 to register the resale of Common Stock; first knows, or reasonably should have known, that such additional Registration Statement is required under such Section); provided, that, if the Commission reviews and has written comments to such filed the Registration Statement filed in accordance with Section 2(b) that would require the filing of a pre-effective amendment thereto with the Commission, then the Effectiveness Date under this clause (d)(i) (b)(i) shall be the 90th 120th day following the date on which that the Company becomes eligible to utilize Form S-3 to register the resale of Common Stock, first knows, or reasonably should have known, that such additional Registration Statement is required under such Section, and (ii) the fifth Trading Day following the date on which the Company is notified by the Commission that the such additional Registration Statement will not be reviewed or is no longer subject to further review and comments comments. View More
Found in East West Bancorp Inc contract
Effectiveness Date. (a) with respect to the initial Registration Statement required to be filed pursuant to Section 2(a), the earlier of: (i) the 120th 90th day following the Closing Date and (ii) the fifth Trading Day following the date on which the Company is notified by the Commission that the initial Registration Statement will not be reviewed or is no longer subject to further review and comments; (b) with respect to any additional Registration Statements required to be filed pursuant to Section 2(a), the... earlier of: (i) the 90th day following the applicable Filing Date for such additional Registration Statement(s) and (ii) the fifth Trading Day following the date on which the Company is notified by the Commission that the such additional Registration Statement(s) will not be reviewed or is no longer subject to further review; and (c) with respect to any additional Registration Statements required to be filed solely due to SEC Restrictions, the earlier of: (i) the 90th day following the applicable Restriction Termination Date and (ii) the fifth Trading Day following the date on which the Company is notified by the Commission that such Registration Statement will not be reviewed or is no longer subject to further review and comments; and (d) with respect to a Registration Statement required to be filed under Section 2(c), the earlier of: (i) the 60th day following the date on which the Company becomes eligible to utilize Form S-3 to register the resale of Common Stock; provided, that, if the Commission reviews and has written comments to such filed Registration Statement that would require the filing of a pre-effective amendment thereto with the Commission, then the Effectiveness Date under this clause (d)(i) shall be the 90th day following the date on which the Company becomes eligible to utilize Form S-3 to register the resale of Common Stock, and (ii) the fifth Trading Day following the date on which the Company is notified by the Commission that the Registration Statement will not be reviewed or is no longer subject to further review and comments View More
Found in Real Goods Solar, Inc. contract
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Effectiveness Date. With respect to the Registration Statement required to be filed hereunder, the earlier of (a) the 60th calendar day following the Filing Date and (b) the fifth Trading Day following the date on which the Company is notified by the Commission that the Registration Statement will not be reviewed or is no longer subject to further review and comments.
Found in ATHENA SILVER CORP contract
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Effectiveness Date. With Means, with respect to the initial Registration Statement required to be filed hereunder, the earlier of (a) the 60th calendar 120th day following the Filing Date Closing, and (b) the fifth tenth Trading Day following the date on which the Company is notified by the Commission that the Registration Statement will not be reviewed or is no longer subject to further review and comments. comments
Found in OMTOOL LTD contract
Effectiveness Date. With Means, with respect to the Registration Statement required to be filed hereunder, the earlier of (a) the 60th 120th calendar day following the Filing Date date of the Purchase Agreement, and (b) the fifth Trading Day following the date on which the Company is notified by the Commission that the Registration Statement will not be reviewed or is no longer subject to further review and comments. comments
Found in BJ's Restaurants, Inc. contract
Effectiveness Date. With Means, with respect to the Registration Statement required to be filed hereunder, the earlier of (a) the 60th 90th calendar day following the Filing Date date of the Purchase Agreement (120th calendar day in the event of a "full review" by the Commission), and (b) the fifth Trading Day following the date on which the Company is notified by the Commission that the Registration Statement will not be reviewed or is no longer subject to further review and comments. comments
Found in INSEEGO CORP. contract
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Effectiveness Date. Means, subject to Section 2(b) hereof, with respect to the Registration Statement the earlier of (A) the one hundred twentieth (120th) day following the Closing Date (or in the event the Registration Statement receives a full review by the Commission, the one hundred fiftieth (150th) day following the Closing Date) or (B) the date which is within three (3) Business Days after the date on which the Commission informs the Company (i) that the Commission will not review the Registration Statement... or (ii) that the Company may request the acceleration of the effectiveness of the Registration Statement and the Company makes such request; provided that, if the Effectiveness Date falls on a Saturday, Sunday or any other day which shall be a legal holiday or a day on which the Commission is authorized or required by law or other government actions to close, the Effectiveness Date shall be the following Business Day. View More
Found in Astra Energy, Inc. contract
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Effectiveness Date. Means, subject to Section 2(b) hereof, Means with respect to the Registration Statement under Section 2(a), the earlier of (A) the one hundred twentieth (120th) fiftieth (150th) day following the later to occur of (i) the Final Closing Date (or or (ii) or in the event the Registration Statement receives a full review "full review" by the Commission, the one hundred fiftieth (150th) day following the Final Closing Date) Date, or (B) the date which is within three (3) Business Days after the date... on which the Commission informs the Company (i) that the Commission will not review the Registration Statement or (ii) that the Company may request the acceleration of the effectiveness of the Registration Statement and the Company makes such request; provided Statement; provided, however, that, if the Effectiveness Date falls on a Saturday, Sunday or any other day which shall be a legal holiday or a day on which the Commission is authorized or required by law or other government actions to close, the Effectiveness Date shall be the following Business Day. View More
Found in LegacyXChange, Inc. contract
Effectiveness Date. Means, subject to Section 2(b) hereof, with respect to the Registration Statement the earlier of (A) the one hundred twentieth (120th) ninetieth (90th) day following the Closing Filing Date (or in the event the Registration Statement receives a full review by the Commission, the one hundred fiftieth (150th) day following the Closing Date) or (B) the date which is within three (3) Business Days after of the date on which the Commission informs the Company that (i) that the Commission will not... review the Registration Statement or (ii) that the Company may request the acceleration of the effectiveness of the Registration Statement and the Company makes such request; provided that, if the Effectiveness Date falls on a Saturday, Sunday or any other day which shall be a legal holiday or a day on which the Commission is authorized or required by law or other government actions to close, the Effectiveness Date shall be the following Business Day. View More
Found in GLOWPOINT, INC. contract
Effectiveness Date. Means, subject to Section 2(b) hereof, with respect to the Registration Statement the earlier of (A) the one hundred twentieth (120th) eightieth (180th) day following the Initial Closing Date (or in the event the Registration Statement receives a full review by the Commission, the one hundred fiftieth (150th) day following the Closing Date) or (B) the date which is within three (3) Business Days after the date on which the Commission informs the Company (i) that the Commission will not review... the Registration Statement or (ii) that the Company may request the acceleration of the effectiveness of the Registration Statement and the Company makes such request; provided that, if the Effectiveness Date falls on a Saturday, Sunday or any other day which shall be a legal holiday or a day on which the Commission is authorized or required by law or other government actions to close, the Effectiveness Date shall be the following Business Day. View More
Found in CICERO INC contract
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Effectiveness Date. Means with respect to the Registration Statement the earlier of the ninetieth (90th) day following the Closing Date or the date which is within three (3) calendar days of the date the Commission informs the Company that the Commission (i) will not review the Registration Statement or (ii) that the Company may request the acceleration of the effectiveness of the Registration Statement and the Company makes such request.
Found in iSign Solutions Inc. contract
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Effectiveness Date. Means with With respect to the Registration Statement the earlier of the ninetieth (90th) 150th day following the Closing Date or the date which is within three (3) calendar days five (5) Business Days of the date on which the Commission informs the Company that the Commission (i) will not review the Registration Statement or (ii) that the Company may request the acceleration of the effectiveness of the Registration Statement and the Company makes such request. request
Found in BANK OF FLORIDA CORP contract
Effectiveness Date. Means with respect to the a Registration Statement the earlier of the ninetieth (90th) day three hundred and sixty-five (365) days following the Closing Date or the date which is within three (3) calendar days five (5) Business Days of the date on which the Commission informs the Company that the Commission (i) will not review the Registration Statement or (ii) that the Company may request the acceleration of the effectiveness of the Registration Statement and the Company makes such request. Statement. View More
Found in VYCOR MEDICAL INC contract
Effectiveness Date. Means with respect to the Registration Statement the earlier of the ninetieth (90th) one hundred twentieth (120th) day following the Closing Date or the date which is within three (3) calendar days of the date the Commission informs the Company that the Commission (i) will not review the Registration Statement or (ii) that the Company may request the acceleration of the effectiveness of the Registration Statement and the Company makes such request.
Found in AZZURRA HOLDING CORP contract
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Effectiveness Date. Means, with respect to the initial Registration Statement required to be filed hereunder, the 90th calendar day following the Filing Date
Found in Friendable, Inc. contract
Effectiveness Date. Means, with With respect to the initial Registration Statement required to be filed hereunder, the 90th 120th calendar day following the Filing Date Closing Date.
Found in NxStage Medical, Inc. contract
Effectiveness Date. Means, with respect to the initial Registration Statement required to be filed hereunder, the 90th 120th calendar day following the Filing Date date hereof
Found in REGI U S INC contract
Effectiveness Date. Means, with respect to the initial Registration Statement required to be filed hereunder, the 90th calendar day following the Filing Date
Found in Cereplast Inc contract
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Effectiveness Date. (i) with respect to the initial Registration Statement required to be filed hereunder, a date no later than one hundred five (105) days following the date hereof and (ii) with respect to each additional Registration Statement required to be filed hereunder, a date no later than thirty (30) days following the applicable Filing Date
Found in DYNAMIC HEALTH PRODUCTS INC contract
Effectiveness Date. (i) with respect to the initial Registration Statement required to be filed hereunder, a date no later than one hundred five (105) days following the date hereof and (ii) with respect to each additional Registration Statement required to be filed hereunder, a date no later than thirty (30) forty-five (45) days following the applicable Filing Date
Found in BIODELIVERY SCIENCES INTERNATIONAL INC contract
Effectiveness Date. (i) with respect to the initial Registration Statement required to be filed hereunder, a date no later than one hundred five (105) ninety (90) days following the date hereof initial Filing Date and (ii) with respect to each additional Registration Statement required to be filed hereunder, a date no later than thirty (30) days following the applicable Filing Date
Found in COACH INDUSTRIES GROUP INC contract
Effectiveness Date. (i) with respect to the initial Registration Statement required to be filed hereunder, a date no later than one hundred five (105) days following the date hereof and (ii) with respect to each additional Registration Statement required to be filed hereunder, a date no later than thirty (30) forty-five (45) days following the applicable Filing Date
Found in BIODELIVERY SCIENCES INTERNATIONAL INC contract
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Effectiveness Date. The date on which the Registration Statement is declared effective by the SEC.
Found in Synutra International, Inc. contract
Effectiveness Date. The Means the date on which the a Registration Statement is declared effective by the SEC.
Found in CorMedix Inc. contract
Effectiveness Date. The Means, with respect to the Registration Statement, the date on which the Registration Statement is declared effective by the SEC. Commission.
Found in API Technologies Corp. contract
Effectiveness Date. The Means, with respect to the Registration Statement, the date on which the Registration Statement is declared effective by the SEC. Commission.
Found in API Technologies Corp. contract
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Effectiveness Date. Means with respect to the Registration Statement the earlier of (i) the 90th day following the Closing Date, before which the Company will use its commercially reasonable best efforts to cause the Registration Statement to become effective, and (ii) the date which is within five (5) Business Days after the date on which the Commission informs the Company in writing (a) that the Commission will not review the Registration Statement, or (b) that the Company may request the acceleration of the... effectiveness of the Registration Statement. View More
Found in CYTRX CORP contract
Effectiveness Date. Means with respect to the Registration Statement the earlier of (i) the 90th day following the Closing Date, Date (or the 120th day following the Closing Date in the event that the Registration Statement is "reviewed" by the Commission), before which the Company will use its commercially reasonable best efforts to cause the Registration Statement to become effective, and (ii) the date which is within five (5) Business Days after of the date on which the Commission informs the Company in writing... (a) that the Commission will not review the Registration Statement, or (b) that the Company may request the acceleration of the effectiveness of the Registration Statement. View More
Found in AdvanSource Biomaterials Corp contract
Effectiveness Date. Means with respect to the Registration Statement the earlier of (i) the 90th 120th day following the Closing Date, before which the Company will use its commercially reasonable best efforts to cause the Registration Statement to become effective, and (ii) the date which is within five (5) Business Days after of the date on which the Commission informs the Company in writing (a) that the Commission (a) will not review the Registration Statement, Statement or (b) that the Company may request the... acceleration of the effectiveness of the Registration Statement. View More
Found in INTRUSION INC contract
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Effectiveness Date. Means, with respect to the Initial Registration Statement required to be filed hereunder, the 60th calendar day following the Closing Date (or, in the event the Commission notifies the Company that it will 'review' the Registration Statement, the 90th calendar day following the date hereof) and with respect to any additional Registration Statements which may be required pursuant to Section 2(c) or Section 3(c), the 60th calendar day following the date on which an additional Registration... Statement is required to be filed hereunder; provided, however, if such Effectiveness Date falls on a day that is not a Business Day, then the Effectiveness Date shall be the next succeeding business day; provided, further, that if the Commission is closed for operations due to a government shutdown, the Effectiveness Date shall be extended by the same amount of days that the Commission remains closed for operations View More
Found in Roth CH Acquisition I Co contract
Effectiveness Date. Means, with respect to the Initial Registration Statement required to be filed hereunder, the 60th calendar day following the Closing Date date hereof (or, in the event of a review by the Commission notifies the Company that it will 'review' the Registration Statement, Commission, the 90th calendar day following the date hereof) hereof); provided, however, that in the event the Company is notified by the Commission that the Initial Registration Statement will not be reviewed or is no longer... subject to further review and with respect comments, the Effectiveness Date as to any additional such Registration Statements which may Statement shall be required pursuant to Section 2(c) or Section 3(c), the 60th calendar day fifth Trading Day following the date on which an additional Registration Statement the Company is so notified if such date precedes the dates otherwise required to be filed hereunder; above, provided, however, further, if such Effectiveness Date falls on a day that is not a Business Trading Day, then the Effectiveness Date shall be the next succeeding business day; Trading Day; provided, further, that if the Commission is closed for operations due to a government shutdown, shutdown or lapse in appropriations, the Effectiveness Date shall be extended by the same amount number of days that the Commission remains closed for operations View More
Found in Mind Medicine (MindMed) Inc. contract
Effectiveness Date. Means, with respect to the Initial Registration Statement required to be filed hereunder, provided that the Registrable Securities are not included on the Merger Registration Statement, the 60th calendar day following the Closing Date (or, in the event the Commission notifies the Company that it will 'review' "review" the Registration Statement, the 90th calendar day following the date hereof) and with respect to any additional Registration Statements which may be required pursuant to Section... 2(c) or Section 3(c), the 60th 90th calendar day following the date on which an additional Registration Statement is required to be filed hereunder; provided, however, if such Effectiveness Date falls on a day that is not a Business Day, then the Effectiveness Date shall be the next succeeding business day; provided, further, that if the Commission is closed for operations due to a government shutdown, the Effectiveness Date shall be extended by the same amount of days that the Commission remains closed for operations View More
Found in NB Merger Corp. contract
View Variations (2)
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